-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FekzHXHdVToVOQ5UG6FZY4GtheJRdzhQyO4PWuoetp4Y3PvZsuFT7N2GOwlk9oR9 drQsx+9rjvgVJhHt4Qy1qA== 0000914190-09-000742.txt : 20091120 0000914190-09-000742.hdr.sgml : 20091120 20091120121530 ACCESSION NUMBER: 0000914190-09-000742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091118 FILED AS OF DATE: 20091120 DATE AS OF CHANGE: 20091120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howe Roger J CENTRAL INDEX KEY: 0001428728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52082 FILM NUMBER: 091197820 MAIL ADDRESS: STREET 1: 667 LYNWOOD DRIVE CITY: ENCINITAS STATE: CA ZIP: 92024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cardiovascular Systems Inc CENTRAL INDEX KEY: 0001180145 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411698056 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 651 CAMPUS DRIVE CITY: ST. PAUL STATE: MN ZIP: 55112 BUSINESS PHONE: 651-259-1600 MAIL ADDRESS: STREET 1: 651 CAMPUS DRIVE CITY: ST. PAUL STATE: MN ZIP: 55112 FORMER COMPANY: FORMER CONFORMED NAME: REPLIDYNE INC DATE OF NAME CHANGE: 20020813 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-18 0001180145 Cardiovascular Systems Inc CSII 0001428728 Howe Roger J 651 CAMPUS DRIVE ST. PAUL MN 55112 1 0 0 0 Common Stock 2009-11-18 4 S 0 14350 4.8184 D 0 I By Limited Liability Limited Partnership Stock Option (right to buy) 9.28 2004-12-01 2009-11-30 Common Stock 12940 12940 D Stock Option (right to buy) 12.37 2005-12-01 2010-11-30 Common Stock 9705 9705 D Stock Option (right to buy) 8.83 2006-12-19 2016-12-18 Common Stock 12940 12940 D Stock Option (right to buy) 7.90 2007-10-09 2017-10-08 Common Stock 4321 4321 D Stock Option (right to buy) 11.38 2007-11-13 2017-11-12 Common Stock 15088 15088 D Stock Option (right to buy) 12.15 2007-12-31 2012-12-30 Common Stock 121490 121490 D Warrant 9.28 2005-10-25 2009-11-16 Common Stock 8411 8411 I By Limited Liability Limited Partnership Restricted Stock Units Common Stock 5714 5714 D Restricted Stock Units Common Stock 11628 11628 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.81 to $4.84, inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4. Shares held by Sonora Web LLLP, of which Dr. Howe is the General Partner. Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment and shall be payable in cash beginning six months following the termination of each director's board membership. Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and shall be payable in cash beginning six months following the termination of each director's board membership; provided, however, that the restricted stock units vest in equal quarterly amounts of 2,907 on each of 9/30/2009, 12/31/2009, 3/31/2010 and 6/30/2010. /s/ John R. Remakel as Attorney-in-Fact for Roger J. Howe pursuant to Power of Attorney previously filed. 2009-11-20 -----END PRIVACY-ENHANCED MESSAGE-----