0001179791-13-000002.txt : 20130213 0001179791-13-000002.hdr.sgml : 20130213 20130213084024 ACCESSION NUMBER: 0001179791-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 EFFECTIVENESS DATE: 20130213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 13599725 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR 1 cim13f123112.txt CIM13F123112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 13F-HR Filing Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA February 13, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 160 Form 13F Information Table Value Total: $177,441 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 649 6989 SH Sole 6989 ALCOA COM 013817101 276 31784 SH Sole 31784 AT&T COM 00206R102 1992 59098 SH Sole 59098 Abbott Laboratories COM 002824100 1419 21667 SH Sole 21667 Accenture Ltd Cl-A COM G1151C101 526 7904 SH Sole 7904 Aetna Inc. COM 00817Y108 623 13458 SH Sole 13458 Alexion Pharma Inc. COM 015351109 702 7490 SH Sole 7490 Altria Group Inc. COM 02209s103 812 25840 SH Sole 25840 Amazon.Com Inc COM 023135106 963 3837 SH Sole 3837 American Elect. Power COM 025537101 739 17321 SH Sole 17321 American Express Co. COM 025816109 1093 19008 SH Sole 19008 American Int'l Grp, Inc. COM 026874784 666 18864 SH Sole 18864 Amgen Inc. COM 031162100 1073 12450 SH Sole 12450 Anadarko Peteroleum COM 032511107 613 8249 SH Sole 8249 Apache Corp. COM 037411105 520 6624 SH Sole 6624 Apple Computer COM 037833100 7172 13476 SH Sole 13476 Autozone COM 053332102 664 1873 SH Sole 1873 Avery Dennison Corp. COM 053611109 404 11564 SH Sole 11564 BB&T Corporation COM 054937107 597 20520 SH Sole 20520 Baker Hughes COM 057224107 460 11256 SH Sole 11256 Bank of America Corp. COM 060505104 1866 160707 SH Sole 160707 Beam Inc. COM 073730103 637 10420 SH Sole 10420 Bed Bath & Beyond Inc COM 075896100 634 11340 SH Sole 11340 Berkshire Hathaway COM 084670702 1186 13227 SH Sole 13227 Boeing Co. COM 097023105 1198 15893 SH Sole 15893 Bristol Myers Squibb COM 110122108 874 26806 SH Sole 26806 Broadcom Corp. COM 111320107 840 25281 SH Sole 25281 Capital One Financial COM 14040H105 1221 21081 SH Sole 21081 Caterpillar Inc. COM 149123101 995 11102 SH Sole 11102 Celgene Corp COM 151020104 723 9213 SH Sole 9213 ChevronTexaco Corp. COM 166764100 2625 24271 SH Sole 24271 Cisco Systems, Inc. COM 17275R102 981 49930 SH Sole 49930 Citigroup - New COM 172967424 2014 50910 SH Sole 50910 Cliffs Natural Resources COM 18683K101 524 13579 SH Sole 13579 Coach, Inc. COM 189754104 933 16816 SH Sole 16816 Coca Cola Co. COM 191216100 2041 56315 SH Sole 56315 Comcast Corp.