0001209191-17-030464.txt : 20170505 0001209191-17-030464.hdr.sgml : 20170505 20170505200747 ACCESSION NUMBER: 0001209191-17-030464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCA Holdings, Inc. CENTRAL INDEX KEY: 0000860730 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 273865930 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLZ CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153449551 MAIL ADDRESS: STREET 1: ONE PARK PLAZA CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: HCA INC/TN DATE OF NAME CHANGE: 20010627 FORMER COMPANY: FORMER CONFORMED NAME: HCA THE HEALTHCARE CO DATE OF NAME CHANGE: 20010419 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA HCA HEALTHCARE CORP DATE OF NAME CHANGE: 20000502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIST PATRICIA C CENTRAL INDEX KEY: 0001181963 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11239 FILM NUMBER: 17819999 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-03 0 0000860730 HCA Holdings, Inc. HCA 0001181963 FRIST PATRICIA C 3100 WEST END AVENUE NASHVILLE TN 37203 0 0 1 0 Common Stock, par value $0.01 per share 2017-02-22 5 G 0 E 387659.7546 0.00 D 0 I Held indirectly through Hercules Holding II by Frist Children's Trust Common Stock, par value $0.01 per share 2017-02-22 5 G 0 E 6657331.3176 0.00 D 0 I Held indirectly through Hercules Holding II by Frist Children's Trust II Common Stock, par value $0.01 per share 2017-05-03 4 P 0 167000 82.965 A 167000 I Held indirectly by Thomas F. Frist Jr. Common Stock, par value $0.01 per share 2017-05-04 4 P 0 21989 82.4045 A 188989 I Held indirectly by Thomas F. Frist Jr. Common Stock, par value $0.01 per share 2017-05-04 4 P 0 73190 82.8404 A 262179 I Held indirectly by Thomas F. Frist Jr. Common Stock, par value $0.01 per share 2017-05-04 4 P 0 25421 83.582 A 287600 I Held indirectly by Thomas F. Frist Jr. Common Stock, par value $0.01 per share 2017-05-05 4 P 0 71850 83.4696 A 359450 I Held indirectly by Thomas F. Frist Jr. Common Stock, par value $0.01 per share 2017-05-05 4 P 0 1755 84.1393 A 361205 I Held indirectly by Thomas F. Frist Jr. Common Stock, par value $0.01 per share 204968.4898 I Held indirectly through Hercules Holding II Common Stock, par value $0.01 per share 72561.6299 I Held indirectly through Hercules Holding II by Thomas F. Frist, Jr. Common Stock, par value $0.01 per share 72589.0649 I Held indirectly through Hercules Holding II by Thomas F. Frist GST Tax Exempt Trust Common Stock, par value $0.01 per share 168876 I Held indirectly through Hercules Holding II by Patricia Champion Frist 2015 GRAT Common Stock, par value $0.01 per share 67007 I Held indirectly through Hercules Holding II by Patricia Champion Frist 2016 GRAT Common Stock, par value $0.01 per share 199017 I Held indirectly through Hercules Holding II by Patricia Champion Frist 2017 GRAT Common Stock, par value $0.01 per share 36629163.8593 I Held indirectly through Hercules Holding II by Frisco, Inc. Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein. The Reporting Person is the trustee of (i) Frist Children's Trust, (ii) Frist Children's Trust II and (iii) Patricia Champion Frist 2016 Grantor Retained Annuity Trust and may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $82.66 to $83.05, inclusive. The Reporting Person undertakes to provide HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3), (5), (6), (7) and (8) to this Form 4. The Reporting Person may be deemed to have indirect beneficial ownership in respect of shares of common stock of HCA Holdings, Inc. through an indirect pecuniary interest in such shares held by her husband, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.64 to $82.60, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $82.61 to $83.49, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $83.50 to $83.83, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $83.15 to $84.04, inclusive. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.06 to $84.21, inclusive. The Reporting Person directly owns 204,968.4898 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. by virtue of her ownership in Hercules. The Reporting Person may also be deemed to have indirect beneficial ownership in respect of 72,561.6299 units of Hercules, through an indirect pecuniary interest in such units held by her husband, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. The Reporting Person's husband is the trustee of (i) Thomas F. Frist GST Tax Exempt Trust, (ii) Patricia Champion Frist 2015 Grantor Retained Annuity Trust, and (iii) Patricia Champion Frist 2017 Grantor Retained Annuity Trust and the Reporting Person may therefore be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Holdings, Inc. beneficially owned by Frisco, Inc. by virtue of her position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. /s/ Natalie Harrison Cline, Attorney-in-Fact 2017-05-05