0001179791-13-000004.txt : 20130510 0001179791-13-000004.hdr.sgml : 20130510 20130510125930 ACCESSION NUMBER: 0001179791-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130510 DATE AS OF CHANGE: 20130510 EFFECTIVENESS DATE: 20130510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 13832282 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR 1 cim13f033113.txt CIM13F033113 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 13F-HR Filing Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA May 10, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 156 Form 13F Information Table Value Total: $189,241 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 752 7076 SH Sole 7076 AT&T COM 00206R102 2974 81055 SH Sole 81055 AbbVie Inc. COM 00287Y109 859 21057 SH Sole 21057 Abbott Laboratories COM 002824100 775 21943 SH Sole 21943 Accenture Ltd Cl-A COM G1151C101 581 7648 SH Sole 7648 Alexion Pharma Inc. COM 015351109 697 7569 SH Sole 7569 Altria Group Inc. COM 02209s103 900 26166 SH Sole 26166 Amazon.Com Inc COM 023135106 1035 3883 SH Sole 3883 American Elect. Power COM 025537101 853 17548 SH Sole 17548 American Express Co. COM 025816109 1189 17624 SH Sole 17624 American Int'l Grp, Inc. COM 026874784 741 19079 SH Sole 19079 Amgen Inc. COM 031162100 1292 12608 SH Sole 12608 Anadarko Peteroleum COM 032511107 731 8357 SH Sole 8357 Apache Corp. COM 037411105 518 6712 SH Sole 6712 Apple Computer COM 037833100 4549 10277 SH Sole 10277 Avery Dennison Corp. COM 053611109 498 11564 SH Sole 11564 BB&T Corporation COM 054937107 653 20788 SH Sole 20788 Bank of America Corp. COM 060505104 1982 162764 SH Sole 162764 Beam Inc. COM 073730103 670 10542 SH Sole 10542 Bed Bath & Beyond Inc COM 075896100 712 11047 SH Sole 11047 Berkshire Hathaway COM 084670702 1399 13424 SH Sole 13424 Boeing Co. COM 097023105 1234 14370 SH Sole 14370 Bristol Myers Squibb COM 110122108 1076 26119 SH Sole 26119 Broadcom Corp. COM 111320107 888 25601 SH Sole 25601 CVS Corp. COM 126650100 705 12820 SH Sole 12820 Capital One Financial COM 14040H105 1174 21358 SH Sole 21358 Caterpillar Inc. COM 149123101 978 11243 SH Sole 11243 Celgene Corp COM 151020104 1081 9325 SH Sole 9325 ChevronTexaco Corp. COM 166764100 2922 24595 SH Sole 24595 Cisco Systems, Inc. COM 17275R102 1052 50357 SH Sole 50357 Citigroup - New COM 172967424 1494 33770 SH Sole 33770 Coach, Inc. COM 189754104 851 17015 SH Sole 17015 Coca Cola Co. COM 191216100 1537 38006 SH Sole 38006 Comcast Corp.-Cl A COM 20030N101 1477 35190 SH Sole 35190 ConocoPhillips COM 20825c104 892 14844 SH Sole 14844 Costco Wholesale Corp. COM 22160k105 780 7350 SH Sole 7350 Cummins Inc. COM 231021106 698 6030 SH Sole 6030 Deere & Company COM 244199105 1041 12102 SH Sole 12102 Devon Energy Corp. COM 25179M103 362 6409 SH Sole 6409 Discover Fin. Svcs. COM 254709108 1046 23338 SH Sole 23338 Discovery Comm Inc. COM 25470F104 757 9620 SH Sole 9620 Disney Walt Co. COM 254687106 1382 24339 SH Sole 24339 Dow Chemical Co. COM 260543103 582 18285 SH Sole 18285 Du Pont (E.I.) COM 263534109 1120 22787 SH Sole 22787 Duke Energy Corp. COM 