0001085146-23-003135.txt : 20230808 0001085146-23-003135.hdr.sgml : 20230808 20230807214019 ACCESSION NUMBER: 0001085146-23-003135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230807 EFFECTIVENESS DATE: 20230808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 231149098 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001180391 XXXXXXXX 06-30-2023 06-30-2023 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 000108344 801-54089 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 08-07-2023 0 54 46210391 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 BBG001S5NDV7 316000 18771 SH SOLE 18771 0 0 AFC GAMMA INC COM 00109K105 BBG00YPSX5R9 324000 26000 SH SOLE 26000 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 333000 33406 SH SOLE 33406 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 BBG001SK6452 130000 12151 SH SOLE 12151 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 BBG00ZNLTFL2 1062000 13826 SH SOLE 13826 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 469000 29400 SH SOLE 29400 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 BBG001SJQLG3 330000 37002 SH SOLE 37002 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 BBG001SS72L0 307000 30291 SH SOLE 30291 0 0 BLACKROCK MULTI SECTOR INC T COM 09258A107 BBG003P84C70 252000 17511 SH SOLE 17511 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 BBG001SLPP25 131000 11480 SH SOLE 11480 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 BBG001SC0HR3 314000 21273 SH SOLE 21273 0 0 CAPITAL SOUTHWEST CORP COM 140501107 BBG001S5Q7P4 324000 16431 SH SOLE 16431 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 645000 4099 SH SOLE 4099 0 0 COHEN & STEERS LTD DURATION COM 19248C105 BBG002YMSBV0 211000 11612 SH SOLE 11612 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 235000 20298 SH SOLE 20298 0 0 COMPASS DIVERSIFIED SH BEN INT 20451Q104 BBG001SPY7K6 1652000 76184 SH SOLE 76184 0 0 EATON VANCE MUN BD FD COM 27827X101 BBG001S6S949 130000 13114 SH SOLE 13114 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 BBG001SBKCG6 274000 12023 SH SOLE 12023 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 502000 4683 SH SOLE 4683 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 1986509 2160000 SH SOLE 2160000 0 0 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 7319902 12662000 SH SOLE 12662000 0 0 GABELLI DIVID & INCOME TR COM 36242H104 BBG001SDC273 270000 12755 SH SOLE 12755 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 BBG001S98632 240000 11769 SH SOLE 11769 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 465000 3473 SH SOLE 3473 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 344000 931 SH SOLE 931 0 0 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 254000 3380 SH SOLE 3380 0 0 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 303000 4185 SH SOLE 4185 0 0 JEFFERIES FINL GROUP INC COM 47233W109 BBG001S5SX02 254000 7667 SH SOLE 7667 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 342000 9628 SH SOLE 9628 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 BBG001S7WM61 146000 15716 SH SOLE 15716 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 238000 2061 SH SOLE 2061 0 0 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 BBG001SQLM25 765000 61084 SH SOLE 61084 0 0 NIO INC NOTE 0.500% 2/0 62914VAF3 10761780 12966000 SH SOLE 12966000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 BBG001SKQWJ3 128000 11716 SH SOLE 11716 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 BBG001S6PT66 135000 12052 SH SOLE 12052 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 BBG001SCTFM1 131000 11637 SH SOLE 11637 0 0 ORION OFFICE REIT INC COM 68629Y103 BBG0118JXCF7 256000 38798 SH SOLE 38798 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 BBG00XWZGGJ1 207000 24841 SH SOLE 24841 0 0 PITNEY BOWES INC COM 724479100 BBG001S5V171 167000 47154 SH SOLE 47154 0 0 POP CULTURE GROUP CO LTD CLASS A ORD SHS G71700101 BBG00ZHRXVL6 6000 12500 SH SOLE 12500 0 0 PROSPECT CAP CORP COM 74348T102 BBG001SM4WF7 624000 100719 SH SOLE 100719 0 0 SCULPTOR CAP MGMT COM CL A 811246107 BBG001SKL5N2 578000 65432 SH SOLE 65432 0 0 SLR INVESTMENT CORP COM 83413U100 BBG001T1Q8N2 155000 10878 SH SOLE 10878 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 311000 701 SH SOLE 701 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 BBG001S5WMJ1 162000 31448 SH SOLE 31448 0 0 U S GLOBAL INVS INC CL A 902952100 BBG001S5QZ09 392000 128266 SH SOLE 128266 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 238000 5848 SH SOLE 5848 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 325000 8729 SH SOLE 8729 0 0 VICI PPTYS INC COM 925652109 BBG00HVVB4B6 490000 15599 SH SOLE 15599 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 BBG0074JPDP5 262000 8297 SH SOLE 8297 0 0 VIRTUS EQUITY & CONV INCM FD COM 92841M101 BBG001SHZGR6 362000 17107 SH SOLE 17107 0 0 WALMART INC COM 931142103 BBG001S5XH92 227000 1441 SH SOLE 1441 0 0 WISDOMTREE INC COM 97717P104 BBG001SD2W32 189000 27496 SH SOLE 27496 0 0 WISDOMTREE INC NOTE 3.250% 6/1 97717PAD6 9235200 9472000 SH SOLE 9472000 0 0