0001085146-24-002420.txt : 20240513
0001085146-24-002420.hdr.sgml : 20240513
20240513123118
ACCESSION NUMBER: 0001085146-24-002420
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240513
DATE AS OF CHANGE: 20240513
EFFECTIVENESS DATE: 20240513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC
CENTRAL INDEX KEY: 0001180391
ORGANIZATION NAME:
IRS NUMBER: 752681494
STATE OF INCORPORATION: TX
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10258
FILM NUMBER: 24937858
BUSINESS ADDRESS:
STREET 1: 4200 S. HULEN
STREET 2: STE 534
CITY: FORT WORTH
STATE: TX
ZIP: 76109
BUSINESS PHONE: 7132243100
MAIL ADDRESS:
STREET 1: 4200 S. HULEN
STREET 2: STE 534
CITY: FORT WORTH
STATE: TX
ZIP: 76109
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001180391
XXXXXXXX
03-31-2024
03-31-2024
false
SMH CAPITAL ADVISORS INC
4200 S. HULEN
STE 534
FORT WORTH
TX
76109
13F HOLDINGS REPORT
028-10258
000108344
801-54089
N
Jenny Don Carlos
Platform Program Manager
817-569-7005
/s/ Jenny Don Carlos
Fort Worth
TX
05-13-2024
0
48
37116681
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
BBG001S5T7X2
432872
4081
SH
SOLE
4081
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
BBG001S5NDV7
310236
15893
SH
SOLE
15893
0
0
AFC GAMMA INC
COM
00109K105
BBG00YPSX5R9
321880
26000
SH
SOLE
26000
0
0
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
BBG001S6LJ53
305332
28751
SH
SOLE
28751
0
0
ALLIANCEBERNSTEIN NATL MUN I
COM
01864U106
BBG001SK6452
135318
12313
SH
SOLE
12313
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
BBG00ZNLTFL2
1331089
11837
SH
SOLE
11837
0
0
AT&T INC
COM
00206R102
BBG001S5VWH2
470168
26714
SH
SOLE
26714
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
BBG001SJQLG3
310801
31747
SH
SOLE
31747
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
BBG001SS72L0
282062
26386
SH
SOLE
26386
0
0
BLACKROCK MULTI SECTOR INC T
COM
09258A107
BBG003P84C70
232671
14652
SH
SOLE
14652
0
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
BBG001SLPP25
140726
11669
SH
SOLE
11669
0
0
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
BBG001SC0HR3
301664
18428
SH
SOLE
18428
0
0
CAPITAL SOUTHWEST CORP
COM
140501107
BBG001S5Q7P4
433016
17348
SH
SOLE
17348
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
BBG001SG5559
210354
17413
SH
SOLE
17413
0
0
COMPASS DIVERSIFIED
SH BEN INT
20451Q104
BBG001SPY7K6
1804910
74986
SH
SOLE
74986
0
0
EATON VANCE MUN BD FD
COM
27827X101
BBG001S6S949
137703
13305
SH
SOLE
13305
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
BBG001SBKCG6
250275
10605
SH
SOLE
10605
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
1959849
1992000
PRN
SOLE
1992000
0
0
FAT BRANDS INC
CLASS A COM
30258N105
BBG00HCX5WF4
84805
11159
SH
SOLE
11159
0
0
FUBOTV INC
NOTE 3.250% 2/1
35953DAB0
7946271
12712000
PRN
SOLE
12712000
0
0
GABELLI DIVID & INCOME TR
COM
36242H104
BBG001SDC273
252666
10995
SH
SOLE
10995
0
0
HANCOCK JOHN TAX-ADVANTAGED
COM
41013V100
BBG001S98632
206861
10522
SH
SOLE
10522
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
BBG00F0SW7P6
247461
2390
SH
SOLE
2390
0
0
ISHARES TR
MSCI EAFE ETF
464287465
BBG001SG09V7
335731
4204
SH
SOLE
4204
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
BBG001S5SX02
302351
6856
SH
SOLE
6856
0
0
KRAFT HEINZ CO
COM
500754106
BBG005CPNTR1
316893
8588
SH
SOLE
8588
0
0
MAIN STR CAP CORP
COM
56035L104
BBG001SJMVT1
844591
17852
SH
SOLE
17852
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
BBG001S7WM61
75909
16151
SH
SOLE
16151
0
0
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
227627
1725
SH
SOLE
1725
0
0
NEXPOINT DIVERSIFIED REL ET
COM NEW
65340G205
BBG001SQLM25
398086
60316
SH
SOLE
60316
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
BBG001SKQWJ3
131946
11919
SH
SOLE
11919
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
BBG001SCTFM1
135730
11844
SH
SOLE
11844
0
0
ORION OFFICE REIT INC
COM
68629Y103
BBG0118JXCF7
118223
33682
SH
SOLE
33682
0
0
PENNANTPARK INVT CORP
COM
708062104
BBG001SSQMH0
711344
103393
SH
SOLE
103393
0
0
PROSPECT CAP CORP
COM
74348T102
BBG001SM4WF7
559298
101322
SH
SOLE
101322
0
0
REALTY INCOME CORP
COM
756109104
BBG001S884K0
470383
8695
SH
SOLE
8695
0
0
SLR INVESTMENT CORP
COM
83413U100
BBG001T1Q8N2
162732
10601
SH
SOLE
10601
0
0
STANDARD BIOTOOLS INC
NOTE 2.750% 2/0
34385PAA6
18799
19000
PRN
SOLE
19000
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
BBG001S5WMJ1
134678
24803
SH
SOLE
24803
0
0
U S GLOBAL INVS INC
CL A
902952100
BBG001S5QZ09
311366
112002
SH
SOLE
112002
0
0
UPSTART HLDGS INC
NOTE 0.250% 8/1
91680MAB3
1878904
2407000
PRN
SOLE
2407000
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
BBG001SHTTZ6
320692
7678
SH
SOLE
7678
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
522102
12443
SH
SOLE
12443
0
0
VICI PPTYS INC
COM
925652109
BBG00HVVB4B6
493340
16561
SH
SOLE
16561
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
BBG0074JPDP5
263352
6207
SH
SOLE
6207
0
0
VIRTUS EQUITY & CONV INCM FD
COM
92841M101
BBG001SHZGR6
305533
13646
SH
SOLE
13646
0
0
WISDOMTREE INC
COM
97717P104
BBG001SD2W32
182681
19878
SH
SOLE
19878
0
0
WISDOMTREE INC
NOTE 3.250% 6/1
97717PAD6
9785400
9400000
PRN
SOLE
9400000
0
0