0001127602-11-018130.txt : 20110601 0001127602-11-018130.hdr.sgml : 20110601 20110601164532 ACCESSION NUMBER: 0001127602-11-018130 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110531 FILED AS OF DATE: 20110601 DATE AS OF CHANGE: 20110601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERICKSON RANDY J CENTRAL INDEX KEY: 0001180800 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33488 FILM NUMBER: 11885731 MAIL ADDRESS: STREET 1: 770 N WATER ST CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARSHALL & ILSLEY CORP CENTRAL INDEX KEY: 0001399315 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208995389 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 770 NORTH WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-7700 MAIL ADDRESS: STREET 1: 770 NORTH WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NEW M&I CORP DATE OF NAME CHANGE: 20070511 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-05-31 0001399315 MARSHALL & ILSLEY CORP MI 0001180800 ERICKSON RANDY J 770 N. WATER ST. MILWAUKEE WI 53202 1 SVP, Chief Admin. Off. Common Stock 2011-05-31 4 A 0 3750 0 A 307114 D Common Stock 2011-05-31 4 F 0 1640 8.00 D 305474 D Common Stock 2011-05-31 4 S 0 1900 7.9605 D 303574 D Common Stock 32456.8948 I By Deferred Compensation Plan Common Stock 1299 I By IRA Common Stock 533.7193 I By Retirement Program Shares of Marshall & Ilsley Corporation (the "Company") common stock acquired as stock salary by the Reporting Person under the Company's 2010 Equity Incentive Plan. The shares were fully vested at the time of grant, but are subject to transfer restrictions. One third of the stock salary shares will be released from the transfer restrictions on each of June 30, 2012, June 30, 2013 and June 30, 2014. For more information, please see the Current Report on Form 8-K filed by the Company on December 29, 2009. Pursuant to a marital settlement agreement, Mr. Erickson's ex-spouse has an economic interest in some of the shares. Mr. Erickson reports the full amount of shares in the plan but disclaims beneficial ownership in excess of his pecuniary interest. /s/ Jodi W. Rosenthal, as attorney-in-fact 2011-06-01