-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQnyA7i+X0lMRo745N1vednpO36+4ycScVrwRqvO3i7GYjButPtGMRGIRj0TIrOu f6yusCHnNwfjNint2h8oYQ== 0001179110-03-010590.txt : 20031112 0001179110-03-010590.hdr.sgml : 20031112 20031112171134 ACCESSION NUMBER: 0001179110-03-010590 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031023 FILED AS OF DATE: 20031112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARCH CAPITAL GROUP LTD CENTRAL INDEX KEY: 0000947484 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 061424716 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038624300 MAIL ADDRESS: STREET 1: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL HOLDINGS INC DATE OF NAME CHANGE: 19950816 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL RE INC DATE OF NAME CHANGE: 19950703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEMENTS ROBERT CENTRAL INDEX KEY: 0001181609 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16209 FILM NUMBER: 03994830 BUSINESS ADDRESS: STREET 1: ARCH CAPITAL GROUP LTD STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038624343 MAIL ADDRESS: STREET 1: ARCH CAPITAL GROUP LTD STREET 2: 20 HORSENECK LANE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml FORM 4 - X0201 4 2003-10-23 0 0000947484 ARCH CAPITAL GROUP LTD ACGL 0001181609 CLEMENTS ROBERT ARCH CAPITAL GROUP (U.S.) INC. 20 HORSENECK LANE GREENWICH CT 06830 0 0 0 1 Chairman of the Board of Direc Common Shares, $.01 par value per share 2003-10-23 5 G 0 E 168962 D 970121 D Common Shares, $.01 par value per share 989501 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 8600 39.00 D 980901 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 1000 39.01 D 979901 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 4000 39.01 D 975901 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 200 39.02 D 975701 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 2400 39.04 D 973301 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 500 39.12 D 972801 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 700 39.17 D 972101 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 3100 39.20 D 969001 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 200 39.24 D 968801 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 900 39.25 D 967901 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 400 39.26 D 967501 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 1000 39.39 D 966501 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 4600 39.40 D 961901 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 5700 39.41 D 956201 D Common Shares, $.01 par value per share 2003-11-07 4 S 0 200 39.52 D 956001 D Common Shares, $.01 par value per share 2003-11-10 4 S 0 100 39.01 D 955901 D Common Shares, $.01 par value per share 2003-11-10 4 S 0 100 39.03 D 955801 D Common Shares, $.01 par value per share 2003-11-10 4 S 0 200 39.06 D 955601 D Common Shares, $.01 par value per share 2003-11-10 4 S 0 200 39.07 D 955401 D Common Shares, $.01 par value per share 2003-11-10 4 S 0 100 39.09 D 955301 D Common Shares, $.01 par value per share 432008 I See footnote. Common Shares, $.01 par value per share 2725 I See footnote. Reflects Common Shares held by spouse. The Reporting Person disclaims beneficial ownership of these securities. Since the Reporting Person's last report, and in accordance with the terms of the grantor retained annuity trust ("GRAT") established by the Reporting Person, which expired on October 23, 2003, 19,380 Common Shares previously held through the GRAT are now owned directly by the Reporting Person. The balance of the 28,132 Common Shares previously held by the GRAT were distributed to the Reporting Person's children who were beneficiaries of the GRAT. Reflects Common Shares held by Sound View Partners, L.P. ("Sound View"). The Reporting Person does not have a pecuniary interest in, and disclaims beneficial ownership of, approximately 98% of the securities held by Sound View, which represents the ownership percentage of Sound View partners other than the Reporting Person, but excluding that portion of Sound View held by Taracay Investors ("Taracay") to the extent of the Reporting Person's beneficial ownership of Taracay. Taracay owns approximately 50% of Sound View. Taracay is a general partnership, the general partners of which consist of the Reporting Person and members of his family and the managing partner of which is the Reporting Person. Represents a gift to the Reporting Person's spouse. Robert Clements 2003-11-12 -----END PRIVACY-ENHANCED MESSAGE-----