-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CE/aEKuMgjPlWKaqq6BreqgRXmyL0rGvP4zxDDe7Z6fHoCfLOQeUPEyzIDYo1meV 8yv+bfr0qGhZ1XvmdL0+Iw== 0001209191-08-024332.txt : 20080415 0001209191-08-024332.hdr.sgml : 20080415 20080415202819 ACCESSION NUMBER: 0001209191-08-024332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080414 FILED AS OF DATE: 20080415 DATE AS OF CHANGE: 20080415 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART MOVE, INC. CENTRAL INDEX KEY: 0001349108 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 542189769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5990 GREENWOOD PLAZA BLVD STREET 2: SUITE 390 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-488-0204 MAIL ADDRESS: STREET 1: 5990 GREENWOOD PLAZA BLVD STREET 2: SUITE 390 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLESSMAN LEE E CENTRAL INDEX KEY: 0001181007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32951 FILM NUMBER: 08758650 BUSINESS ADDRESS: STREET 1: ATMOS ENERGY CORP STREET 2: P O BOX 650205 CITY: DALLAS STATE: TX ZIP: 75265 BUSINESS PHONE: 9728553718 4 1 bdn55806_bdn1ls.xml MAIN DOCUMENT DESCRIPTION X0202 4 2008-04-14 0001349108 SMART MOVE, INC. MVE 0001181007 SCHLESSMAN LEE E 5900 GREENWOOD PLAZA BLVD. SUITE 390 GREENWOOD VILLAGE CO 80111 0 0 1 0 Common Stock 258649 D Common Stock 690618 I Owned by various family members and entities that the filer has control by POA or ownership Note Conversion 987729 D Warrants .625 2004-09-30 2009-09-30 Common stock 27967 27967 D Warrants 2.50 2005-09-30 2010-09-30 Common stock 2762 30729 D Warrants 7.50 2006-09-15 2011-09-30 Common stock 6136 36865 D Warrants 5.00 2006-01-16 2011-01-19 Common stock 34714 71579 D Warrants 7.50 2006-01-16 2011-01-16 Common stock 3000 74579 D Warrants 3.375 2006-01-16 2011-01-16 Common stock 100116 174695 D Warrants .625 2004-09-30 2009-09-30 Warrants 68182 242877 I Owned by various family members and entities that the filer has control by POA or ownership Warrants 2.50 2005-09-30 2010-09-30 Warrants 184200 427077 I Owned by various family members and entities that the filer has control by POA or ownership Warrants 7.50 2006-09-15 2011-09-30 Warrants 17045 444122 I Owned by various family members and entities that the filer has control by POA or ownership Warants 5.00 2006-01-16 2011-01-16 Warrants 33334 477456 I Owned by various family members and entities that the filer has control by POA or ownership Warrants 7.00 2006-07-26 2011-07-26 Warrants 266000 743456 I Owned by various family members and entities that the filer has control by POA or ownership Warrants 7.50 2006-09-15 2011-09-15 Warrants 28800 772256 I Owned by various family members and entities that the filer has control by POA or ownership Converible Notes 3. 2005-09-30 2010-09-30 Convertible Notes 511667 1283923 I Owned by various family members and entities that the filer has control by POA or ownership Convertible Notes 3.75 2006-01-16 2011-01-16 Convertible Notes 133334 1283923 I Owned by various family members and entities that the filer has control by POA or ownership Convertible Notes 3.75 2006-07-26 2011-07-26 Convertible Notes 886666 2170589 I Owned by various family members and entities that the filer has control by POA or ownership Convertible Notes 2.00 2007-08-28 2009-09-01 Convertible Notes 200000 2370589 D Convertible Notes 2.00 2007-08-28 2009-09-01 Convertible Notes 50000 2420589 I Owned by various family members and entities that the filer has control by POA or ownership Warrants 7.50 2007-08-28 2012-12-05 Warrants 40000 2460589 D Warrants 7.50 2007-08-28 2012-12-05 Warrants 10000 2470589 I Owned by various family members and entities that the filer has control by POA or ownership Convertible Note 1.00 2007-11-12 2009-10-01 Convertible Notes 171000 2641589 D Convertible Note 1.00 2007-11-12 2009-10-01 Convertible Notes 105300 2746889 I Owned by various family members and entities that the filer has control by POA or ownership Warrants 1.50 2007-11-12 2012-11-12 Warrants 171000 2917889 D Warrants 1.50 2007-11-12 2012-11-12 Warrants 105300 3023189 I Owned by various family members and entities that the filer has control by POA or ownership Convertible Note 1.00 2007-11-12 4 J 0 0 1.00 A 2007-11-12 2008-10-01 Common Stock 0 3023189 D Warrants .95 2007-11-12 4 J 0 25000 1.25 A 2007-11-12 2012-11-12 Common Stock 25000 3048189 D Warrants 1.20 2007-11-12 4 J 0 25000 1.50 A 2007-11-12 2012-11-12 Common Stock 25000 3073189 D Warrants 1.00 2008-01-16 4 J 0 12500 1.00 A 2008-01-16 2013-01-16 Common Srock 12500 3085689 D Convertible Debt .75 2008-01-16 4 J 0 175000 .75 A 2008-06-16 2010-01-16 Common Stock 233333 3319022 D Warrants 1.00 2008-01-16 4 J 0 116667 1.00 A 2008-01-16 2013-01-16 Common Stock 116667 3435689 D Warrants 1.00 2008-04-14 4 J 0 581503 1.00 A 2008-04-14 2013-04-14 Common Stock 581503 4017192 D Note Unit acquired in a private placement purchase consisting of a secured convertible note, $171,000 face amount, and a warrant to purchase an aggregate 171,000 shares. Note Unit acquired in a private placement purchase consisting of a secured convertible note, $109,800 face amount, and a warrant to purchase an aggregate 109,800 shares by family members of entities that the filer controls by POA or ownership. Note units acquired in a private placement consisting of a subordinated secured note, $25,000 face amount, and a warrant to purchase an aggregate of 50,000 shares. Warrants Issued to Reporting person and family members in exchange for release of certain collateral securing various notes. /s/ Lee Schlessman, POA Pete Bloomquist 2008-04-14 -----END PRIVACY-ENHANCED MESSAGE-----