0001638599-19-000655.txt : 20190715 0001638599-19-000655.hdr.sgml : 20190715 20190715174651 ACCESSION NUMBER: 0001638599-19-000655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190711 FILED AS OF DATE: 20190715 DATE AS OF CHANGE: 20190715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARIO ERNEST CENTRAL INDEX KEY: 0001180469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38365 FILM NUMBER: 19955898 MAIL ADDRESS: STREET 1: 20 FAIRMOUNT AVENUE STREET 2: P.O. BOX 445 CITY: CHATHAM STATE: NJ ZIP: 07928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EYENOVIA, INC. CENTRAL INDEX KEY: 0001682639 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 471178401 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8748 TECHNOLOGY WAY CITY: RENO STATE: NV ZIP: 89521 BUSINESS PHONE: 813-766-9539 MAIL ADDRESS: STREET 1: 8748 TECHNOLOGY WAY CITY: RENO STATE: NV ZIP: 89521 4 1 doc4_6179.xml PRIMARY DOCUMENT X0306 4 2019-07-11 0 0001682639 EYENOVIA, INC. EYEN 0001180469 MARIO ERNEST C/O EYENOVIA, INC. 295 MADISON AVENUE, SUITE 2400 NEW YORK NY 10017 1 0 0 0 Common Stock, par value $.0001 2019-07-11 4 P 0 35971 2.78 A 272741 D Stock Option (right to buy) 1.24 2015-03-23 2025-03-23 Common Stock 40000 40000 D Stock Option (right to buy) 1.95 2027-07-07 Common Stock 33334 33334 D Stock Option (right to buy) 6.20 2028-07-24 Common Stock 4465 4465 D The option became exercisable as to 2,778 shares on August 7, 2017, and became exercisable in equal 2,778 share amounts on each of the 11 one-month anniversaries thereafter. The option became exercisable on the earlier of July 24, 2019 or the date of the Issuer's 2019 annual meeting of stockholders, subject to the Reporting Person's continued service on the Issuer's Board of Directors and acceleration upon change in control. /s/ S. Halle Vakani, Attorney-in-Fact 2019-07-15