0001085146-20-001991.txt : 20200805 0001085146-20-001991.hdr.sgml : 20200805 20200804210519 ACCESSION NUMBER: 0001085146-20-001991 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200804 EFFECTIVENESS DATE: 20200805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 201075346 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 06-30-2020 06-30-2020 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 08-04-2020 0 42 49916 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 708 41049 SH SOLE 0 0 41049 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 216 17362 SH SOLE 0 0 17362 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 288 28522 SH SOLE 0 0 28522 KRAFT HEINZ CO COM 500754106 256 8021 SH SOLE 0 0 8021 NUVEEN QUALITY MUNCP INCOME COM 67066V101 146 10441 SH SOLE 0 0 10441 INTERNATIONAL BUSINESS MACHS COM 459200101 591 4890 SH SOLE 0 0 4890 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 141 10561 SH SOLE 0 0 10561 SCULPTOR CAP MGMT COM CL A 811246107 467 36133 SH SOLE 0 0 36133 OAKTREE SPECIALTY LENDING CO COM 67401P108 201 44995 SH SOLE 0 0 44995 ISHARES TR MORTGE REL ETF 46435G342 425 17102 SH SOLE 0 0 17102 SOLAR CAP LTD COM 83413U100 296 18469 SH SOLE 0 0 18469 HP INC COM 40434L105 207 11876 SH SOLE 0 0 11876 BLACKROCK CORPOR HI YLD FD I COM 09255P107 330 32417 SH SOLE 0 0 32417 IRON MTN INC NEW COM 46284V101 326 12474 SH SOLE 0 0 12474 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 4874 5358000 SH SOLE 0 0 5358000 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 10272 9702000 SH SOLE 0 0 9702000 BLACKROCK MULTI-SECTOR INC T COM 09258A107 175 12162 SH SOLE 0 0 12162 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4610 4732000 SH SOLE 0 0 4732000 SPDR S&P 500 ETF TR TR UNIT 78462F103 263 854 SH SOLE 0 0 854 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 48 48000 SH SOLE 0 0 48000 FAT BRANDS INC COM 30258N105 127 36760 SH SOLE 0 0 36760 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 14 11000 SH SOLE 0 0 11000 CHEVRON CORP NEW COM 166764100 215 2406 SH SOLE 0 0 2406 PROSPECT CAP CORP COM 74348T102 816 159755 SH SOLE 0 0 159755 EATON VANCE MUN BD FD COM 27827X101 149 11731 SH SOLE 0 0 11731 ISHARES TR MSCI EAFE ETF 464287465 223 3664 SH SOLE 0 0 3664 COHEN & STEERS QUALITY INCOM COM 19247L106 172 15732 SH SOLE 0 0 15732 PDL BIOPHARMA INC COM 69329Y104 226 77707 SH SOLE 0 0 77707 ADAMS DIVERSIFIED EQUITY FD COM 006212104 213 14298 SH SOLE 0 0 14298 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 7269 8452000 SH SOLE 0 0 8452000 WISDOMTREE INVTS INC COM 97717P104 49 14180 SH SOLE 0 0 14180 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 6448 6844000 SH SOLE 0 0 6844000 JERNIGAN CAP INC COM 476405105 264 19300 SH SOLE 0 0 19300 VERIZON COMMUNICATIONS INC COM 92343V104 224 4061 SH SOLE 0 0 4061 PITNEY BOWES INC COM 724479100 245 94307 SH SOLE 0 0 94307 BLACKROCK MUNI INTER DR FD I COM 09253X102 147 10645 SH SOLE 0 0 10645 MARATHON PETE CORP COM 56585A102 396 10589 SH SOLE 0 0 10589 TEMPLETON EMERGING MKTS INCO COM 880192109 154 19660 SH SOLE 0 0 19660 BLACKROCK CR ALLOCATION INCO COM 092508100 348 26341 SH SOLE 0 0 26341 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 230 5803 SH SOLE 0 0 5803 NUVEEN AMT FREE QLTY MUN INC COM 670657105 143 10258 SH SOLE 0 0 10258 EZCORP INC NOTE 2.375% 5/0 302301AE6 7004 9058000 SH SOLE 0 0 9058000