The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 312 | 16,908 | SH | SOLE | 0 | 0 | 16,908 | ||
| AFC GAMMA INC | COM | 00109K105 | 497 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 348 | 31,148 | SH | SOLE | 0 | 0 | 31,148 | ||
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 166 | 13,213 | SH | SOLE | 0 | 0 | 13,213 | ||
| APOLLO GLOBAL MGMT INC | COM | 03769M106 | 817 | 13,180 | SH | SOLE | 0 | 0 | 13,180 | ||
| AT&T INC | COM | 00206R102 | 657 | 27,794 | SH | SOLE | 0 | 0 | 27,794 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 371 | 34,421 | SH | SOLE | 0 | 0 | 34,421 | ||
| BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 348 | 27,715 | SH | SOLE | 0 | 0 | 27,715 | ||
| BLACKROCK MULTI SECTOR INC T | COM | 09258A107 | 250 | 15,143 | SH | SOLE | 0 | 0 | 15,143 | ||
| BLACKROCK MUNICIPAL INCOME | COM | 09253X102 | 159 | 12,118 | SH | SOLE | 0 | 0 | 12,118 | ||
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | 341 | 19,478 | SH | SOLE | 0 | 0 | 19,478 | ||
| CHEVRON CORP NEW | COM | 166764100 | 669 | 4,108 | SH | SOLE | 0 | 0 | 4,108 | ||
| COHEN & STEERS LTD DURATION | COM | 19248C105 | 236 | 10,282 | SH | SOLE | 0 | 0 | 10,282 | ||
| COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 301 | 17,979 | SH | SOLE | 0 | 0 | 17,979 | ||
| COMPASS DIVERSIFIED | SH BEN INT | 20451Q104 | 1,882 | 79,160 | SH | SOLE | 0 | 0 | 79,160 | ||
| D R HORTON INC | COM | 23331A109 | 717 | 9,628 | SH | SOLE | 0 | 0 | 9,628 | ||
| DIGITALBRIDGE GROUP INC | NOTE 5.000% 4/1 | 19624RAA4 | 8,014 | 7,915,000 | SH | SOLE | 0 | 0 | 7,915,000 | ||
| EATON VANCE MUN BD FD | COM | 27827X101 | 164 | 14,237 | SH | SOLE | 0 | 0 | 14,237 | ||
| EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 317 | 10,955 | SH | SOLE | 0 | 0 | 10,955 | ||
| ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 13 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 522 | 6,321 | SH | SOLE | 0 | 0 | 6,321 | ||
| EZCORP INC | NOTE 2.375% 5/0 | 302301AE6 | 3,143 | 3,559,000 | SH | SOLE | 0 | 0 | 3,559,000 | ||
| FINTECH ACQUISITION CORP V | COM CL A | 31810Q107 | 112 | 11,353 | SH | SOLE | 0 | 0 | 11,353 | ||
| FLUIDIGM CORPORATION | NOTE 2.750% 2/0 | 34385PAA6 | 29 | 31,000 | SH | SOLE | 0 | 0 | 31,000 | ||
| GABELLI DIVID & INCOME TR | COM | 36242H104 | 283 | 11,490 | SH | SOLE | 0 | 0 | 11,490 | ||
| HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | 272 | 10,626 | SH | SOLE | 0 | 0 | 10,626 | ||
| HELLO GROUP INC | NOTE 1.250% 7/0 | 60879BAB3 | 12,740 | 14,363,000 | SH | SOLE | 0 | 0 | 14,363,000 | ||
| HP INC | COM | 40434L105 | 474 | 13,062 | SH | SOLE | 0 | 0 | 13,062 | ||
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 491 | 2,390 | SH | SOLE | 0 | 0 | 2,390 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 423 | 3,253 | SH | SOLE | 0 | 0 | 3,253 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 206 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
| ISHARES TR | ISHS 1-5YR INVS | 464288646 | 625 | 12,078 | SH | SOLE | 0 | 0 | 12,078 | ||
| ISHARES TR | TIPS BD ETF | 464287176 | 656 | 5,267 | SH | SOLE | 0 | 0 | 5,267 | ||
| JEFFERIES FINL GROUP INC | COM | 47233W109 | 269 | 8,176 | SH | SOLE | 0 | 0 | 8,176 | ||
| KRAFT HEINZ CO | COM | 500754106 | 350 | 8,891 | SH | SOLE | 0 | 0 | 8,891 | ||
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 | 933 | 58,981 | SH | SOLE | 0 | 0 | 58,981 | ||
| NIO INC | NOTE 0.500% 2/0 | 62914VAF3 | 11,869 | 14,688,000 | SH | SOLE | 0 | 0 | 14,688,000 | ||
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 167 | 12,719 | SH | SOLE | 0 | 0 | 12,719 | ||
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 171 | 12,778 | SH | SOLE | 0 | 0 | 12,778 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 330 | 44,812 | SH | SOLE | 0 | 0 | 44,812 | ||
| PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 | 252 | 26,662 | SH | SOLE | 0 | 0 | 26,662 | ||
| PETMED EXPRESS INC | COM | 716382106 | 213 | 8,241 | SH | SOLE | 0 | 0 | 8,241 | ||
| PITNEY BOWES INC | COM | 724479100 | 245 | 47,154 | SH | SOLE | 0 | 0 | 47,154 | ||
| PROSPECT CAP CORP | COM | 74348T102 | 953 | 115,108 | SH | SOLE | 0 | 0 | 115,108 | ||
| PROSPECT CAP CORP | NOTE 4.950% 7/1 | 74348TAR3 | 4,317 | 4,285,000 | SH | SOLE | 0 | 0 | 4,285,000 | ||
| QUEST DIAGNOSTICS INC | COM | 74834L100 | 377 | 2,757 | SH | SOLE | 0 | 0 | 2,757 | ||
| REALTY INCOME CORP | COM | 756109104 | 230 | 3,314 | SH | SOLE | 0 | 0 | 3,314 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 548 | 39,338 | SH | SOLE | 0 | 0 | 39,338 | ||
| SLR INVESTMENT CORP | COM | 83413U100 | 205 | 11,323 | SH | SOLE | 0 | 0 | 11,323 | ||
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 178 | 26,058 | SH | SOLE | 0 | 0 | 26,058 | ||
| U S GLOBAL INVS INC | CL A | 902952100 | 627 | 120,666 | SH | SOLE | 0 | 0 | 120,666 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 413 | 8,102 | SH | SOLE | 0 | 0 | 8,102 | ||
| VICI PPTYS INC | COM | 925652109 | 1,595 | 56,058 | SH | SOLE | 0 | 0 | 56,058 | ||
| VICTORY CAP HLDGS INC | COM CL A | 92645B103 | 216 | 7,475 | SH | SOLE | 0 | 0 | 7,475 | ||
| VIRTUS ALLIANZGI EQUITY & CO | COM | 92841M101 | 424 | 15,615 | SH | SOLE | 0 | 0 | 15,615 | ||
| WISDOMTREE INVTS INC | COM | 97717P104 | 133 | 22,698 | SH | SOLE | 0 | 0 | 22,698 | ||