0001209191-18-038426.txt : 20180618 0001209191-18-038426.hdr.sgml : 20180618 20180618194623 ACCESSION NUMBER: 0001209191-18-038426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180614 FILED AS OF DATE: 20180618 DATE AS OF CHANGE: 20180618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY ROBERT CENTRAL INDEX KEY: 0001311283 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 18905824 MAIL ADDRESS: STREET 1: C/O HERBALIFE INTERNATIONAL, INC. STREET 2: 1800 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE NUTRITION LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: HERBALIFE LTD. DATE OF NAME CHANGE: 20041214 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-14 0 0001180262 HERBALIFE NUTRITION LTD. HLF 0001311283 LEVY ROBERT 800 W. OLYMPIC BOULEVARD, #406 LOS ANGELES CA 90015 0 1 0 0 EVP, The Americas Common Stock 2018-06-14 4 M 0 10008 29.99 A 522996 D Common Stock 2018-06-14 4 D 0 5559 54.00 D 517437 D Common Stock 2018-06-14 4 F 0 2343 54.00 D 515094 D Common Stock 2018-06-14 4 M 0 21206 15.22 A 536300 D Common Stock 2018-06-14 4 D 0 5977 54.00 D 530323 D Common Stock 2018-06-14 4 F 0 8019 54.00 D 522304 D Common Stock 2018-06-18 4 S 0 9316 54.00 D 512988 D Stock Appreciation Rights 29.99 2018-06-14 4 M 0 10008 0.00 D 2017-04-30 2024-04-30 Common Stock 10008 0 D Stock Appreciation Rights 15.22 2018-06-14 4 M 0 21206 0.00 D 2018-03-02 2025-03-02 Common Stock 21206 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2018. The reporting person received 2,106 shares of common stock upon the net exercise of 10,008 stock appreciation rights ("SARs"). The reporting person forfeited 5,559 shares of common stock underlying such SARs in payment of the exercise price and 2,343 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on June 14, 2018 of $54.00. The reporting person received 7,210 shares of common stock upon the net exercise of 21,206 SARs. The reporting person forfeited 5,977 shares of common stock underlying such SARs in payment of the exercise price and 8,019 shares of common stock underlying such SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on June 14, 2018 of $54.00. These SARs were previously reported as covering 5,004 shares at an exercise price of $59.98 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018. These SARS were previously reported as covering 10,603 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018. /s/ Eileen Uy, Attorney-in-Fact for Robert Levy 2018-06-18