0001209191-18-038426.txt : 20180618
0001209191-18-038426.hdr.sgml : 20180618
20180618194623
ACCESSION NUMBER: 0001209191-18-038426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180614
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVY ROBERT
CENTRAL INDEX KEY: 0001311283
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32381
FILM NUMBER: 18905824
MAIL ADDRESS:
STREET 1: C/O HERBALIFE INTERNATIONAL, INC.
STREET 2: 1800 CENTURY PARK EAST
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBALIFE NUTRITION LTD.
CENTRAL INDEX KEY: 0001180262
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309GT
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 310 410 9600
MAIL ADDRESS:
STREET 1: P.O. BOX 309GT
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: HERBALIFE LTD.
DATE OF NAME CHANGE: 20041214
FORMER COMPANY:
FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD
DATE OF NAME CHANGE: 20020814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-14
0
0001180262
HERBALIFE NUTRITION LTD.
HLF
0001311283
LEVY ROBERT
800 W. OLYMPIC BOULEVARD, #406
LOS ANGELES
CA
90015
0
1
0
0
EVP, The Americas
Common Stock
2018-06-14
4
M
0
10008
29.99
A
522996
D
Common Stock
2018-06-14
4
D
0
5559
54.00
D
517437
D
Common Stock
2018-06-14
4
F
0
2343
54.00
D
515094
D
Common Stock
2018-06-14
4
M
0
21206
15.22
A
536300
D
Common Stock
2018-06-14
4
D
0
5977
54.00
D
530323
D
Common Stock
2018-06-14
4
F
0
8019
54.00
D
522304
D
Common Stock
2018-06-18
4
S
0
9316
54.00
D
512988
D
Stock Appreciation Rights
29.99
2018-06-14
4
M
0
10008
0.00
D
2017-04-30
2024-04-30
Common Stock
10008
0
D
Stock Appreciation Rights
15.22
2018-06-14
4
M
0
21206
0.00
D
2018-03-02
2025-03-02
Common Stock
21206
0
D
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018.
The reporting person received 2,106 shares of common stock upon the net exercise of 10,008 stock appreciation rights ("SARs"). The reporting person forfeited 5,559 shares of common stock underlying such SARs in payment of the exercise price and 2,343 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on June 14, 2018 of $54.00.
The reporting person received 7,210 shares of common stock upon the net exercise of 21,206 SARs. The reporting person forfeited 5,977 shares of common stock underlying such SARs in payment of the exercise price and 8,019 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on June 14, 2018 of $54.00.
These SARs were previously reported as covering 5,004 shares at an exercise price of $59.98 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
These SARS were previously reported as covering 10,603 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.
/s/ Eileen Uy, Attorney-in-Fact for Robert Levy
2018-06-18