0001209191-17-015000.txt : 20170227 0001209191-17-015000.hdr.sgml : 20170227 20170227191933 ACCESSION NUMBER: 0001209191-17-015000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hienrich Edi CENTRAL INDEX KEY: 0001472187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 17644119 MAIL ADDRESS: STREET 1: 800 W. OLYMPIC BLVD., SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-23 0 0001180262 HERBALIFE LTD. HLF 0001472187 Hienrich Edi 800 W. OLYMPIC BLVD. SUITE 406 LOS ANGELES CA 90015 0 1 0 0 SVP/Managing Director EMEA Stock Appreciation Rights 59.98 2017-02-23 4 A 0 11547 0.00 A 2017-04-30 2024-04-30 Common Stock 11547 19245 D Stock Appreciation Rights 30.44 2017-02-23 4 A 0 6525 0.00 A 2017-03-02 2025-03-02 Common Stock 6525 13050 D Stock Appreciation Rights 47.80 2017-02-23 4 A 0 2500 0.00 A 2017-05-07 2025-05-07 Common Stock 2500 5000 D Stock Appreciation Rights 62.51 2017-02-23 4 A 0 3359 0.00 A 2017-05-09 2026-05-09 Common Stock 3359 3359 D On April 30, 2014, the reporting person was granted an award of 19,245 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2014, 2015 and 2016. The performance criteria for 2016 was met, resulting in 11,547 SARs which will vest on April 30, 2017. On March 2, 2015, the reporting person was granted an award of 32,626 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 6,525 SARs which will vest on March 2, 2017. On May 7, 2015, the reporting person was granted an award of 12,500 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 2,500 SARs which will vest on May 7, 2017. On May 9, 2016, the reporting person was granted an award of 16,795 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 3,359 SARs which will vest on May 9, 2017. /s/ Mark J. Friedman, Attorney-in-Fact for Edi Hienrich 2017-02-27