0001209191-18-045516.txt : 20180806 0001209191-18-045516.hdr.sgml : 20180806 20180806161633 ACCESSION NUMBER: 0001209191-18-045516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180802 FILED AS OF DATE: 20180806 DATE AS OF CHANGE: 20180806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoffman Alan L CENTRAL INDEX KEY: 0001624527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 18994935 MAIL ADDRESS: STREET 1: 800 W. OLYMPIC BLVD. STREET 2: SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE NUTRITION LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: HERBALIFE LTD. DATE OF NAME CHANGE: 20041214 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-02 0 0001180262 HERBALIFE NUTRITION LTD. HLF 0001624527 Hoffman Alan L 800 W. OLYMPIC BLVD SUITE 406 LOS ANGELES CA 90015 0 1 0 0 EVP, Global Corporate Affairs Common Stock 2018-08-02 4 S 0 55576 57.50 D 3764 D Common Stock 2018-08-02 4 M 0 26512 15.22 A 30276 D Common Stock 2018-08-02 4 D 0 6991 57.74 D 23285 D Common Stock 2018-08-02 4 F 0 9681 57.74 D 13604 D Common Stock 2018-08-02 4 M 0 8734 31.255 A 22338 D Common Stock 2018-08-02 4 D 0 4728 57.74 D 17610 D Common Stock 2018-08-02 4 F 0 1987 57.74 D 15623 D Stock Appreciation Rights 15.22 2018-08-02 4 M 0 26512 0.00 D 2018-03-02 2025-03-02 Common Stock 26512 26504 D Stock Appreciation Rights 31.255 2018-08-02 4 M 0 8734 0.00 D 2026-05-09 Common Stock 8734 26200 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018. On May 14, 2018, the common stock of Herbalife Nutrition Ltd. split 2-for-1, resulting in the reporting person's acquisition of 29,670 additional shares of common stock. The reporting person received 9,840 shares of common stock upon the net exercise of 26,512 stock appreciation rights ("SARS"). The reporting person forfeited 6,991 shares of common stock underlying the SARS in payment of the exercise price and 9,681 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. The reporting person received 2,019 shares of common stock upon the net exercise of 8,734 SARS. The reporting person forfeited 4,728 shares of common stock underlying the SARS in payment of the exercise price and 1,987 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. These SARS were previously reported as covering 53,017 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018. These SARS were previously reported as covering 21,834 shares at an exercise price of $62.51 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018. On May 9, 2016, the reporting person was granted 43,668 (post-split) Stock Appreciation Rights (SARs). These SARs vested 20% on May 9, 2017, 20% on May 9, 2018, and the remaining 60% will vest on May 9, 2019. /s/ Henry Wang, Attorney-in-Fact for Alan Hoffman 2018-08-06