0001628280-18-013419.txt : 20181102 0001628280-18-013419.hdr.sgml : 20181102 20181102145043 ACCESSION NUMBER: 0001628280-18-013419 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181029 FILED AS OF DATE: 20181102 DATE AS OF CHANGE: 20181102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALEY CLAYTON C JR CENTRAL INDEX KEY: 0001180778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38115 FILM NUMBER: 181156651 MAIL ADDRESS: STREET 1: C/O THE PROCTER & GAMBLE COMPANY, STREET 2: ONE PROCTER & GAMBLE PLAZA CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Simply Good Foods Co CENTRAL INDEX KEY: 0001702744 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0825 BUSINESS ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-633-2840 MAIL ADDRESS: STREET 1: 1225 17TH STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 4 1 wf-form4_154118462548697.xml FORM 4 X0306 4 2018-10-29 0 0001702744 Simply Good Foods Co SMPL 0001180778 DALEY CLAYTON C JR 1225 17TH STREET, SUITE 1000 DENVER CO 80202 1 0 0 0 Common Stock 2018-10-29 4 X 0 3333 11.50 A 58366 D Common Stock 2018-10-29 4 S 0 2063 D 56303 D Warrants (Right to Buy) 11.5 2018-10-29 4 X 0 3333 0 D 2017-08-06 2022-08-06 Common Stock 3333.0 0 D On October 4, 2018, the issuer announced that, pursuant to the warrant agreement and in connection with a notice of redemption of the warrants, the issuer elected to require that all of its publicly-traded warrants only be exercised on a cashless basis. Accordingly, holders of the warrants are deemed to pay the $11.50 exercise price by the surrender of 0.61885 of a share of common stock of the issuer that such holder would have been entitled to receive upon a cash exercise of such warrants. Therefore, by virtue of the cashless exercise of the warrants, the reporting person will receive 0.38115 of a share of the issuer's common stock for each warrant surrendered for exercise. Represents shares withheld by the issuer to cover the exercise price of the warrants in the cashless exercise. /s/ Timothy A. Matthews, as Attorney-in-Fact for Clayton C. Daley, Jr. 2018-11-02