0001085146-23-002406.txt : 20230515 0001085146-23-002406.hdr.sgml : 20230515 20230515161033 ACCESSION NUMBER: 0001085146-23-002406 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 23922293 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001180391 XXXXXXXX 03-31-2023 03-31-2023 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 000108344 801-54089 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 05-15-2023 0 51 16834000 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 BBG001S5NDV7 299000 18979 SH SOLE 18979 0 0 AFC GAMMA INC COM 00109K105 BBG00YPSX5R9 315000 26000 SH SOLE 26000 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 333000 33720 SH SOLE 33720 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 BBG001SK6452 130000 12100 SH SOLE 12100 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 BBG00ZNLTFL2 881000 13905 SH SOLE 13905 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 522000 29543 SH SOLE 29543 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 BBG001SJQLG3 327000 37295 SH SOLE 37295 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 BBG001SS72L0 318000 30551 SH SOLE 30551 0 0 BLACKROCK MULTI SECTOR INC T COM 09258A107 BBG003P84C70 261000 17718 SH SOLE 17718 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 BBG001SLPP25 131000 11432 SH SOLE 11432 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 BBG001SC0HR3 295000 21472 SH SOLE 21472 0 0 CAPITAL SOUTHWEST CORP COM 140501107 BBG001S5Q7P4 312000 17217 SH SOLE 17217 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 702000 4164 SH SOLE 4164 0 0 COHEN & STEERS LTD DURATION COM 19248C105 BBG002YMSBV0 207000 11768 SH SOLE 11768 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 240000 20468 SH SOLE 20468 0 0 COMPASS DIVERSIFIED SH BEN INT 20451Q104 BBG001SPY7K6 1472000 77223 SH SOLE 77223 0 0 EATON VANCE MUN BD FD COM 27827X101 BBG001S6S949 134000 13051 SH SOLE 13051 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 BBG001SBKCG6 277000 12148 SH SOLE 12148 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 774000 6539 SH SOLE 6539 0 0 GABELLI DIVID & INCOME TR COM 36242H104 BBG001SDC273 271000 12902 SH SOLE 12902 0 0 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 BBG001S98632 256000 11904 SH SOLE 11904 0 0 HP INC COM 40434L105 BBG001S6W7N7 416000 14006 SH SOLE 14006 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 441000 3489 SH SOLE 3489 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 300000 931 SH SOLE 931 0 0 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 255000 3380 SH SOLE 3380 0 0 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 307000 4168 SH SOLE 4168 0 0 JEFFERIES FINL GROUP INC COM 47233W109 BBG001S5SX02 251000 7840 SH SOLE 7840 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 380000 9682 SH SOLE 9682 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 BBG001S7WM61 139000 15802 SH SOLE 15802 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 241000 2088 SH SOLE 2088 0 0 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 BBG001SQLM25 652000 61201 SH SOLE 61201 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 BBG001SKQWJ3 130000 11664 SH SOLE 11664 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 BBG001S6PT66 136000 12013 SH SOLE 12013 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 BBG001SCTFM1 133000 11584 SH SOLE 11584 0 0 ORION OFFICE REIT INC COM 68629Y103 BBG0118JXCF7 242000 39412 SH SOLE 39412 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 BBG00XWZGGJ1 200000 25318 SH SOLE 25318 0 0 PITNEY BOWES INC COM 724479100 BBG001S5V171 166000 47154 SH SOLE 47154 0 0 POP CULTURE GROUP CO LTD CLASS A ORD SHS G71700101 BBG00ZHRXVL6 9000 12500 SH SOLE 12500 0 0 PROSPECT CAP CORP COM 74348T102 BBG001SM4WF7 686000 100718 SH SOLE 100718 0 0 QUEST DIAGNOSTICS INC COM 74834L100 BBG001S9GX43 203000 1462 SH SOLE 1462 0 0 SCULPTOR CAP MGMT COM CL A 811246107 BBG001SKL5N2 547000 65615 SH SOLE 65615 0 0 SLR INVESTMENT CORP COM 83413U100 BBG001T1Q8N2 157000 10834 SH SOLE 10834 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 291000 701 SH SOLE 701 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 BBG001S5WMJ1 161000 31739 SH SOLE 31739 0 0 U S GLOBAL INVS INC CL A 902952100 BBG001S5QZ09 357000 130241 SH SOLE 130241 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 235000 5841 SH SOLE 5841 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 344000 8865 SH SOLE 8865 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 BBG0074JPDP5 262000 8586 SH SOLE 8586 0 0 VIRTUS EQUITY & CONV INCM FD COM 92841M101 BBG001SHZGR6 342000 17208 SH SOLE 17208 0 0 WALMART INC COM 931142103 BBG001S5XH92 220000 1456 SH SOLE 1456 0 0 WISDOMTREE INC COM 97717P104 BBG001SD2W32 174000 27887 SH SOLE 27887 0 0