0001489096-19-000017.txt : 20190104 0001489096-19-000017.hdr.sgml : 20190104 20190104190111 ACCESSION NUMBER: 0001489096-19-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180516 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON JAY CENTRAL INDEX KEY: 0001181536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35159 FILM NUMBER: 19511784 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thermon Group Holdings, Inc. CENTRAL INDEX KEY: 0001489096 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 272228185 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 BUSINESS PHONE: 512-396-5801 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 4 1 wf-form4_154664645198326.xml FORM 4 X0306 4 2018-05-16 0 0001489096 Thermon Group Holdings, Inc. THR 0001181536 PETERSON JAY 100 THERMON DRIVE SAN MARCOS TX 78666 0 1 0 0 Chief Financial Officer Common Stock 2018-05-20 4 M 0 2156 0 A 34474 D Common Stock 2018-05-20 4 F 0 525 24.14 D 33949 D Common Stock 2018-06-19 4 M 0 2157 0 A 36106 D Common Stock 2018-06-19 4 F 0 525 23.92 D 35581 D Common Stock 2018-07-30 4 M 0 1492 0 A 37073 D Common Stock 2018-07-30 4 F 0 363 24.15 D 36710 D Common Stock 2018-11-30 4 P 0 2000 22.57 A 38710 D Restricted Stock Units 0.0 2018-05-16 4 A 0 5095 0 A 2019-06-30 2021-06-30 Common Stock 5095.0 5095 D Restricted Stock Units 0.0 2018-05-16 4 A 0 2653 0 A 2020-03-31 2020-03-31 Common Stock 2653.0 2653 D Performance Units 0.0 2018-05-16 4 A 0 2162 0 A 2021-03-31 2021-03-31 Common Stock 2162.0 2162 D Performance Units 0.0 2018-05-16 4 A 0 5095 0 A 2021-03-31 2021-03-31 Common Stock 5095.0 5095 D Performance Units 0.0 2018-05-16 4 A 0 2653 0 A 2020-03-31 2020-03-31 Common Stock 2653.0 2653 D Performance Units 0.0 2018-05-16 4 D 0 9035 0 D 2018-03-31 2018-03-31 Common Stock 9035.0 0 D Restricted Stock Units 0.0 2018-05-20 4 M 0 2156 0 D 2017-05-20 2019-05-20 Common Stock 2156.0 2157 D Restricted Stock Units 0.0 2018-07-30 4 M 0 1492 0 D 2016-07-30 2018-07-30 Common Stock 1492.0 0 D Restricted Stock Units 0.0 2018-06-19 4 M 0 2157 0 D 2018-06-19 2020-06-19 Common Stock 2157.0 4315 D Performance Units 0.0 2019-03-31 2019-03-31 Common Stock 6469.0 6469 D Performance Units 0.0 2019-03-31 2019-03-31 Common Stock 3028.0 3028 D Performance Units 0.0 2020-03-31 2020-03-31 Common Stock 6472.0 6472 D Performance Units 0.0 2020-03-31 2020-03-31 Common Stock 2724.0 2724 D Stock Option (Right to Buy) 12.0 2012-05-04 2021-05-04 Common Stock 2000.0 2000 D On May 16, 2018, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units. On May 16, 2018, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award cliff vests on March 31, 2020. On May 16, 2018, the reporting person was granted a performance unit award vesting on March 31, 2021, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On May 16, 2018, the reporting person was granted a performance unit award vesting on March 31, 2021, subject to the Issuer's adjusted EBITDA performance goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On May 16, 2018, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the adjusted EBITDA performance goals of Thermon Heating Systems, Inc. (subsidiary of the Issuer) as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On July 30, 2015, the reporting person was granted a performance unit award vesting on March 31, 2018, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On May 16, 2018, the Issuer's Compensation Committee reviewed the Company's relative total shareholder return performance during the applicable performance period and determined that zero shares were earned in settlement of the award for the period beginning July 30, 2015 and ending March 31, 2018. On May 20, 2016, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units. On July 30, 2015, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units. On June 19, 2017, the reporting person was granted a restricted stock unit award. Each restricted stock unit represents the right to receive, at settlement, one share of the Issuer's common stock. Award vests in equal annual installments on the first, second and third anniversaries of the grant date. The number of shares reflected in this filing represents unvested restricted stock units. On May 20, 2016, the reporting person was granted a performance unit award vesting on March 31, 2019, subject to the Issuer's adjusted EBITDA performance goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On May 20, 2016, the reporting person was granted a performance unit award vesting on March 31, 2019, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On June 19, 2017, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the Issuer's adjusted EBITDA performance goals as further specified in the equity award agreement. The number of shares reflected in this filing represents unvested performance units at the target performance level. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On June 19, 2017, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the Issuer's relative total shareholder return goals as further specified in the equity award agreement. The value reflected in this filing is the grant date fair value. The number of shares subject to the award will be determined based on the application of a Monte Carlo simulation. The actual number of shares that may vest ranges from zero to 200% of the target number of shares. On May 4, 2011, the reporting person was granted a stock option award vesting in equal annual installments on the first, second, third, fourth and fifth anniversaries of the award. The number of options reflected in this filing represents unexercised options. /s/ Jay Peterson by Sarah Alexander as attorney in fact 2018-08-01