26441C204 1020 14052 SH Sole 14052 EMC Corp. COM 268648102 834 34910 SH Sole 34910 EOG Resources COM 26875p101 818 6387 SH Sole 6387 Eaton Corp PLC COM G29183103 1198 19566 SH Sole 19566 Ebay, Inc. COM 278642103 1175 21668 SH Sole 21668 Ensco Plc. COM G3157S106 481 8010 SH Sole 8010 Express Scripts Holdings Co. COM 30219G108 1263 21927 SH Sole 21927 Exxon Mobil Corp. COM 30231G102 5054 56090 SH Sole 56090 Fedex Corp. COM 31428X106 775 7887 SH Sole 7887 First Horizon COM 320517105 638 59762 SH Sole 59762 Flowserve Corp COM 34354P105 706 4212 SH Sole 4212 Ford Motor Co. COM 345370860 728 55382 SH Sole 55382 Freeport MC Co. - Cl B COM 35671D857 556 16799 SH Sole 16799 General Electric Co. COM 369604103 3784 163652 SH Sole 163652 Gilead Sciences Inc. COM 375558103 1650 33712 SH Sole 33712 Goldman Sachs Grp. COM 38141g104 1323 8994 SH Sole 8994 Goodyear Tires COM 382550101 506 40180 SH Sole 40180 Google Inc Cl-B COM 38259p508 3087 3887 SH Sole 3887 Halliburton Company COM 406216101 1528 37813 SH Sole 37813 Hewlett Packard Co. COM 428236103 679 28475 SH Sole 28475 Home Depot Inc. COM 437076102 1128 16158 SH Sole 16158 Honeywell Intl., Inc. COM 438516106 992 13166 SH Sole 13166 Illinois Tool Works COM 452308109 822 13488 SH Sole 13488 Int'l Bus Machines COM 459200101 3204 15020 SH Sole 15020 Intel Corporation COM 458140100 1858 85102 SH Sole 85102 JP Morgan Chase COM 46625h100 2875 60577 SH Sole 60577 Johnson & Johnson COM 478160104 2455 30107 SH Sole 30107 Kellogg Company COM 487836108 1046 16237 SH Sole 16237 Kraft Foods Group Inc. COM 50076Q106 410 7958 SH Sole 7958 Lexington Realty Trust COM 529043101 148 12574 SH Sole 12574 Lilly (ELI) Co. COM 532457108 646 11379 SH Sole 11379 Macy's Inc COM 55616P104 1074 25666 SH Sole 25666 MasterCard Inc.-Class A COM 57636Q104 975 1801 SH Sole 1801 McDonalds Corp. COM 580135101 1599 16043 SH Sole 16043 Merck & Co. Inc. COM 58933Y105 1950 44109 SH Sole 44109 Metlife Inc. COM 59156R108 1092 28719 SH Sole 28719 Microsoft Corporation COM 594918104 2773 96956 SH Sole 96956 Mondelez Internalional Inc. COM 609207105 812 26517 SH Sole 26517 Morgan Stanley COM 617446448 554 25207 SH Sole 25207 National Oilwell Varco COM 637071101 870 12290 SH Sole 12290 Network App. Inc. COM 64110D104 457 13378 SH Sole 13378 Newmont Mining Corp. COM 651639106 818 19518 SH Sole 19518 News Corp-Cl A COM 65248E104 792 25965 SH Sole 25965 Nextera Energy Inc. COM 65339F101 662 8521 SH Sole 8521 Nike, Inc. - Class B COM 654106103 1052 17835 SH Sole 17835 Noble Corp COM H5833N103 204 5350 SH Sole 5350 Nokia Corp. COM 654902204 48 14710 SH Sole 14710 Norfolk Southern COM 655844108 522 6768 SH Sole 6768 Occidental Pete COM 674599105 524 6689 SH Sole 6689 Oracle Systems Corp. COM 68389X105 1802 55751 SH Sole 55751 PNC Bank Corp. COM 693475105 593 8918 SH Sole 8918 Peabody Energy Corp COM 704549104 393 18568 SH Sole 18568 Penn Virginia Corp. COM 707882106 59 14485 SH Sole 14485 Pepsico Inc. COM 713448108 1688 21342 SH Sole 21342 Pfizer Inc. COM 717081103 2478 85873 SH Sole 85873 Philip Morris Intl. COM 718172109 1626 17543 SH Sole 17543 Phillips 