0001209191-17-016813.txt : 20170302 0001209191-17-016813.hdr.sgml : 20170302 20170302173020 ACCESSION NUMBER: 0001209191-17-016813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tartol John CENTRAL INDEX KEY: 0001343530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 17660281 MAIL ADDRESS: STREET 1: C/O HERBALIFE INTERNATIONAL, INC. STREET 2: 1800 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-28 0 0001180262 HERBALIFE LTD. HLF 0001343530 Tartol John 800 W. OLYMPIC BOULEVARD, #406 LOS ANGELES CA 90015 1 0 0 0 Common Stock 2017-02-28 4 M 0 13064 22.94 A 201486 D Common Stock 2017-02-28 4 D 0 5306 56.49 D 196180 D Common Stock 2017-03-02 4 S 0 2758 56.48 D 193422 D Stock Appreciation Rights 22.94 2017-02-28 4 M 0 13064 0.00 D 2011-04-15 2017-05-07 Common Stock 13064 0 D The reporting person received 7,758 shares of common stock upon the net exercise of the 13,064 stock appreciation rights ("SARS"). The reporting person forfeited 5,306 shares of common stock underlying the SARS in payment of the exercise price, using the closing stock price on February 28, 2017 of $56.49 and sold 2,758 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise. /s/ Mark Friedman, Attorney-in-Fact for John Tartol 2017-03-02