0001085146-18-000397.txt : 20180207 0001085146-18-000397.hdr.sgml : 20180207 20180207133632 ACCESSION NUMBER: 0001085146-18-000397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 EFFECTIVENESS DATE: 20180207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 18580369 BUSINESS ADDRESS: STREET 1: 4800 OVERTON PLAZA STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4800 OVERTON PLAZA STREET 2: SUITE 300 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 12-31-2017 12-31-2017 false SMH CAPITAL ADVISORS INC

4800 Overton Plaza Suite 300 Fort Worth TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 01-26-2018 0 29 59466 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 225 17617 SH SOLE 0 0 17617 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 966 28870 SH SOLE 0 0 28870 APOLLO INVT CORP COM 03761U106 811 143334 SH SOLE 0 0 143334 ARES CAP CORP COM 04010L103 577 36735 SH SOLE 0 0 36735 BLACKROCK CORPOR HI YLD FD I COM 09255P107 223 20351 SH SOLE 0 0 20351 BLACKROCK CR ALLCTN INC TR COM 092508100 224 16838 SH SOLE 0 0 16838 BLACKSTONE GROUP L P COM UNIT LTD 09253u108 791 24718 SH SOLE 0 0 24718 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 142 11772 SH SOLE 0 0 11772 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 4571 4441000 SH SOLE 0 0 4441000 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 329 19434 SH SOLE 0 0 19434 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 2904 2802000 SH SOLE 0 0 2802000 EZCORP INC NOTE 2.625% 6/1 302301AB2 8215 7985000 SH SOLE 0 0 7985000 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 9740 11815000 SH SOLE 0 0 11815000 ISHARES TR CORE US AGGBD ET 464287226 943 8624 SH SOLE 0 0 8624 ISHARES TR MORTGE REL ETF 46435G342 1012 22381 SH SOLE 0 0 22381 ISHARES TR MSCI EAFE ETF 464287465 600 8540 SH SOLE 0 0 8540 KKR & CO L P DEL COM UNITS 48248m102 790 37509 SH SOLE 0 0 37509 OAKTREE CAP GROUP LLC UNIT CL A 674001201 870 20671 SH SOLE 0 0 20671 OAKTREE SPECIALTY LENDING CO COM 67401p108 1119 228836 SH SOLE 0 0 228836 OCH ZIFF CAP MGMT GROUP CL A 67551U105 896 358380 SH SOLE 0 0 358380 PDL BIOPHARMA INC COM 69329y104 219 79937 SH SOLE 0 0 79937 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 12973 13487000 SH SOLE 0 0 13487000 PROSPECT CAPITAL CORPORATION COM 74348T102 993 147385 SH SOLE 0 0 147385 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 6502 6510000 SH SOLE 0 0 6510000 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 216 14976 SH SOLE 0 0 14976 SOLAR CAP LTD COM 83413U100 1244 61552 SH SOLE 0 0 61552 SPDR S&P 500 ETF TR TR UNIT 78462F103 617 2312 SH SOLE 0 0 2312 TEMPLETON EMERG MKTS INCOME COM 880192109 134 11999 SH SOLE 0 0 11999 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 620 13506 SH SOLE 0 0 13506