0001085146-19-002691.txt : 20191031 0001085146-19-002691.hdr.sgml : 20191031 20191031154020 ACCESSION NUMBER: 0001085146-19-002691 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191031 EFFECTIVENESS DATE: 20191031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 191183523 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 09-30-2019 09-30-2019 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 10-30-2019 0 34 45543 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 206 13033 SH SOLE 0 0 13033 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 311 25926 SH SOLE 0 0 25926 APOLLO GLOBAL MGMT INC COM CL A 03768E105 371 9820 SH SOLE 0 0 9820 APPLE INC COM 037833100 383 1710 SH SOLE 0 0 1710 ARES CAP CORP COM 04010L103 192 10326 SH SOLE 0 0 10326 BLACKROCK CORPOR HI YLD FD I COM 09255P107 317 29464 SH SOLE 0 0 29464 BLACKROCK CR ALLCTN INC TR COM 092508100 332 24406 SH SOLE 0 0 24406 BLACKROCK MULTI-SECTOR INC T COM 09258A107 187 10889 SH SOLE 0 0 10889 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 203 15968 SH SOLE 0 0 15968 CHEVRON CORP NEW COM 166764100 275 2321 SH SOLE 0 0 2321 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 8314 8484000 SH SOLE 0 0 8484000 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 383 19451 SH SOLE 0 0 19451 EATON VANCE TAX ADVT DIV INC COM 27828g107 209 8519 SH SOLE 0 0 8519 EXXON MOBIL CORP COM 30231G102 239 3379 SH SOLE 0 0 3379 EZCORP INC NOTE 2.375% 5/0 302301AE6 5740 7242000 SH SOLE 0 0 7242000 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 110 115000 SH SOLE 0 0 115000 HANCOCK JOHN TAX-ADV DIV INC COM 41013v100 220 7726 SH SOLE 0 0 7726 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4686 4577000 SH SOLE 0 0 4577000 INTERNATIONAL BUSINESS MACHS COM 459200101 701 4821 SH SOLE 0 0 4821 ISHARES TR CORE US AGGBD ET 464287226 1335 11795 SH SOLE 0 0 11795 ISHARES TR MSCI EAFE ETF 464287465 385 5900 SH SOLE 0 0 5900 ISHARES TR MORTGE REL ETF 46435G342 721 17123 SH SOLE 0 0 17123 OAKTREE SPECIALTY LENDING CO COM 67401p108 1257 242605 SH SOLE 0 0 242605 PDL BIOPHARMA INC COM 69329y104 176 81713 SH SOLE 0 0 81713 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 9552 9937000 SH SOLE 0 0 9937000 PITNEY BOWES INC COM 724479100 90 22307 SH SOLE 0 0 22307 PROSPECT CAPITAL CORPORATION COM 74348T102 1031 156513 SH SOLE 0 0 156513 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 5671 5519000 SH SOLE 0 0 5519000 SCULPTOR CAP MGMT COM CL A 811246107 699 35861 SH SOLE 0 0 35861 SOLAR CAP LTD COM 83413U100 362 17516 SH SOLE 0 0 17516 SPDR S&P 500 ETF TR TR UNIT 78462F103 431 1453 SH SOLE 0 0 1453 TEMPLETON EMERG MKTS INCOME COM 880192109 158 17408 SH SOLE 0 0 17408 VERIZON COMMUNICATIONS INC COM 92343V104 237 3919 SH SOLE 0 0 3919 WISDOMTREE INVTS INC COM 97717p104 59 11371 SH SOLE 0 0 11371