0001085146-19-000241.txt : 20190129 0001085146-19-000241.hdr.sgml : 20190129 20190128183605 ACCESSION NUMBER: 0001085146-19-000241 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190129 DATE AS OF CHANGE: 20190128 EFFECTIVENESS DATE: 20190129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 19546750 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 12-31-2018 12-31-2018 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 01-17-2019 0 33 49304 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 135 10685 SH SOLE 0 0 10685 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 221 21014 SH SOLE 0 0 21014 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 249 244000 SH SOLE 0 0 244000 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 239 9758 SH SOLE 0 0 9758 APPLE INC COM 037833100 256 1623 SH SOLE 0 0 1623 ARES CAP CORP COM 04010L103 226 14520 SH SOLE 0 0 14520 BLACKROCK CORPOR HI YLD FD I COM 09255P107 222 23926 SH SOLE 0 0 23926 BLACKROCK CR ALLCTN INC TR COM 092508100 224 20044 SH SOLE 0 0 20044 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 291 9765 SH SOLE 0 0 9765 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 139 13123 SH SOLE 0 0 13123 CHEVRON CORP NEW COM 166764100 238 2188 SH SOLE 0 0 2188 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 4964 5661000 SH SOLE 0 0 5661000 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 242 19444 SH SOLE 0 0 19444 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 2841 2802000 SH SOLE 0 0 2802000 EXXON MOBIL CORP COM 30231G102 214 3144 SH SOLE 0 0 3144 EZCORP INC NOTE 2.125% 6/1 302301AB2 7456 7659000 SH SOLE 0 0 7659000 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 221 241000 SH SOLE 0 0 241000 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4612 4873000 SH SOLE 0 0 4873000 INTERNATIONAL BUSINESS MACHS COM 459200101 535 4703 SH SOLE 0 0 4703 ISHARES TR CORE US AGGBD ET 464287226 1064 9989 SH SOLE 0 0 9989 ISHARES TR MORTGE REL ETF 46435G342 684 17115 SH SOLE 0 0 17115 OAKTREE CAP GROUP LLC UNIT CL A 674001201 819 20608 SH SOLE 0 0 20608 OAKTREE SPECIALTY LENDING CO COM 67401p108 997 235766 SH SOLE 0 0 235766 OCH ZIFF CAP MGMT GROUP CL A 67551U105 330 358480 SH SOLE 0 0 358480 PDL BIOPHARMA INC COM 69329y104 242 83359 SH SOLE 0 0 83359 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 12721 12562000 SH SOLE 0 0 12562000 PITNEY BOWES INC COM 724479100 188 22307 SH SOLE 0 0 22307 PROSPECT CAPITAL CORPORATION COM 74348T102 953 151073 SH SOLE 0 0 151073 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 6032 6308000 SH SOLE 0 0 6308000 SOLAR CAP LTD COM 83413U100 304 15829 SH SOLE 0 0 15829 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1103 32830 SH SOLE 0 0 32830 TEMPLETON EMERG MKTS INCOME COM 880192109 137 14231 SH SOLE 0 0 14231 VERIZON COMMUNICATIONS INC COM 92343V104 205 3640 SH SOLE 0 0 3640