0001179791-13-000002.txt : 20130213
0001179791-13-000002.hdr.sgml : 20130213
20130213084024
ACCESSION NUMBER: 0001179791-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 13599725
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR
1
cim13f123112.txt
CIM13F123112
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
13F-HR Filing
Institutional Investment Manager Filing this Report:
Name: CIM Investment Management, Inc
Address: 239 Fourth Ave Suite 1302
Pittsburgh, PA 15222
13F File Number: 28-10236
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Antoine Smalls
Title: Chief Compliance Officer
Phone: 412-765-2771
Antoine Smalls, Pittsburgh, PA February 13, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: 0
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 160
Form 13F Information Table Value Total: $177,441 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 649 6989 SH Sole 6989
ALCOA COM 013817101 276 31784 SH Sole 31784
AT&T COM 00206R102 1992 59098 SH Sole 59098
Abbott Laboratories COM 002824100 1419 21667 SH Sole 21667
Accenture Ltd Cl-A COM G1151C101 526 7904 SH Sole 7904
Aetna Inc. COM 00817Y108 623 13458 SH Sole 13458
Alexion Pharma Inc. COM 015351109 702 7490 SH Sole 7490
Altria Group Inc. COM 02209s103 812 25840 SH Sole 25840
Amazon.Com Inc COM 023135106 963 3837 SH Sole 3837
American Elect. Power COM 025537101 739 17321 SH Sole 17321
American Express Co. COM 025816109 1093 19008 SH Sole 19008
American Int'l Grp, Inc. COM 026874784 666 18864 SH Sole 18864
Amgen Inc. COM 031162100 1073 12450 SH Sole 12450
Anadarko Peteroleum COM 032511107 613 8249 SH Sole 8249
Apache Corp. COM 037411105 520 6624 SH Sole 6624
Apple Computer COM 037833100 7172 13476 SH Sole 13476
Autozone COM 053332102 664 1873 SH Sole 1873
Avery Dennison Corp. COM 053611109 404 11564 SH Sole 11564
BB&T Corporation COM 054937107 597 20520 SH Sole 20520
Baker Hughes COM 057224107 460 11256 SH Sole 11256
Bank of America Corp. COM 060505104 1866 160707 SH Sole 160707
Beam Inc. COM 073730103 637 10420 SH Sole 10420
Bed Bath & Beyond Inc COM 075896100 634 11340 SH Sole 11340
Berkshire Hathaway COM 084670702 1186 13227 SH Sole 13227
Boeing Co. COM 097023105 1198 15893 SH Sole 15893
Bristol Myers Squibb COM 110122108 874 26806 SH Sole 26806
Broadcom Corp. COM 111320107 840 25281 SH Sole 25281
Capital One Financial COM 14040H105 1221 21081 SH Sole 21081
Caterpillar Inc. COM 149123101 995 11102 SH Sole 11102
Celgene Corp COM 151020104 723 9213 SH Sole 9213
ChevronTexaco Corp. COM 166764100 2625 24271 SH Sole 24271
Cisco Systems, Inc. COM 17275R102 981 49930 SH Sole 49930
Citigroup - New COM 172967424 2014 50910 SH Sole 50910
Cliffs Natural Resources COM 18683K101 524 13579 SH Sole 13579
Coach, Inc. COM 189754104 933 16816 SH Sole 16816
Coca Cola Co. COM 191216100 2041 56315 SH Sole 56315
Comcast Corp.-Cl A COM 20030N101 1299 34772 SH Sole 34772
ConocoPhillips COM 20825c104 851 14683 SH Sole 14683
Cummins Inc. COM 231021106 645 5954 SH Sole 5954
Deere & Company COM 244199105 1033 11949 SH Sole 11949
Devon Energy Corp. COM 25179M103 329 6326 SH Sole 6326
DirectTV-Class A COM 25490A309 204 4060 SH Sole 4060
Discover Fin. Svcs. COM 254709108 888 23036 SH Sole 23036
