0001209191-18-004878.txt : 20180123 0001209191-18-004878.hdr.sgml : 20180123 20180123161527 ACCESSION NUMBER: 0001209191-18-004878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180119 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chiu Shin-Shing Bosco CENTRAL INDEX KEY: 0001504597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 18542568 MAIL ADDRESS: STREET 1: 800 WEST OLYMPIC BOULEVARD, SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-19 0 0001180262 HERBALIFE LTD. HLF 0001504597 Chiu Shin-Shing Bosco 800 W. OLYMPIC BOULEVARD, SUITE 406 LOS ANGELES CA 90015 0 1 0 0 Principal Accounting Officer Common Stock 2018-01-19 4 M 0 6038 22.94 A 6038 D Common Stock 2018-01-19 4 D 0 1899 72.97 D 4139 D Common Stock 2018-01-19 4 F 0 1521 72.97 D 2618 D Common Stock 2018-01-23 4 S 0 2618 74.87 D 0 D Stock Appreciation Rights 22.94 2018-01-19 4 M 0 6038 0.00 D 2013-05-07 2020-05-07 Common Stock 6038 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. The reporting person received 2,618 shares of common stock upon the net exercise of 6,038 stock appreciation rights ("SARs"). The reporting person forfeited 1,899 shares of common stock underlying such SARS in payment of the exercise price and 1,521 shares of common stock underlying such SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on January 19, 2018 of $72.97. /s/ Eileen Uy, Attorney-in-Fact for Shin-Shing Bosco Chiu. 2018-01-23