The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 206 | 13,033 | SH | SOLE | 0 | 0 | 13,033 | ||
| ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 311 | 25,926 | SH | SOLE | 0 | 0 | 25,926 | ||
| APOLLO GLOBAL MGMT INC | COM CL A | 03768E105 | 371 | 9,820 | SH | SOLE | 0 | 0 | 9,820 | ||
| APPLE INC | COM | 037833100 | 383 | 1,710 | SH | SOLE | 0 | 0 | 1,710 | ||
| ARES CAP CORP | COM | 04010L103 | 192 | 10,326 | SH | SOLE | 0 | 0 | 10,326 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 317 | 29,464 | SH | SOLE | 0 | 0 | 29,464 | ||
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 332 | 24,406 | SH | SOLE | 0 | 0 | 24,406 | ||
| BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 187 | 10,889 | SH | SOLE | 0 | 0 | 10,889 | ||
| CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 203 | 15,968 | SH | SOLE | 0 | 0 | 15,968 | ||
| CHEVRON CORP NEW | COM | 166764100 | 275 | 2,321 | SH | SOLE | 0 | 0 | 2,321 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 8,314 | 8,484,000 | SH | SOLE | 0 | 0 | 8,484,000 | ||
| COMPASS DIVERSIFIED HOLDINGS | SH BEN INT | 20451Q104 | 383 | 19,451 | SH | SOLE | 0 | 0 | 19,451 | ||
| EATON VANCE TAX ADVT DIV INC | COM | 27828g107 | 209 | 8,519 | SH | SOLE | 0 | 0 | 8,519 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 239 | 3,379 | SH | SOLE | 0 | 0 | 3,379 | ||
| EZCORP INC | NOTE 2.375% 5/0 | 302301AE6 | 5,740 | 7,242,000 | SH | SOLE | 0 | 0 | 7,242,000 | ||
| FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 110 | 115,000 | SH | SOLE | 0 | 0 | 115,000 | ||
| HANCOCK JOHN TAX-ADV DIV INC | COM | 41013v100 | 220 | 7,726 | SH | SOLE | 0 | 0 | 7,726 | ||
| HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 4,686 | 4,577,000 | SH | SOLE | 0 | 0 | 4,577,000 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 701 | 4,821 | SH | SOLE | 0 | 0 | 4,821 | ||
| ISHARES TR | CORE US AGGBD ET | 464287226 | 1,335 | 11,795 | SH | SOLE | 0 | 0 | 11,795 | ||
| ISHARES TR | MSCI EAFE ETF | 464287465 | 385 | 5,900 | SH | SOLE | 0 | 0 | 5,900 | ||
| ISHARES TR | MORTGE REL ETF | 46435G342 | 721 | 17,123 | SH | SOLE | 0 | 0 | 17,123 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401p108 | 1,257 | 242,605 | SH | SOLE | 0 | 0 | 242,605 | ||
| PDL BIOPHARMA INC | COM | 69329y104 | 176 | 81,713 | SH | SOLE | 0 | 0 | 81,713 | ||
| PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAG9 | 9,552 | 9,937,000 | SH | SOLE | 0 | 0 | 9,937,000 | ||
| PITNEY BOWES INC | COM | 724479100 | 90 | 22,307 | SH | SOLE | 0 | 0 | 22,307 | ||
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 1,031 | 156,513 | SH | SOLE | 0 | 0 | 156,513 | ||
| PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 5,671 | 5,519,000 | SH | SOLE | 0 | 0 | 5,519,000 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 699 | 35,861 | SH | SOLE | 0 | 0 | 35,861 | ||
| SOLAR CAP LTD | COM | 83413U100 | 362 | 17,516 | SH | SOLE | 0 | 0 | 17,516 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 431 | 1,453 | SH | SOLE | 0 | 0 | 1,453 | ||
| TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 158 | 17,408 | SH | SOLE | 0 | 0 | 17,408 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 237 | 3,919 | SH | SOLE | 0 | 0 | 3,919 | ||
| WISDOMTREE INVTS INC | COM | 97717p104 | 59 | 11,371 | SH | SOLE | 0 | 0 | 11,371 | ||