Disney Walt Co. COM 254687106 1085 21790 SH Sole 21790
Dow Chemical Co. COM 260543103 583 18046 SH Sole 18046
Du Pont (E.I.) COM 263534109 499 11098 SH Sole 11098
Duke Energy Corp. COM 26441C204 885 13872 SH Sole 13872
EMC Corp. COM 268648102 874 34561 SH Sole 34561
EOG Resources COM 26875p101 763 6314 SH Sole 6314
Eaton Corp PLC COM G29183103 1022 18871 SH Sole 18871
Ebay, Inc. COM 278642103 1092 21417 SH Sole 21417
Express Scripts Holdings Co. COM 30219G108 1170 21670 SH Sole 21670
Exxon Mobil Corp. COM 30231G102 4795 55401 SH Sole 55401
Fedex Corp. COM 31428X106 715 7792 SH Sole 7792
First Horizon COM 320517105 585 58996 SH Sole 58996
Flowserve Corp COM 34354P105 611 4160 SH Sole 4160
Ford Motor Co. COM 345370860 708 54674 SH Sole 54674
Freeport MC Co. - Cl B COM 35671D857 567 16583 SH Sole 16583
General Electric Co. COM 369604103 3395 161759 SH Sole 161759
Gilead Sciences Inc. COM 375558103 734 9992 SH Sole 9992
Goldman Sachs Grp. COM 38141g104 1134 8892 SH Sole 8892
Goodyear Tires COM 382550101 548 39664 SH Sole 39664
Google Inc Cl-B COM 38259p508 2716 3839 SH Sole 3839
Halliburton Company COM 406216101 1295 37335 SH Sole 37335
Hewlett Packard Co. COM 428236103 401 28121 SH Sole 28121
Home Depot Inc. COM 437076102 987 15956 SH Sole 15956
Honeywell Intl., Inc. COM 438516106 825 13004 SH Sole 13004
Illinois Tool Works COM 452308109 844 13883 SH Sole 13883
Int'l Bus Machines COM 459200101 2866 14960 SH Sole 14960
Intel Corporation COM 458140100 1735 84123 SH Sole 84123
JP Morgan Chase COM 46625h100 2694 61266 SH Sole 61266
Johnson & Johnson COM 478160104 2084 29730 SH Sole 29730
Kellogg Company COM 487836108 895 16030 SH Sole 16030
Kraft Foods Group Inc. COM 50076Q106 357 7850 SH Sole 7850
Lexington Realty Trust COM 529043101 131 12574 SH Sole 12574
Lilly (ELI) Co. COM 532457108 1090 22100 SH Sole 22100
Macy's Inc COM 55616P104 989 25346 SH Sole 25346
MasterCard Inc.-Class A COM 57636Q104 873 1778 SH Sole 1778
McDonalds Corp. COM 580135101 1398 15843 SH Sole 15843
Merck & Co. Inc. COM 58933Y105 1785 43595 SH Sole 43595
Metlife Inc. COM 59156R108 934 28364 SH Sole 28364
Microsoft Corporation COM 594918104 2037 76272 SH Sole 76272
Mondelez Internalional Inc. COM 609207105 667 26199 SH Sole 26199
Morgan Stanley COM 617446448 476 24895 SH Sole 24895
National Oilwell Varco COM 637071101 830 12137 SH Sole 12137
Network App. Inc. COM 64110D104 443 13219 SH Sole 13219
Newmont Mining Corp. COM 651639106 341 7339 SH Sole 7339
News Corp-Cl A COM 65248E104 654 25640 SH Sole 25640
Nextera Energy Inc. COM 65339F101 582 8410 SH Sole 8410
Nike, Inc. - Class B COM 654106103 909 17614 SH Sole 17614
Noble Energy Inc COM 655044105 645 6339 SH Sole 6339
Nokia Corp. COM 654902204 58 14710 SH Sole 14710
Norfolk Southern COM 655844108 413 6679 SH Sole 6679
Occidental Pete COM 674599105 506 6609 SH Sole 6609
Oracle Systems Corp. COM 68389X105 1869 56098 SH Sole 56098
PNC Bank Corp. COM 693475105 513 8802 SH Sole 8802
Peabody Energy Corp COM 704549104 488 18323 SH Sole 18323
Penn Virginia Corp. COM 707882106 64 14485 SH Sole 14485
Pepsico Inc. COM 713448108 1545 22578 SH Sole 22578
Pfizer Inc. COM 717081103 2220 88503 SH Sole 88503
Philip Morris Intl. COM 718172109 1450 17331 SH Sole 17331
Phillips 66 COM 718546104 329 6198 SH Sole 6198
