The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 135 | 10,685 | SH | SOLE | 0 | 0 | 10,685 | ||
| ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 221 | 21,014 | SH | SOLE | 0 | 0 | 21,014 | ||
| APOLLO COML REAL EST FIN INC | NOTE 5.500% 3/1 | 03762UAA3 | 249 | 244,000 | SH | SOLE | 0 | 0 | 244,000 | ||
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 239 | 9,758 | SH | SOLE | 0 | 0 | 9,758 | ||
| APPLE INC | COM | 037833100 | 256 | 1,623 | SH | SOLE | 0 | 0 | 1,623 | ||
| ARES CAP CORP | COM | 04010L103 | 226 | 14,520 | SH | SOLE | 0 | 0 | 14,520 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 222 | 23,926 | SH | SOLE | 0 | 0 | 23,926 | ||
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 224 | 20,044 | SH | SOLE | 0 | 0 | 20,044 | ||
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253u108 | 291 | 9,765 | SH | SOLE | 0 | 0 | 9,765 | ||
| CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 139 | 13,123 | SH | SOLE | 0 | 0 | 13,123 | ||
| CHEVRON CORP NEW | COM | 166764100 | 238 | 2,188 | SH | SOLE | 0 | 0 | 2,188 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 4,964 | 5,661,000 | SH | SOLE | 0 | 0 | 5,661,000 | ||
| COMPASS DIVERSIFIED HOLDINGS | SH BEN INT | 20451Q104 | 242 | 19,444 | SH | SOLE | 0 | 0 | 19,444 | ||
| ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 2,841 | 2,802,000 | SH | SOLE | 0 | 0 | 2,802,000 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 214 | 3,144 | SH | SOLE | 0 | 0 | 3,144 | ||
| EZCORP INC | NOTE 2.125% 6/1 | 302301AB2 | 7,456 | 7,659,000 | SH | SOLE | 0 | 0 | 7,659,000 | ||
| FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 221 | 241,000 | SH | SOLE | 0 | 0 | 241,000 | ||
| HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 4,612 | 4,873,000 | SH | SOLE | 0 | 0 | 4,873,000 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 535 | 4,703 | SH | SOLE | 0 | 0 | 4,703 | ||
| ISHARES TR | CORE US AGGBD ET | 464287226 | 1,064 | 9,989 | SH | SOLE | 0 | 0 | 9,989 | ||
| ISHARES TR | MORTGE REL ETF | 46435G342 | 684 | 17,115 | SH | SOLE | 0 | 0 | 17,115 | ||
| OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 819 | 20,608 | SH | SOLE | 0 | 0 | 20,608 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401p108 | 997 | 235,766 | SH | SOLE | 0 | 0 | 235,766 | ||
| OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 330 | 358,480 | SH | SOLE | 0 | 0 | 358,480 | ||
| PDL BIOPHARMA INC | COM | 69329y104 | 242 | 83,359 | SH | SOLE | 0 | 0 | 83,359 | ||
| PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAG9 | 12,721 | 12,562,000 | SH | SOLE | 0 | 0 | 12,562,000 | ||
| PITNEY BOWES INC | COM | 724479100 | 188 | 22,307 | SH | SOLE | 0 | 0 | 22,307 | ||
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 953 | 151,073 | SH | SOLE | 0 | 0 | 151,073 | ||
| PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 6,032 | 6,308,000 | SH | SOLE | 0 | 0 | 6,308,000 | ||
| SOLAR CAP LTD | COM | 83413U100 | 304 | 15,829 | SH | SOLE | 0 | 0 | 15,829 | ||
| SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 1,103 | 32,830 | SH | SOLE | 0 | 0 | 32,830 | ||
| TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 137 | 14,231 | SH | SOLE | 0 | 0 | 14,231 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 205 | 3,640 | SH | SOLE | 0 | 0 | 3,640 | ||