The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 181 | 14,386 | SH | SOLE | 0 | 0 | 14,386 | ||
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 265 | 28,617 | SH | SOLE | 0 | 0 | 28,617 | ||
| ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 135 | 10,582 | SH | SOLE | 0 | 0 | 10,582 | ||
| APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 216 | 6,459 | SH | SOLE | 0 | 0 | 6,459 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 286 | 32,497 | SH | SOLE | 0 | 0 | 32,497 | ||
| BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 311 | 26,683 | SH | SOLE | 0 | 0 | 26,683 | ||
| BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 147 | 12,184 | SH | SOLE | 0 | 0 | 12,184 | ||
| BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 138 | 10,586 | SH | SOLE | 0 | 0 | 10,586 | ||
| CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 170 | 17,412 | SH | SOLE | 0 | 0 | 17,412 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 6,848 | 8,356,000 | SH | SOLE | 0 | 0 | 8,356,000 | ||
| COMPASS DIVERSIFIED HOLDINGS | SH BEN INT | 20451Q104 | 261 | 19,454 | SH | SOLE | 0 | 0 | 19,454 | ||
| EATON VANCE MUN BD FD | COM | 27827X101 | 145 | 11,658 | SH | SOLE | 0 | 0 | 11,658 | ||
| EZCORP INC | NOTE 2.375% 5/0 | 302301AE6 | 6,599 | 8,915,000 | SH | SOLE | 0 | 0 | 8,915,000 | ||
| FAT BRANDS INC | COM | 30258N105 | 84 | 36,760 | SH | SOLE | 0 | 0 | 36,760 | ||
| FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 51 | 54,000 | SH | SOLE | 0 | 0 | 54,000 | ||
| HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 4,326 | 4,715,000 | SH | SOLE | 0 | 0 | 4,715,000 | ||
| HP INC | COM | 40434L105 | 207 | 11,902 | SH | SOLE | 0 | 0 | 11,902 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 543 | 4,892 | SH | SOLE | 0 | 0 | 4,892 | ||
| ISHARES TR | CORE US AGGBD ET | 464287226 | 1,472 | 12,758 | SH | SOLE | 0 | 0 | 12,758 | ||
| ISHARES TR | MORTGE REL ETF | 46435G342 | 320 | 17,131 | SH | SOLE | 0 | 0 | 17,131 | ||
| NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 138 | 10,195 | SH | SOLE | 0 | 0 | 10,195 | ||
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 143 | 10,380 | SH | SOLE | 0 | 0 | 10,380 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401p108 | 799 | 246,489 | SH | SOLE | 0 | 0 | 246,489 | ||
| PDL BIOPHARMA INC | COM | 69329y104 | 217 | 76,788 | SH | SOLE | 0 | 0 | 76,788 | ||
| PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAG9 | 10,257 | 9,762,000 | SH | SOLE | 0 | 0 | 9,762,000 | ||
| PITNEY BOWES INC | COM | 724479100 | 46 | 22,307 | SH | SOLE | 0 | 0 | 22,307 | ||
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 679 | 159,842 | SH | SOLE | 0 | 0 | 159,842 | ||
| PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 4,639 | 5,394,000 | SH | SOLE | 0 | 0 | 5,394,000 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 486 | 35,869 | SH | SOLE | 0 | 0 | 35,869 | ||
| SOLAR CAP LTD | COM | 83413U100 | 215 | 18,476 | SH | SOLE | 0 | 0 | 18,476 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 220 | 852 | SH | SOLE | 0 | 0 | 852 | ||
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 147 | 19,715 | SH | SOLE | 0 | 0 | 19,715 | ||
| TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 6,108 | 6,635,000 | SH | SOLE | 0 | 0 | 6,635,000 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 219 | 4,072 | SH | SOLE | 0 | 0 | 4,072 | ||
| WISDOMTREE INVTS INC | COM | 97717p104 | 33 | 14,219 | SH | SOLE | 0 | 0 | 14,219 | ||