0001085146-22-002614.txt : 20220727 0001085146-22-002614.hdr.sgml : 20220727 20220726193808 ACCESSION NUMBER: 0001085146-22-002614 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220727 DATE AS OF CHANGE: 20220726 EFFECTIVENESS DATE: 20220727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 221108515 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 06-30-2022 06-30-2022 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 07-26-2022 0 59 69032 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 326 21260 SH SOLE 0 0 21260 AFC GAMMA INC COM 00109K105 399 26000 SH SOLE 0 0 26000 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 366 37451 SH SOLE 0 0 37451 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 146 12591 SH SOLE 0 0 12591 APOLLO GLOBAL MGMT INC COM 03769M106 535 17801 SH SOLE 0 0 17801 AT&T INC COM 00206R102 730 15055 SH SOLE 0 0 15055 BLACKROCK CORPOR HI YLD FD I COM 09255P107 695 33162 SH SOLE 0 0 33162 BLACKROCK CR ALLOCATION INCO COM 092508100 424 44447 SH SOLE 0 0 44447 BLACKROCK MULTI SECTOR INC T COM 09258A107 400 36773 SH SOLE 0 0 36773 BLACKROCK MUNICIPAL INCOME COM 09253X102 285 20059 SH SOLE 0 0 20059 BP PLC SPONSORED ADR 055622104 137 11519 SH SOLE 0 0 11519 CAPITAL SOUTHWEST CORP COM 140501107 316 24102 SH SOLE 0 0 24102 CENTRAL SECS CORP COM 155123102 0 11788 SH SOLE 0 0 11788 COHEN & STEERS LTD DURATION COM 19248C105 302 15258 SH SOLE 0 0 15258 COHEN & STEERS QUALITY INCOM COM 19247L106 322 23706 SH SOLE 0 0 23706 COMPASS DIVERSIFIED SH BEN INT 20451Q104 1760 82183 SH SOLE 0 0 82183 DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 2508 2832000 SH SOLE 0 0 2832000 EATON VANCE MUN BD FD COM 27827X101 707 10687 SH SOLE 0 0 10687 EATON VANCE TAX ADVT DIV INC COM 27828G107 145 13507 SH SOLE 0 0 13507 ENBRIDGE INC COM 29250N105 295 12367 SH SOLE 0 0 12367 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 4014 12662000 SH SOLE 0 0 12662000 EZCORP INC CL A NON VTG 302301106 597 6968 SH SOLE 0 0 6968 EZCORP INC NOTE 2.375% 5/0 302301AE6 12921 14198000 SH SOLE 0 0 14198000 FORD MTR CO DEL COM 345370860 111 11317 SH SOLE 0 0 11317 GENERAL DYNAMICS CORP COM 369550108 295 14428 SH SOLE 0 0 14428 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 9353 10312000 SH SOLE 0 0 10312000 HOME PT CAPITAL INCORPORATED COM 43734L106 306 13321 SH SOLE 0 0 13321 INTERNATIONAL BUSINESS MACHS COM 459200101 263 2390 SH SOLE 0 0 2390 IRON MTN INC NEW COM 46284V101 523 3705 SH SOLE 0 0 3705 ISHARES TR ISHS 1-5YR INVS 464288646 604 5299 SH SOLE 0 0 5299 ISHARES TR SHRT NAT MUN ETF 464288158 611 12091 SH SOLE 0 0 12091 JPMORGAN CHASE & CO COM 46625H100 168 10053 SH SOLE 0 0 10053 MAIN STR CAP CORP COM 56035L104 232 2544 SH SOLE 0 0 2544 MERCK & CO INC COM 58933Y105 1034 62711 SH SOLE 0 0 62711 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 142 12098 SH SOLE 0 0 12098 NIO INC NOTE 0.500% 2/0 62914VAF3 11 11000 SH SOLE 0 0 11000 NUVEEN AMT FREE QLTY MUN INC COM 670657105 149 11937 SH SOLE 0 0 11937 NUVEEN QUALITY MUNCP INCOME COM 67066V101 290 44290 SH SOLE 0 0 44290 PAYSAFE LIMITED ORD G6964L107 746 120637 SH SOLE 0 0 120637 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 222 11146 SH SOLE 0 0 11146 PETMED EXPRESS INC COM 716382106 2055 158310 SH SOLE 0 0 158310 PINNACLE WEST CAP CORP COM 723484101 171 47154 SH SOLE 0 0 47154 PITNEY BOWES INC COM 724479100 805 115109 SH SOLE 0 0 115109 PROSPECT CAP CORP COM 74348T102 432 3252 SH SOLE 0 0 3252 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 222 227000 SH SOLE 0 0 227000 QUEST DIAGNOSTICS INC COM 74834L100 295 4315 SH SOLE 0 0 4315 RMR GROUP INC CL A 74967R106 390 46682 SH SOLE 0 0 46682 SIMON PPTY GROUP INC NEW COM 828806109 167 11407 SH SOLE 0 0 11407 STANDARD BIOTOOLS INC NOTE 2.750% 2/0 34385PAA6 10815 14430000 SH SOLE 0 0 14430000 STORE CAP CORP COM 862121100 198 36703 SH SOLE 0 0 36703 TEMPLETON EMERGING MKTS INCO COM 880192109 592 133930 SH SOLE 0 0 133930 TRI CONTL CORP COM 895436103 474 9333 SH SOLE 0 0 9333 U S GLOBAL INVS INC CL A 902952100 240 9957 SH SOLE 0 0 9957 VERIZON COMMUNICATIONS INC COM 92343V104 384 18529 SH SOLE 0 0 18529 VICI PPTYS INC COM 925652109 311 3751 SH SOLE 0 0 3751 VICTORY CAP HLDGS INC COM CL A 92645B103 217 1782 SH SOLE 0 0 1782 VIRTUS EQUITY & CONV INCM FD COM 92841M101 144 10694 SH SOLE 0 0 10694 WISDOMTREE INVTS INC COM 97717P104 7730 7868000 SH SOLE 0 0 7868000 XEROX HOLDINGS CORP COM NEW 98421M106 0 17067000 SH SOLE 0 0 17067000