0001209191-12-014166.txt : 20120229 0001209191-12-014166.hdr.sgml : 20120229 20120229190712 ACCESSION NUMBER: 0001209191-12-014166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120227 FILED AS OF DATE: 20120229 DATE AS OF CHANGE: 20120229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAPMAN BRETT CENTRAL INDEX KEY: 0001311177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 12655089 MAIL ADDRESS: STREET 1: C/O HERBALIFE INTERNATIONAL, INC. STREET 2: 1800 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-02-27 0 0001180262 HERBALIFE LTD. HLF 0001311177 CHAPMAN BRETT 800 W. OLYMPIC BOULEVARD, #406 LOS ANGELES CA 90015 0 1 0 0 General Counsel Common Stock 2012-02-27 4 F 0 1252 66.45 D 69246 D Common Stock 2012-02-27 4 F 0 8581 66.50 D 60665 D Common Stock 2012-02-27 4 M 0 26634 6.82 A 87299 D Common Stock 2012-02-27 4 D 0 12724 66.50 D 74575 D Common Stock 2012-02-27 4 M 0 33334 6.82 A 107909 D Common Stock 2012-02-27 4 D 0 17384 66.50 D 90525 D Common Stock 2012-02-28 4 S 0 29860 65.95 D 60665 D Common Stock 2012-02-29 4 S 0 11929 66.50 D 48736 D Common Stock 200 I By Children Stock Appreciation Rights 6.82 2012-02-27 4 M 0 26634 0.00 D 2019-02-27 Common Stock 26634 0 D Stock Appreciation Rights 6.82 2012-02-27 4 M 0 33334 0.00 D 2019-02-27 Common Stock 33334 66666 D Pursuant to the Issuer's 2005 Stock Incentive Plan and the terms of the related award agreement, shares of the Issuer's common stock are issued to the Reporting Person as his restricted stock units vest, with a portion of the newly issued shares automatically withheld by the Issuer to satisfy the resulting withholding tax obligation. This Statement of Changes of Beneficial Ownership has been filed to reflect that withholding of shares due to a recent vesting of restricted stock units held by the Reporting Person. The withholding of the newly issued shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2011. This transaction was executed in multiple trades at prices ranging from $65.67 to $66.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose. These stock appreciation rights were fully vested as of February 27, 2012. Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 27, 2012, 20% will vest February 27, 2013 and the remaining 60% will vest February 27, 2014. Brett R. Chapman 2012-02-29