66 COM 718546104 1196 17088 SH Sole 17088 Procter & Gamble COM 742718109 2652 34410 SH Sole 34410 Prudential Financial COM 744320102 554 9390 SH Sole 9390 Qualcomm Inc. COM 747525103 1565 23378 SH Sole 23378 Regions Fin Corp. COM 7591EP100 817 99740 SH Sole 99740 Schlumberger LTD COM 806857108 1524 20352 SH Sole 20352 Simon Property Grp. COM 828806109 818 5160 SH Sole 5160 Southern Co. COM 842587107 825 17588 SH Sole 17588 Staples Inc COM 855030102 701 52245 SH Sole 52245 Starbucks COM 855244109 1295 22740 SH Sole 22740 Starwood Hotels COM 85590A401 702 11014 SH Sole 11014 Susquehanna Bancsh COM 869099101 234 18865 SH Sole 18865 TJX Companies, Inc. COM 872540109 721 15426 SH Sole 15426 Target Corp. COM 87612e106 1175 17169 SH Sole 17169 The ADT Corp. COM 00101J106 282 5765 SH Sole 5765 Time Warner Inc. COM 887317303 973 16890 SH Sole 16890 Tyco Int'l Limited COM H89128104 432 13494 SH Sole 13494 U.S. Bancorp COM 902973304 952 28045 SH Sole 28045 US Steel Corp. COM 912909108 595 30508 SH Sole 30508 Union Pacific Corp. COM 907818108 1466 10297 SH Sole 10297 United Parcel Svc-Cl B COM 911312106 854 9941 SH Sole 9941 United Tech Corp. COM 913017109 896 9586 SH Sole 9586 UnitedHealth Group COM 91324p102 902 15769 SH Sole 15769 V.F. Corp. COM 918204108 616 3671 SH Sole 3671 Verizon Comm. COM 92343V104 1401 28505 SH Sole 28505 Visa Inc. COM 92826C839 1297 7638 SH Sole 7638 Wal-Mart Stores COM 931142103 1794 23974 SH Sole 23974 Waters Corp COM 941848103 788 8391 SH Sole 8391 WellPoint Health COM 94973V107 693 10470 SH Sole 10470 Wells Fargo & Co. COM 949746101 2987 80741 SH Sole 80741 Weyerhaeuser Corp. COM 962166104 820 26138 SH Sole 26138 Wynn Resorts LTD COM 983134107 419 3347 SH Sole 3347 IShares MSCI EAFE Index 464287465 4599 77980 SH Sole 77980 IShares MSCI EAFE Index 464288885 436 6885 SH Sole 6885 IShares S&P 500 Index 464287200 4516 28698 SH Sole 28698 IShares S&P MidCap 400 464287507 5237 45513 SH Sole 45513 IShares S&P SmCap 600 464287804 5175 59438 SH Sole 59438 Vanguard High Yield Corp-ADM 922031760 1501 244900 SH Sole 244900 Allianz SE PFD 018805200 1524 60000 SH Sole 60000 BB&T Corp. PFD 054937206 1049 40000 SH Sole 40000 BB&T Corporation PFD 054937404 1532 60000 SH Sole 60000 Barclays Bank 8.125 pfd PFD 06739H362 2300 90000 SH Sole 90000 Cabco Trust JCP 7.625% PFD 126797208 175 10100 SH Sole 10100 Commonwealth Reit PFD 203233705 984 40000 SH Sole 40000 Deutche Bank 7.6% PFD 25154A108 1659 60000 SH Sole 60000 HSBC Holdings PFD 404280703 1025 40000 SH Sole 40000 ING Groep NV PFD 456837806 1042 40000 SH Sole 40000 Kimco Realty Corp PFD 49446R778 254 10000 SH Sole 10000 Lehman Bros. Holdings PFD 52520W317 0 40000 SH Sole 40000 Lloyds Banking Group PLC PFD 539439802 552 20000 SH Sole 20000 M&T Capital Trust Pfd PFD 55292C203 1543 60000 SH Sole 60000 Prudential Financial PFD 744320508 1018 40000 SH Sole 40000 Public Storage PFD 74460W602 1031 40000 SH Sole 40000 SCE Trust I PFD 78406T201 526 20000 SH Sole 20000 Senior Housing Prop Trust. PFD 81721M208 250 10000 SH Sole 10000 GTRAX Global Total Return 26243L105 71 10081 SH Sole 10081