0001209191-22-053705.txt : 20221014 0001209191-22-053705.hdr.sgml : 20221014 20221014185010 ACCESSION NUMBER: 0001209191-22-053705 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220826 FILED AS OF DATE: 20221014 DATE AS OF CHANGE: 20221014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARIO ERNEST CENTRAL INDEX KEY: 0001180469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36593 FILM NUMBER: 221312310 MAIL ADDRESS: STREET 1: 20 FAIRMOUNT AVENUE STREET 2: P.O. BOX 445 CITY: CHATHAM STATE: NJ ZIP: 07928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLENO THERAPEUTICS INC CENTRAL INDEX KEY: 0001484565 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770523891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 203 REDWOOD SHORES PARKWAY STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-213-8444 MAIL ADDRESS: STREET 1: 203 REDWOOD SHORES PARKWAY STREET 2: SUITE 500 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Capnia, Inc. DATE OF NAME CHANGE: 20100219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-08-26 0 0001484565 SOLENO THERAPEUTICS INC SLNO 0001180469 MARIO ERNEST 203 REDWOOD SHORES PKWY, STE 500 REDWOOD CITY CA 94062 1 0 0 0 Common Stock 157542 D Common Stock 62000 I See footnote Common Stock 20752 I See footnote Stock option (right to buy) 535.50 2024-08-04 Common Stock 663 663 D Stock option (right to buy) 535.50 2024-08-04 Common Stock 93 93 D Stock option (right to buy) 135.00 2025-01-11 Common Stock 66 66 D Stock option (right to buy) 349.50 2025-05-15 Common Stock 66 66 D Stock option (right to buy) 90.00 2026-06-08 Common Stock 361 361 D Stock option (right to buy) 54.00 2027-05-08 Common Stock 601 601 D Stock option (right to buy) 30.60 2028-06-11 Common Stock 1062 1062 D Stock option (right to buy) 39.45 2029-06-10 Common Stock 823 823 D Stock option (right to buy) 51.15 2030-05-18 Common Stock 635 635 D Stock option (right to buy) 33.60 2031-01-08 Common Stock 2666 2666 D Stock option (right to buy) 15.30 2031-06-01 Common Stock 2124 2124 D Stock option (right to buy) 2.55 2032-06-01 Common Stock 2666 2666 D Warrant (right to buy) 4.50 2022-03-31 2027-03-31 Common Stock 62000 62000 D Warrant (right to buy) 4.50 2022-03-31 2027-03-31 Common Stock 62000 62000 I See footnote The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected August 26, 2022. The securities are held by Mario 1998 Irrevocable Trust, of which the Reporting Person is the ultimate beneficiary. The shares are held by Martha Mario Nonelective Trust. The per share exercise price and number of shares subject to the option reflect the 1-for-5 reverse stock split effected October 15, 2017 and the 1-for-15 reverse stock split effected August 26, 2022. All of the shares subject to this option are fully vested and exercisable as of the date hereof. The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected August 26, 2022. The shares subject to the Option shall vest on the earlier of the twelve-month anniversary of June 1, 2022 or the day before the next annual stockholder meeting, subject to Reporting Person continuing to be a Service Provider through each such date. The per share exercise price and number of shares subject to the warrant reflect the 1-for-15 reverse stock split effected August 26, 2022. /s/ Anish Bhatnagar, Attorney-in-Fact 2022-10-14