X0202 4 2008-01-15 0 0000720672 STIFEL FINANCIAL CORP SF 0001180238 OATES JAMES M 522 LAKESHORE DRIVE ELKINS NH 03233 1 0 0 0 Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 195 195 D Phantom Stock Units 0 2013-06-01 2013-06-01 Common Stock 166 166 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 168 168 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 171 171 D Phantom Stock Units 0 2003-08-06 2013-08-06 Common Stock 425 425 D Phantom Stock Units 0 2003-09-01 2013-09-01 Common Stock 161 161 D Phantom Stock Units 0 2003-10-01 2013-10-01 Common Stock 863 863 D Phantom Stock Units 0 2004-01-01 2014-01-01 Common Stock 618 618 D Phantom Stock Units 0 Common Stock 7915 7915 D Stock Option (Option to Buy) 8.7 2013-01-30 Common Stock 266 266 D Stock Option (Option to Buy) 13.89 2014-02-03 Common Stock 532 532 D Stock Option (Option to Buy) 20.22 2015-01-03 Common Stock 600 600 D Stock Option (Option to Buy) 38.25 2016-01-03 Common Stock 800 800 D Units vest quarterly over a one year period. No expiration date for these Units. Currently exercisable. Options vest in 20% increments yearly from the grant date. Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10. Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11. By: Forrest M. Smith For: James M. Oates 2008-01-15