0001209191-19-029374.txt : 20190513 0001209191-19-029374.hdr.sgml : 20190513 20190513165733 ACCESSION NUMBER: 0001209191-19-029374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190509 FILED AS OF DATE: 20190513 DATE AS OF CHANGE: 20190513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunn Jeff CENTRAL INDEX KEY: 0001476192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 19819125 MAIL ADDRESS: STREET 1: 800 W. OLYMPIC BOULEVARD, SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE NUTRITION LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: HERBALIFE LTD. DATE OF NAME CHANGE: 20041214 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-09 0 0001180262 HERBALIFE NUTRITION LTD. HLF 0001476192 Dunn Jeff 800 W. OLYMPIC BLVD. SUITE 406 LOS ANGELES CA 90015 1 0 0 0 Common Stock 2019-05-09 4 M 0 15006 22.395 A 69069 D Common Stock 2019-05-09 4 F 0 6934 48.47 D 62135 D Stock Appreciation Rights 22.395 2019-05-09 4 M 0 15006 0.00 D 2013-04-15 2019-05-31 Common Stock 15006 0 D The Reporting Person received 8,072 shares of common stock upon the net exercise of 15,006 stock appreciation rights ("SARS"). The Reporting Person forfeited 6,934 shares of common stock underlying the SARS in payment of the exercise price, using the closing stock price on May 9, 2019 of $48.47. The Reporting Person did not sell any shares received from this net exercise of SARS. These SARS were previously reported as covering 7,503 shares at an exercise price of $44.79 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018. These SARs vested 25% on each of July 25, 2012, October 15, 2012, January 15, 2013 and April 15, 2013. /s/ Lisa Kwon, as Attorney-in-Fact for Jeff Dunn 2019-05-13