0001085146-23-004178.txt : 20231108 0001085146-23-004178.hdr.sgml : 20231108 20231107202924 ACCESSION NUMBER: 0001085146-23-004178 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231107 EFFECTIVENESS DATE: 20231108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 231385643 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001180391 XXXXXXXX 09-30-2023 09-30-2023 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 000108344 801-54089 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 11-07-2023 0 44 42842000 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 BBG001S5NDV7 237000 14262 SH SOLE 14262 0 0 AFC GAMMA INC COM 00109K105 BBG00YPSX5R9 305000 26000 SH SOLE 26000 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 253000 26121 SH SOLE 26121 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 BBG001SK6452 114000 12230 SH SOLE 12230 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 BBG00ZNLTFL2 1096000 12206 SH SOLE 12206 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 395000 26321 SH SOLE 26321 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 BBG001SJQLG3 250000 29005 SH SOLE 29005 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 BBG001SS72L0 230000 23744 SH SOLE 23744 0 0 BLACKROCK MULTI SECTOR INC T COM 09258A107 BBG003P84C70 186000 12884 SH SOLE 12884 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 BBG001SLPP25 117000 11552 SH SOLE 11552 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 BBG001SC0HR3 235000 16686 SH SOLE 16686 0 0 CAPITAL SOUTHWEST CORP COM 140501107 BBG001S5Q7P4 390000 17023 SH SOLE 17023 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 154000 15249 SH SOLE 15249 0 0 COMPASS DIVERSIFIED SH BEN INT 20451Q104 BBG001SPY7K6 1356000 72231 SH SOLE 72231 0 0 EATON VANCE MUN BD FD COM 27827X101 BBG001S6S949 118000 13209 SH SOLE 13209 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 1935000 2075000 PRN SOLE 2075000 0 0 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 8383000 12662000 PRN SOLE 12662000 0 0 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 10000 10000 PRN SOLE 10000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 430000 3065 SH SOLE 3065 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 286000 798 SH SOLE 798 0 0 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 249000 3380 SH SOLE 3380 0 0 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 249000 3612 SH SOLE 3612 0 0 JEFFERIES FINL GROUP INC COM 47233W109 BBG001S5SX02 262000 7158 SH SOLE 7158 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 278000 8259 SH SOLE 8259 0 0 MAIN STR CAP CORP COM 56035L104 BBG001SJMVT1 738000 18166 SH SOLE 18166 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 BBG001S7WM61 66000 12170 SH SOLE 12170 0 0 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 BBG001SQLM25 495000 56786 SH SOLE 56786 0 0 NIO INC NOTE 0.500% 2/0 62914VAF3 11265000 12911000 PRN SOLE 12911000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 BBG001SKQWJ3 114000 11795 SH SOLE 11795 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 BBG001SCTFM1 119000 11719 SH SOLE 11719 0 0 ORION OFFICE REIT INC COM 68629Y103 BBG0118JXCF7 177000 34002 SH SOLE 34002 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 BBG00XWZGGJ1 242000 23796 SH SOLE 23796 0 0 PITNEY BOWES INC COM 724479100 BBG001S5V171 142000 47154 SH SOLE 47154 0 0 PROSPECT CAP CORP COM 74348T102 BBG001SM4WF7 609000 100720 SH SOLE 100720 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 259000 605 SH SOLE 605 0 0 STANDARD BIOTOOLS INC NOTE 2.750% 2/0 34385PAA6 27000 28000 PRN SOLE 28000 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 BBG001S5WMJ1 103000 22432 SH SOLE 22432 0 0 U S GLOBAL INVS INC CL A 902952100 BBG001S5QZ09 323000 113323 SH SOLE 113323 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 413000 12730 SH SOLE 12730 0 0 VICI PPTYS INC COM 925652109 BBG00HVVB4B6 443000 15232 SH SOLE 15232 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 BBG0074JPDP5 217000 6499 SH SOLE 6499 0 0 VIRTUS EQUITY & CONV INCM FD COM 92841M101 BBG001SHZGR6 267000 13418 SH SOLE 13418 0 0 WISDOMTREE INC COM 97717P104 BBG001SD2W32 130000 18554 SH SOLE 18554 0 0 WISDOMTREE INC NOTE 3.250% 6/1 97717PAD6 9175000 9449000 PRN SOLE 9449000 0 0