0001209191-18-045516.txt : 20180806
0001209191-18-045516.hdr.sgml : 20180806
20180806161633
ACCESSION NUMBER: 0001209191-18-045516
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180802
FILED AS OF DATE: 20180806
DATE AS OF CHANGE: 20180806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hoffman Alan L
CENTRAL INDEX KEY: 0001624527
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32381
FILM NUMBER: 18994935
MAIL ADDRESS:
STREET 1: 800 W. OLYMPIC BLVD.
STREET 2: SUITE 406
CITY: LOS ANGELES
STATE: CA
ZIP: 90015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBALIFE NUTRITION LTD.
CENTRAL INDEX KEY: 0001180262
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309GT
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 310 410 9600
MAIL ADDRESS:
STREET 1: P.O. BOX 309GT
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: HERBALIFE LTD.
DATE OF NAME CHANGE: 20041214
FORMER COMPANY:
FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD
DATE OF NAME CHANGE: 20020814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-02
0
0001180262
HERBALIFE NUTRITION LTD.
HLF
0001624527
Hoffman Alan L
800 W. OLYMPIC BLVD
SUITE 406
LOS ANGELES
CA
90015
0
1
0
0
EVP, Global Corporate Affairs
Common Stock
2018-08-02
4
S
0
55576
57.50
D
3764
D
Common Stock
2018-08-02
4
M
0
26512
15.22
A
30276
D
Common Stock
2018-08-02
4
D
0
6991
57.74
D
23285
D
Common Stock
2018-08-02
4
F
0
9681
57.74
D
13604
D
Common Stock
2018-08-02
4
M
0
8734
31.255
A
22338
D
Common Stock
2018-08-02
4
D
0
4728
57.74
D
17610
D
Common Stock
2018-08-02
4
F
0
1987
57.74
D
15623
D
Stock Appreciation Rights
15.22
2018-08-02
4
M
0
26512
0.00
D
2018-03-02
2025-03-02
Common Stock
26512
26504
D
Stock Appreciation Rights
31.255
2018-08-02
4
M
0
8734
0.00
D
2026-05-09
Common Stock
8734
26200
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018.
On May 14, 2018, the common stock of Herbalife Nutrition Ltd. split 2-for-1, resulting in the reporting person's acquisition of 29,670 additional shares of common stock.
The reporting person received 9,840 shares of common stock upon the net exercise of 26,512 stock appreciation rights ("SARS"). The reporting person forfeited 6,991 shares of common stock underlying the SARS in payment of the exercise price and 9,681 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74.
The reporting person received 2,019 shares of common stock upon the net exercise of 8,734 SARS. The reporting person forfeited 4,728 shares of common stock underlying the SARS in payment of the exercise price and 1,987 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74.
These SARS were previously reported as covering 53,017 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
These SARS were previously reported as covering 21,834 shares at an exercise price of $62.51 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
On May 9, 2016, the reporting person was granted 43,668 (post-split) Stock Appreciation Rights (SARs). These SARs vested 20% on May 9, 2017, 20% on May 9, 2018, and the remaining 60% will vest on May 9, 2019.
/s/ Henry Wang, Attorney-in-Fact for Alan Hoffman
2018-08-06