0001209191-22-053705.txt : 20221014
0001209191-22-053705.hdr.sgml : 20221014
20221014185010
ACCESSION NUMBER: 0001209191-22-053705
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220826
FILED AS OF DATE: 20221014
DATE AS OF CHANGE: 20221014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARIO ERNEST
CENTRAL INDEX KEY: 0001180469
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36593
FILM NUMBER: 221312310
MAIL ADDRESS:
STREET 1: 20 FAIRMOUNT AVENUE
STREET 2: P.O. BOX 445
CITY: CHATHAM
STATE: NJ
ZIP: 07928
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLENO THERAPEUTICS INC
CENTRAL INDEX KEY: 0001484565
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 770523891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 203 REDWOOD SHORES PARKWAY
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-213-8444
MAIL ADDRESS:
STREET 1: 203 REDWOOD SHORES PARKWAY
STREET 2: SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: Capnia, Inc.
DATE OF NAME CHANGE: 20100219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-08-26
0
0001484565
SOLENO THERAPEUTICS INC
SLNO
0001180469
MARIO ERNEST
203 REDWOOD SHORES PKWY, STE 500
REDWOOD CITY
CA
94062
1
0
0
0
Common Stock
157542
D
Common Stock
62000
I
See footnote
Common Stock
20752
I
See footnote
Stock option (right to buy)
535.50
2024-08-04
Common Stock
663
663
D
Stock option (right to buy)
535.50
2024-08-04
Common Stock
93
93
D
Stock option (right to buy)
135.00
2025-01-11
Common Stock
66
66
D
Stock option (right to buy)
349.50
2025-05-15
Common Stock
66
66
D
Stock option (right to buy)
90.00
2026-06-08
Common Stock
361
361
D
Stock option (right to buy)
54.00
2027-05-08
Common Stock
601
601
D
Stock option (right to buy)
30.60
2028-06-11
Common Stock
1062
1062
D
Stock option (right to buy)
39.45
2029-06-10
Common Stock
823
823
D
Stock option (right to buy)
51.15
2030-05-18
Common Stock
635
635
D
Stock option (right to buy)
33.60
2031-01-08
Common Stock
2666
2666
D
Stock option (right to buy)
15.30
2031-06-01
Common Stock
2124
2124
D
Stock option (right to buy)
2.55
2032-06-01
Common Stock
2666
2666
D
Warrant (right to buy)
4.50
2022-03-31
2027-03-31
Common Stock
62000
62000
D
Warrant (right to buy)
4.50
2022-03-31
2027-03-31
Common Stock
62000
62000
I
See footnote
The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected August 26, 2022.
The securities are held by Mario 1998 Irrevocable Trust, of which the Reporting Person is the ultimate beneficiary.
The shares are held by Martha Mario Nonelective Trust.
The per share exercise price and number of shares subject to the option reflect the 1-for-5 reverse stock split effected October 15, 2017 and the 1-for-15 reverse stock split effected August 26, 2022.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected August 26, 2022.
The shares subject to the Option shall vest on the earlier of the twelve-month anniversary of June 1, 2022 or the day before the next annual stockholder meeting, subject to Reporting Person continuing to be a Service Provider through each such date.
The per share exercise price and number of shares subject to the warrant reflect the 1-for-15 reverse stock split effected August 26, 2022.
/s/ Anish Bhatnagar, Attorney-in-Fact
2022-10-14