Priceline.Com Inc. COM 741503403 574 926 SH Sole 926
Procter & Gamble COM 742718109 2497 36782 SH Sole 36782
Prudential Financial COM 744320102 495 9289 SH Sole 9289
Qualcomm Inc. COM 747525103 1429 23096 SH Sole 23096
Radisys Corp COM 750459109 52 17604 SH Sole 17604
Schlumberger LTD COM 806857108 1395 20131 SH Sole 20131
Simon Property Grp. COM 828806109 806 5097 SH Sole 5097
Southern Co. COM 842587107 743 17360 SH Sole 17360
Staples Inc COM 855030102 589 51640 SH Sole 51640
Starbucks COM 855244109 1206 22485 SH Sole 22485
Starwood Hotels COM 85590A401 658 11471 SH Sole 11471
Susquehanna Bancsh COM 869099101 198 18865 SH Sole 18865
TJX Companies, Inc. COM 872540109 647 15230 SH Sole 15230
Target Corp. COM 87612e106 1003 16953 SH Sole 16953
The ADT Corp. COM 00101J106 264 5682 SH Sole 5682
Time Warner Inc. COM 887317303 798 16676 SH Sole 16676
Trustco Bank Corp. NY COM 898349105 53 10080 SH Sole 10080
Tyco Int'l Limited COM H89128104 390 13332 SH Sole 13332
U.S. Bancorp COM 902973304 884 27684 SH Sole 27684
US Steel Corp. COM 912909108 718 30110 SH Sole 30110
Union Pacific Corp. COM 907818108 1278 10169 SH Sole 10169
United Parcel Svc-Cl B COM 911312106 724 9819 SH Sole 9819
United Tech Corp. COM 913017109 777 9469 SH Sole 9469
UnitedHealth Group COM 91324p102 844 15563 SH Sole 15563
V.F. Corp. COM 918204108 547 3624 SH Sole 3624
Verizon Comm. COM 92343V104 1945 44948 SH Sole 44948
Visa Inc. COM 92826C839 1144 7544 SH Sole 7544
Wal-Mart Stores COM 931142103 935 13705 SH Sole 13705
Waters Corp COM 941848103 721 8279 SH Sole 8279
WellPoint Health COM 94973V107 666 10928 SH Sole 10928
Wells Fargo & Co. COM 949746101 2724 79694 SH Sole 79694
Wynn Resorts LTD COM 983134107 373 3314 SH Sole 3314
IShares MSCI EAFE Index 464287465 4434 77980 SH Sole 77980
IShares MSCI EAFE Index 464288885 413 6885 SH Sole 6885
IShares S&P 500 Index 464287200 4475 31263 SH Sole 31263
IShares S&P MidCap 400 464287507 4779 46993 SH Sole 46993
IShares S&P SmCap 600 464287804 4793 61366 SH Sole 61366
Spyder Tr ser 1 78462F103 1330 9336 SH Sole 9336
Vanguard High Yield Corp-ADM 922031760 1468 240284 SH Sole 240284
Allianz SE PFD 018805200 1537 60000 SH Sole 60000
BB&T Corp. PFD 054937206 1039 40000 SH Sole 40000
BB&T Corporation PFD 054937404 1529 60000 SH Sole 60000
Barclays Bank 8.125 pfd PFD 06739H362 2289 90000 SH Sole 90000
Cabco Trust JCP 7.625% PFD 126797208 204 10100 SH Sole 10100
Commonwealth Reit PFD 203233705 936 40000 SH Sole 40000
Deutche Bank 7.6% PFD 25154A108 1616 60000 SH Sole 60000
HSBC Holdings PFD 404280703 1015 40000 SH Sole 40000
ING Groep NV PFD 456837806 1024 40000 SH Sole 40000
Kimco Realty Corp PFD 49446R778 248 10000 SH Sole 10000
Lehman Bros. Holdings PFD 52520W317 40 40000 SH Sole 40000
Lloyds Banking Group PLC PFD 539439802 548 20000 SH Sole 20000
M&T Capital Trust Pfd PFD 55292C203 1521 60000 SH Sole 60000
Prudential Financial PFD 744320508 1033 40000 SH Sole 40000
Public Storage PFD 74460W602 1039 40000 SH Sole 40000
SCE Trust I PFD 78406T201 516 20000 SH Sole 20000
Senior Housing Prop Trust. PFD 81721M208 246 10000 SH Sole 10000
Wells Fargo 7.875 Pfd PFD 94985V202 1013 40000 SH Sole 40000
GTRAX Global Total Return 26243L105 73 10081 SH Sole 10081