0001085146-18-001800.txt : 20180801 0001085146-18-001800.hdr.sgml : 20180801 20180801172126 ACCESSION NUMBER: 0001085146-18-001800 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 EFFECTIVENESS DATE: 20180801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 18985820 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001180391 XXXXXXXX 06-30-2018 06-30-2018 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 07-26-2018 0 30 61703 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 154 10007 SH SOLE 0 0 10007 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 219 19005 SH SOLE 0 0 19005 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 4196 3934000 SH SOLE 0 0 3934000 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 921 28908 SH SOLE 0 0 28908 APOLLO INVT CORP COM 03761U106 806 144630 SH SOLE 0 0 144630 ARES CAP CORP COM 04010L103 603 36638 SH SOLE 0 0 36638 BLACKROCK CORPOR HI YLD FD I COM 09255P107 229 21913 SH SOLE 0 0 21913 BLACKROCK CR ALLCTN INC TR COM 092508100 220 18182 SH SOLE 0 0 18182 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 795 24721 SH SOLE 0 0 24721 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 158 12479 SH SOLE 0 0 12479 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 5579 5888000 SH SOLE 0 0 5888000 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 336 19438 SH SOLE 0 0 19438 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 2944 2802000 SH SOLE 0 0 2802000 EZCORP INC NOTE 2.125% 6/1 302301AB2 7907 7811000 SH SOLE 0 0 7811000 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 9144 11420000 SH SOLE 0 0 11420000 INTERNATIONAL BUSINESS MACHS COM 459200101 652 4665 SH SOLE 0 0 4665 ISHARES TR CORE US AGGBD ET 464287226 990 9309 SH SOLE 0 0 9309 ISHARES TR MORTGE REL ETF 46435G342 743 17103 SH SOLE 0 0 17103 KKR & CO L P DEL COM UNITS 48248m102 731 29413 SH SOLE 0 0 29413 OAKTREE CAP GROUP LLC UNIT CL A 674001201 841 20679 SH SOLE 0 0 20679 OAKTREE SPECIALTY LENDING CO COM 67401p108 1107 231624 SH SOLE 0 0 231624 OCH ZIFF CAP MGMT GROUP CL A 67551U105 692 358472 SH SOLE 0 0 358472 PDL BIOPHARMA INC COM 69329y104 195 83369 SH SOLE 0 0 83369 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 11937 13002000 SH SOLE 0 0 13002000 PROSPECT CAPITAL CORPORATION COM 74348T102 999 148921 SH SOLE 0 0 148921 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 6253 6445000 SH SOLE 0 0 6445000 SOLAR CAP LTD COM 83413U100 532 26038 SH SOLE 0 0 26038 SPDR S&P 500 ETF TR TR UNIT 78462F103 628 2316 SH SOLE 0 0 2316 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 1061 29905 SH SOLE 0 0 29905 TEMPLETON EMERG MKTS INCOME COM 880192109 131 12792 SH SOLE 0 0 12792