0001209191-16-119379.txt : 20160511 0001209191-16-119379.hdr.sgml : 20160511 20160511212305 ACCESSION NUMBER: 0001209191-16-119379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alzarez Jesus CENTRAL INDEX KEY: 0001615466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 161641460 MAIL ADDRESS: STREET 1: 800 W. OLYMPIC BLVD. STREET 2: SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-09 0 0001180262 HERBALIFE LTD. HLF 0001615466 Alzarez Jesus 800 W. OLYMPIC BLVD. LOS ANGELES CA 90015 0 1 0 0 VP, General Manager, Mexico Common Stock 2016-05-09 4 M 0 1042 53.29 A 1042 D Common Stock 2016-05-09 4 M 0 3934 44.79 A 4976 D Common Stock 2016-05-09 4 M 0 1957 30.44 A 6933 D Common Stock 2016-05-09 4 D 0 4661 62.51 D 2272 D Common Stock 2016-05-09 4 F 0 797 62.51 D 1475 D Common Stock 2016-05-11 4 S 0 875 62.185 D 600 D Common Stock 2016-05-11 4 S 0 600 62.1775 D 0 D Stock Appreciation Rights 53.29 2016-05-09 4 M 0 1042 0.00 D 2014-05-18 2021-05-18 Common Stock 1042 0 D Stock Appreciation Rights 44.79 2016-05-09 4 M 0 3934 0.00 D 2015-05-31 2022-05-31 Common Stock 3934 0 D Stock Appreciation Rights 30.44 2016-05-09 4 M 0 1957 0.00 D 2016-03-02 2025-03-02 Common Stock 1957 0 D The reporting person received an aggregate of 6,933 shares of common stock upon the net exercise of the stock appreciation rights ("SARS"). The reporting person forfeited an aggregate of 4,661 shares of common stock underlying the SARS in payment of the exercise price and an aggregate of 797 shares of common stock underlying the SARS to satisfy the aggregate withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2016 of $62.51. /s/ Mark J. Friedman, Attorney-in-Fact for Jesus Alvarez 2016-05-11