0001104659-17-000625.txt : 20170104 0001104659-17-000625.hdr.sgml : 20170104 20170104170026 ACCESSION NUMBER: 0001104659-17-000625 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Capital Senior Floating, Ltd. CENTRAL INDEX KEY: 0001581934 IRS NUMBER: 461996220 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-951-6122 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERICKSON JOHN R CENTRAL INDEX KEY: 0001181077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01025 FILM NUMBER: 17506642 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER, 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 4 1 a4.xml 4 X0306 4 2016-12-30 0 0001581934 American Capital Senior Floating, Ltd. ACSF 0001181077 ERICKSON JOHN R 2 BETHESDA METRO CENTER, 14TH FLOOR BETHESDA MD 20814 0 1 0 0 EVP, CFO and Asst. Sec. Common Stock 2016-12-30 4 S 0 11000 11.81 D 0.00 I 401(k) Plan Common Stock 3000 I By Trust The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.75 to $11.87, inclusive. The reporting person undertakes to provide to American Capital Senior Floating Ltd, any security holder of American Capital Senior Floating Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. /s/ John R. Erickson 2017-01-04