X0306 4 2016-12-01 0 0001585064 Fidelity & Guaranty Life FGL 0001180573 LITTLEFIELD CHRISTOPHER J TWO RUAN CENTER 601 LOCUST STREET, 14TH FLOOR DES MOINES IA 50309 1 1 0 0 President & CEO Common Stock 2016-12-01 4 F 0 5575 23.35 D 65744 D Common Stock 2016-12-01 4 A 0 29121 23.35 A 94865 D Stock Option (right to buy) 23.35 2016-12-01 4 A 0 46692 0.00 A 2023-12-01 Common Stock 46692 46692 D Stock Option (right to buy) 25.75 2022-12-01 Common Stock 118809 118809 D Stock Option (right to buy) 20.88 2022-05-11 Common Stock 24084 24084 D Stock Option (right to buy) 24.87 2021-12-01 Common Stock 8823 8823 D Represents the withholding by the Issuer of restricted stock to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock, which has been approved pursuant to the requirements of Rule 16b-3. Includes restricted stock. Represents a grant of restricted stock under the Issuer's 2013 Stock Incentive Plan, which vests in three equal annual installments on December 1, 2017, 2018 and 2019, subject to continued employment through such date. Stock option granted pursuant to the Issuer's 2013 Stock Incentive Plan, which meets the requirements of Rule 16b-3. The option vests in three equal annual installments on December 1, 2017, 2018 and 2019, subject to continued employment through such date. The option vests in three equal annual installments on December 1, 2016, 2017 and 2018, subject to continued employment through such date. This stock option vests in three equal annual installments on February 1, 2016, 2017 and 2018, subject to the continuous existence of a Service Relationship through such date. This stock option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued employment through such date. /s/ Erica Fine, Attorney-in-fact 2016-12-05