0001209191-18-017848.txt : 20180307 0001209191-18-017848.hdr.sgml : 20180307 20180307184034 ACCESSION NUMBER: 0001209191-18-017848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aspauza Jossie CENTRAL INDEX KEY: 0001624298 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 18674576 MAIL ADDRESS: STREET 1: 800 W. OLYMPIC BLVD STREET 2: SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-05 0 0001180262 HERBALIFE LTD. HLF 0001624298 Aspauza Jossie 800 W. OYMPIC BLVD. SUITE 406 LOS ANGELES CA 90015 0 1 0 0 VP, SAM/CAM Common Stock 2018-03-05 4 M 0 5873 30.44 A 9636 D Common Stock 2018-03-05 4 D 0 1897 94.27 D 7739 D Common Stock 2018-03-05 4 F 0 1193 94.27 D 6546 D Stock Appreciation Rights 30.44 2018-03-05 4 M 0 5873 0.00 D 2018-03-02 2025-03-02 Common Stock 5873 0 D The reporting person received 2,783 shares of common stock upon the net exercise of the 5,873 stock appreciation rights ("SARs"). The reporting person forfeited 1,897 shares of common stock underlying the SARs in payment of the exercise price and 1,193 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 5, 2018 of $94.27. /s/ Eileen Uy, Attorney-in-Fact for Jossie Aspauza 2018-03-07