MA-A
0001179791
XXXXXXXX
Antoine L. Smalls
412-765-2771
asmalls@ciminvests.com
asmalls@ciminvests.com
12-31-2019
Y
CIM INVESTMENT MANGEMENT INC
106292
25-1738846
866-00945-00
867-01200
801-47108
106292
239 FOURTH AVENUE
SUITE 1302
PITTSBURGH
PA
15222
4127652771
4122812159
N
www.ciminvests.com
ANTOINE
LAMONT
SMALLS
239 FOURTH AVE
SUITE 1302
PITTSBURGH
PA
15222
4127652771
4122812159
ASMALLS@CIMINVESTS.COM
ANDREW
CLAYTON
FISHER
CEO
239 FOURTH AVE
SUITE 1302
PITTSBURGH
PA
15222
4127652771
4122812159
AFISHER@CIMINVESTS.COM
December
PA
09-01-1994
N
9
4
0
0
0
11
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Other
Escrow and Tax Code Calculations
Y
Y
N
Other municipal advisor
1
Add
Other municipal advisor
Robert W E Fisher
Robert W E Fisher
N
N
N
N
Y
N
N
N
N
N
Y
Y
N
Y
Y
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
NewAdd
Andrew
Clayton
Fisher
CEO & President
01-20-2003
E
Y
2594175
NewAdd
Steve
M
Maslek
CAO
06-30-2008
NA
Y
3163072
NewAdd
Justin
Robert
Salamone
SVP
09-20-2009
NA
Y
2594175
NewAdd
Antoine
Lamont
Smalls
CCO & SVP
03-20-2010
NA
Y
4519800
1
9-A1
MAURICE
THOMAS
MURPHY
JR
N
N
Y
01-23-2012
The accident occurred on 11/16/11, but my first court appearance was on 1/23/12. Charge 1: Misdemeanor DWI; 1 Count; Plead Guilty; Charge is not municipal advisor or investment related; Charge was amended/reduced 6/28/2012. Charge 2: Vehicular Assault 4th Degree Felony; 1 Count; Plead Guilty; Charge is not Charge is not municipal advisor or investment related; Charge was amended/reduced 6/28/2012.Edgar prevented me from including the foregoing charge information in Question B. Details of Event.
06-28-2012
In 2011, I was losing my business and family and I began drinking on a daily basis. On 11/16/2011, I caused an accident while drunk and the person I hit had a broken arm. In Ohio this is an automatic felony. The court ruled that I had to spend 72 hours in Wood Co. jail and perform 300 hours of community service. I successfully completed all the courts mandates and have not touched alcohol since the accident. While I will never minimize the seriousness of my actions, it was a 1 time occurrence and actually has changed my life for the better.
Pled guilty
06-28-2012
180 days with 177 suspended, alcohol counseling, 300 hours of community service and a $1000 fine and driving privileges, other than work related, suspended for 1 year
3
06-28-2012
07-01-2012
1334.13
05-15-2014
1334.13
Antoine Lamont Smalls
Antoine Lamont Smalls
CCO & SVP
03-17-2020
106292
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N