The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 277 | 15,166 | SH | SOLE | 0 | 0 | 15,166 | ||
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 345 | 29,151 | SH | SOLE | 0 | 0 | 29,151 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 383 | 32,663 | SH | SOLE | 0 | 0 | 32,663 | ||
| BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 391 | 26,614 | SH | SOLE | 0 | 0 | 26,614 | ||
| BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 241 | 13,348 | SH | SOLE | 0 | 0 | 13,348 | ||
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | 314 | 18,253 | SH | SOLE | 0 | 0 | 18,253 | ||
| CATERPILLAR INC | COM | 149123101 | 214 | 921 | SH | SOLE | 0 | 0 | 921 | ||
| CHEVRON CORP NEW | COM | 166764100 | 419 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
| COHEN & STEERS LTD DURATION | COM | 19248C105 | 236 | 9,038 | SH | SOLE | 0 | 0 | 9,038 | ||
| COHEN & STEERS QUALITY INCOM | COM | 19247L106 | 235 | 16,911 | SH | SOLE | 0 | 0 | 16,911 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 8,390 | 8,339,000 | SH | SOLE | 0 | 0 | 8,339,000 | ||
| COLONY CR REAL ESTATE INC | COM CL A | 19625T101 | 311 | 36,450 | SH | SOLE | 0 | 0 | 36,450 | ||
| COMPASS DIVERSIFIED | SH BEN INT | 20451Q104 | 1,154 | 49,848 | SH | SOLE | 0 | 0 | 49,848 | ||
| D R HORTON INC | COM | 23331A109 | 805 | 9,038 | SH | SOLE | 0 | 0 | 9,038 | ||
| EATON VANCE MUN BD FD | COM | 27827X101 | 146 | 10,990 | SH | SOLE | 0 | 0 | 10,990 | ||
| EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | 266 | 10,122 | SH | SOLE | 0 | 0 | 10,122 | ||
| ENVESTNET INC | NOTE 1.750% 6/0 | 29404KAB2 | 14 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 216 | 3,863 | SH | SOLE | 0 | 0 | 3,863 | ||
| EZCORP INC | CL A NON VTG | 302301106 | 53 | 10,710 | SH | SOLE | 0 | 0 | 10,710 | ||
| EZCORP INC | NOTE 2.375% 5/0 | 302301AE6 | 1,764 | 2,179,000 | SH | SOLE | 0 | 0 | 2,179,000 | ||
| FINTECH ACQUISITION CORP IV | CL A | 31810N104 | 214 | 19,172 | SH | SOLE | 0 | 0 | 19,172 | ||
| FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 30 | 31,000 | SH | SOLE | 0 | 0 | 31,000 | ||
| GABELLI DIVID & INCOME TR | COM | 36242H104 | 252 | 10,508 | SH | SOLE | 0 | 0 | 10,508 | ||
| HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | 224 | 9,537 | SH | SOLE | 0 | 0 | 9,537 | ||
| HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 4,718 | 4,614,000 | SH | SOLE | 0 | 0 | 4,614,000 | ||
| HP INC | COM | 40434L105 | 389 | 12,239 | SH | SOLE | 0 | 0 | 12,239 | ||
| INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 431 | 2,390 | SH | SOLE | 0 | 0 | 2,390 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 413 | 3,103 | SH | SOLE | 0 | 0 | 3,103 | ||
| IRON MTN INC NEW | COM | 46284V101 | 515 | 13,911 | SH | SOLE | 0 | 0 | 13,911 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 671 | 7,700 | SH | SOLE | 0 | 0 | 7,700 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 344 | 4,536 | SH | SOLE | 0 | 0 | 4,536 | ||
| KRAFT HEINZ CO | COM | 500754106 | 321 | 8,026 | SH | SOLE | 0 | 0 | 8,026 | ||
| LENSAR INC | COM | 52634L108 | 85 | 11,710 | SH | SOLE | 0 | 0 | 11,710 | ||
| MARATHON PETE CORP | COM | 56585A102 | 583 | 10,897 | SH | SOLE | 0 | 0 | 10,897 | ||
| NEXPOINT STRATEGIC OPPORTES | COM NEW | 65340G205 | 510 | 44,760 | SH | SOLE | 0 | 0 | 44,760 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 286 | 46,206 | SH | SOLE | 0 | 0 | 46,206 | ||
| PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 477 | 19,860 | SH | SOLE | 0 | 0 | 19,860 | ||
| PITNEY BOWES INC | COM | 724479100 | 389 | 47,154 | SH | SOLE | 0 | 0 | 47,154 | ||
| PROSPECT CAP CORP | COM | 74348T102 | 1,260 | 164,262 | SH | SOLE | 0 | 0 | 164,262 | ||
| PROSPECT CAP CORP | NOTE 4.950% 7/1 | 74348TAR3 | 5,372 | 5,247,000 | SH | SOLE | 0 | 0 | 5,247,000 | ||
| QUEST DIAGNOSTICS INC | COM | 74834L100 | 310 | 2,418 | SH | SOLE | 0 | 0 | 2,418 | ||
| RMR GROUP INC | CL A | 74967R106 | 410 | 10,039 | SH | SOLE | 0 | 0 | 10,039 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 821 | 37,527 | SH | SOLE | 0 | 0 | 37,527 | ||
| SIMON PPTY GROUP INC NEW | COM | 828806109 | 455 | 3,998 | SH | SOLE | 0 | 0 | 3,998 | ||
| SLR INVESTMENT CORP | COM | 83413U100 | 206 | 11,610 | SH | SOLE | 0 | 0 | 11,610 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 206 | 519 | SH | SOLE | 0 | 0 | 519 | ||
| STORE CAP CORP | COM | 862121100 | 481 | 14,350 | SH | SOLE | 0 | 0 | 14,350 | ||
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 169 | 22,994 | SH | SOLE | 0 | 0 | 22,994 | ||
| TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 6,817 | 6,787,000 | SH | SOLE | 0 | 0 | 6,787,000 | ||
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 279 | 5,368 | SH | SOLE | 0 | 0 | 5,368 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 393 | 6,755 | SH | SOLE | 0 | 0 | 6,755 | ||
| VIRTUS ALLIANZGI EQUITY & CO | COM | 92841M101 | 454 | 16,215 | SH | SOLE | 0 | 0 | 16,215 | ||
| WISDOMTREE INVTS INC | COM | 97717P104 | 119 | 19,113 | SH | SOLE | 0 | 0 | 19,113 | ||