-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CC9lGEfMMVBVts/LxRVyGSGaOM2n2nGUVo2BRKL0jC9fpwv74WqoxDhYI4pRN7Q3 Bmy3YDqrUl3X0wqyFfbAGw== 0001209191-10-058052.txt : 20101202 0001209191-10-058052.hdr.sgml : 20101202 20101202181145 ACCESSION NUMBER: 0001209191-10-058052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101130 FILED AS OF DATE: 20101202 DATE AS OF CHANGE: 20101202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON MICHAEL CENTRAL INDEX KEY: 0001311173 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 101229364 MAIL ADDRESS: STREET 1: C/O HERBALIFE INTERNATIONAL, INC. STREET 2: 1800 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-30 0 0001180262 HERBALIFE LTD. HLF 0001311173 JOHNSON MICHAEL 800 W. OLYMPIC BOULEVARD, #406 LOS ANGELES CA 90015 1 1 0 0 Chairman & CEO Common Stock 2010-11-30 4 A 0 692 0.00 A 340320 D Common Stock 2010-12-01 4 M 0 122061 10.56 A 462381 D Common Stock 2010-12-01 4 S 0 86585 69.19 D 375796 D Common Stock 2010-12-01 4 S 0 9100 69.99 D 366696 D Common Stock 55000 I Beneficially owned through Spouse's GRAT Common Stock 55000 I Beneficially owned through GRAT Common Stock 56561 I Beneficially owned through Michael O. Johnson IRA Non-Qualified Stock Options (Right to Buy) 10.56 2010-12-01 4 M 0 122061 0.00 D 2013-04-03 Common Stock 122061 122061 D Consists of dividend equivalents accrued with respect to previous awards of restricted stock units granted under the Herbalife Ltd. 2005 Stock Incentive Plan. Sales made pursuant to a pre-existing 10b5-1(c) trading plan publicly disclosed by the Issuer on November 9, 2009, under the headline "Herbalife Chairman and CEO Implements Orderly Stock Trading Plan; Will Retain Half of Net Proceeds in Company Stock." This transaction was executed in multiple trades at prices ranging from $68.77 to $69.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $69.78 to $70.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These options were fully vested as of June 30, 2008. Michael O. Johnson by Brett R. Chapman, Attorney-in-Fact 2010-12-02 -----END PRIVACY-ENHANCED MESSAGE-----