0000914190-13-000834.txt : 20131122 0000914190-13-000834.hdr.sgml : 20131122 20131122165007 ACCESSION NUMBER: 0000914190-13-000834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131115 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardiovascular Systems Inc CENTRAL INDEX KEY: 0001180145 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411698056 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 651 CAMPUS DRIVE CITY: ST. PAUL STATE: MN ZIP: 55112 BUSINESS PHONE: 651-259-1600 MAIL ADDRESS: STREET 1: 651 CAMPUS DRIVE CITY: ST. PAUL STATE: MN ZIP: 55112 FORMER COMPANY: FORMER CONFORMED NAME: REPLIDYNE INC DATE OF NAME CHANGE: 20020813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thatcher Robert J CENTRAL INDEX KEY: 0001428216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52082 FILM NUMBER: 131238753 MAIL ADDRESS: STREET 1: 651 CAMPUS DRIVE CITY: ST PAUL STATE: MN ZIP: 55112 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-15 0001180145 Cardiovascular Systems Inc CSII 0001428216 Thatcher Robert J 651 CAMPUS DRIVE ST. PAUL MN 55112 0 1 0 0 Executive VP Common Stock 2013-11-15 4 M 0 800 7.90 A 85327 D Common Stock 2013-11-15 4 S 0 800 30.90 D 84527 D Common Stock 2013-11-21 4 M 0 2122 8.83 A 86649 D Common Stock 2013-11-21 4 M 0 7303 7.90 A 93952 D Common Stock 2013-11-21 4 M 0 11646 8.75 A 105598 D Common Stock 2013-11-21 4 S 0 10088 32.56 D 95510 D Common Stock 2013-11-21 4 S 0 10983 33.18 D 84527 D Common Stock 2013-11-22 4 S 0 513 33.2141 D 84014 D Stock Option (right to buy) 12.37 2015-10-16 Common Stock 64700 64700 D Stock Option (right to buy) 8.83 2013-11-21 4 M 0 2122 0 D 2016-12-18 Common Stock 2122 5642 D Stock Option (right to buy) 8.83 2017-04-17 Common Stock 29762 29762 D Stock Option (right to buy) 7.90 2013-11-15 4 M 0 800 0 D 2017-08-06 Common Stock 800 7303 D Stock Option (right to buy) 7.90 2013-11-21 4 M 0 7303 0 D 2017-08-06 Common Stock 7303 0 D Stock Option (right to buy) 12.15 2017-12-11 Common Stock 32350 32350 D Stock Option (right to buy) 8.75 2013-11-21 4 M 0 11646 0 D 2019-03-01 Common Stock 11646 0 D Warrant 8.83 2009-02-25 2014-02-24 Common Stock 3045 3045 D The shares were sold pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.98 inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.37 inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. In connection with the vesting and delivery of restricted stock, the shares were sold and the net proceeds were used to pay required withholding taxes. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $33.23 inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Fully exercisable. /s/ Alexander Rosenstein as Attorney-in-Fact for Robert J. Thatcher pursuant to Power of Attorney filed herewith. 2013-11-22 EX-24 2 thatcher.htm ROBERT THATCHER POWER OF ATTORNEY

POWER OF ATTORNEY





 The undersigned hereby constitutes and appoints Laurence Betterley, James

 Flaherty, Jeffrey Points, Michael Killeen, Alexander Rosenstein, Amanda

 Schmall and Lori Cobb, or any one of them acting alone, the undersigned's true

 and lawful attorney-in-fact and agent with full power of substitution and

 resubstitution, for the undersigned and in the undersigned's name, place and

 stead, in any and all capacities, to sign any or all Forms 3, 4 or 5 relating

 to beneficial ownership of securities of Cardiovascular Systems, Inc. (the

 "Issuer"), to file the same, with all exhibits thereto and other documents in

 connection therewith, with the Securities and Exchange Commission and to

 deliver a copy of the same to the Issuer, granting unto said attorney-in-fact

 and agent full power and authority to do and perform each and every act and

 thing requisite and necessary to be done in and about the premises, as fully

 to all intents and purposes as the undersigned might or could do in person,

 hereby ratifying and confirming all said attorney-in-fact and agent, or his

 substitute or substitutes, may lawfully do or cause to be done by virtue

 thereof.  The undersigned acknowledges that the foregoing attorney-in-fact, in

 serving in such capacity at the request of the undersigned, is not assuming

 any of the undersigned's responsibilities to comply with Section 16 of the

 Securities Exchange Act of 1934.





 This Power of Attorney shall remain in effect until such time as the

 undersigned is no longer subject to the provisions of Section 16 of the

 Securities Exchange Act of 1934 with respect to securities of the Issuer.





 The undersigned hereby indemnifies the attorneys-in-fact for all losses

 and costs the attorneys-in-fact may incur in connection with or arising from

 the attorneys-in-fact's execution of their authorities granted hereunder.





 IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to

 be executed as of this 13th day of November, 2013.







       /s/ Robert J. Thatcher

       Robert J. Thatcher