The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 203 | 12,191 | SH | SOLE | 0 | 0 | 12,191 | ||
| ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 286 | 24,506 | SH | SOLE | 0 | 0 | 24,506 | ||
| APOLLO COML REAL EST FIN INC | NOTE 5.500% 3/1 | 03762UAA3 | 4,252 | 3,924,000 | SH | SOLE | 0 | 0 | 3,924,000 | ||
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | 947 | 27,409 | SH | SOLE | 0 | 0 | 27,409 | ||
| APOLLO INVT CORP | COM | 03761U106 | 828 | 152,176 | SH | SOLE | 0 | 0 | 152,176 | ||
| ARES CAP CORP | COM | 04010L103 | 625 | 36,385 | SH | SOLE | 0 | 0 | 36,385 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 293 | 27,843 | SH | SOLE | 0 | 0 | 27,843 | ||
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 286 | 23,359 | SH | SOLE | 0 | 0 | 23,359 | ||
| BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 173 | 10,252 | SH | SOLE | 0 | 0 | 10,252 | ||
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253u108 | 941 | 24,724 | SH | SOLE | 0 | 0 | 24,724 | ||
| CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | 203 | 15,082 | SH | SOLE | 0 | 0 | 15,082 | ||
| COMPASS DIVERSIFIED HOLDINGS | SH BEN INT | 20451Q104 | 353 | 19,442 | SH | SOLE | 0 | 0 | 19,442 | ||
| ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 3,086 | 2,802,000 | SH | SOLE | 0 | 0 | 2,802,000 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 200 | 2,353 | SH | SOLE | 0 | 0 | 2,353 | ||
| EZCORP INC | NOTE 2.125% 6/1 | 302301AB2 | 7,672 | 7,762,000 | SH | SOLE | 0 | 0 | 7,762,000 | ||
| FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 9,663 | 11,255,000 | SH | SOLE | 0 | 0 | 11,255,000 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 724 | 4,787 | SH | SOLE | 0 | 0 | 4,787 | ||
| ISHARES TR | CORE US AGGBD ET | 464287226 | 1,210 | 11,463 | SH | SOLE | 0 | 0 | 11,463 | ||
| ISHARES TR | MORTGE REL ETF | 46435G342 | 745 | 17,109 | SH | SOLE | 0 | 0 | 17,109 | ||
| OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 853 | 20,604 | SH | SOLE | 0 | 0 | 20,604 | ||
| OAKTREE SPECIALTY LENDING CO | COM | 67401p108 | 1,193 | 240,445 | SH | SOLE | 0 | 0 | 240,445 | ||
| OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 530 | 358,425 | SH | SOLE | 0 | 0 | 358,425 | ||
| PDL BIOPHARMA INC | COM | 69329y104 | 246 | 93,708 | SH | SOLE | 0 | 0 | 93,708 | ||
| PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAG9 | 12,636 | 12,804,000 | SH | SOLE | 0 | 0 | 12,804,000 | ||
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 1,132 | 154,415 | SH | SOLE | 0 | 0 | 154,415 | ||
| PROSPECT CAPITAL CORPORATION | NOTE 4.950% 7/1 | 74348TAR3 | 6,309 | 6,387,000 | SH | SOLE | 0 | 0 | 6,387,000 | ||
| SOLAR CAP LTD | COM | 83413U100 | 594 | 27,768 | SH | SOLE | 0 | 0 | 27,768 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 603 | 2,075 | SH | SOLE | 0 | 0 | 2,075 | ||
| SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 1,180 | 32,730 | SH | SOLE | 0 | 0 | 32,730 | ||
| TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 165 | 16,543 | SH | SOLE | 0 | 0 | 16,543 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 208 | 3,891 | SH | SOLE | 0 | 0 | 3,891 | ||