-Cl A COM 20030N101 1299 34772 SH Sole 34772 ConocoPhillips COM 20825c104 851 14683 SH Sole 14683 Cummins Inc. COM 231021106 645 5954 SH Sole 5954 Deere & Company COM 244199105 1033 11949 SH Sole 11949 Devon Energy Corp. COM 25179M103 329 6326 SH Sole 6326 DirectTV-Class A COM 25490A309 204 4060 SH Sole 4060 Discover Fin. Svcs. COM 254709108 888 23036 SH Sole 23036 Disney Walt Co. COM 254687106 1085 21790 SH Sole 21790 Dow Chemical Co. COM 260543103 583 18046 SH Sole 18046 Du Pont (E.I.) COM 263534109 499 11098 SH Sole 11098 Duke Energy Corp. COM 26441C204 885 13872 SH Sole 13872 EMC Corp. COM 268648102 874 34561 SH Sole 34561 EOG Resources COM 26875p101 763 6314 SH Sole 6314 Eaton Corp PLC COM G29183103 1022 18871 SH Sole 18871 Ebay, Inc. COM 278642103 1092 21417 SH Sole 21417 Express Scripts Holdings Co. COM 30219G108 1170 21670 SH Sole 21670 Exxon Mobil Corp. COM 30231G102 4795 55401 SH Sole 55401 Fedex Corp. COM 31428X106 715 7792 SH Sole 7792 First Horizon COM 320517105 585 58996 SH Sole 58996 Flowserve Corp COM 34354P105 611 4160 SH Sole 4160 Ford Motor Co. COM 345370860 708 54674 SH Sole 54674 Freeport MC Co. - Cl B COM 35671D857 567 16583 SH Sole 16583 General Electric Co. COM 369604103 3395 161759 SH Sole 161759 Gilead Sciences Inc. COM 375558103 734 9992 SH Sole 9992 Goldman Sachs Grp. COM 38141g104 1134 8892 SH Sole 8892 Goodyear Tires COM 382550101 548 39664 SH Sole 39664 Google Inc Cl-B COM 38259p508 2716 3839 SH Sole 3839 Halliburton Company COM 406216101 1295 37335 SH Sole 37335 Hewlett Packard Co. COM 428236103 401 28121 SH Sole 28121 Home Depot Inc. COM 437076102 987 15956 SH Sole 15956 Honeywell Intl., Inc. COM 438516106 825 13004 SH Sole 13004 Illinois Tool Works COM 452308109 844 13883 SH Sole 13883 Int'l Bus Machines COM 459200101 2866 14960 SH Sole 14960 Intel Corporation COM 458140100 1735 84123 SH Sole 84123 JP Morgan Chase COM 46625h100 2694 61266 SH Sole 61266 Johnson & Johnson COM 478160104 2084 29730 SH Sole 29730 Kellogg Company COM 487836108 895 16030 SH Sole 16030 Kraft Foods Group Inc. COM 50076Q106 357 7850 SH Sole 7850 Lexington Realty Trust COM 529043101 131 12574 SH Sole 12574 Lilly (ELI) Co. COM 532457108 1090 22100 SH Sole 22100 Macy's Inc COM 55616P104 989 25346 SH Sole 25346 MasterCard Inc.-Class A COM 57636Q104 873 1778 SH Sole 1778 McDonalds Corp. COM 580135101 1398 15843 SH Sole 15843 Merck & Co. Inc. COM 58933Y105 1785 43595 SH Sole 43595 Metlife Inc. COM 59156R108 934 28364 SH Sole 28364 Microsoft Corporation COM 594918104 2037 76272 SH Sole 76272 Mondelez Internalional Inc. COM 609207105 667 26199 SH Sole 26199 Morgan Stanley COM 617446448 476 24895 SH Sole 24895 National Oilwell Varco COM 637071101 830 12137 SH Sole 12137 Network App. Inc. COM 64110D104 443 13219 SH Sole 13219 Newmont Mining Corp. COM 651639106 341 7339 SH Sole 7339 News Corp-Cl A COM 65248E104 654 25640 SH Sole 25640 Nextera Energy Inc. COM 65339F101 582 8410 SH Sole 8410 Nike, Inc. - Class B COM 654106103 909 17614 SH Sole 17614 Noble Energy Inc COM 655044105 645 6339 SH Sole 6339 Nokia Corp. COM 654902204 58 14710 SH Sole 14710 Norfolk Southern COM 655844108 413 6679 SH Sole 6679 Occidental Pete COM 674599105 506 6609 SH Sole 6609 Oracle Systems Corp. COM 68389X105 1869 56098 SH Sole 56098 PNC Bank Corp. COM 693475105 513 8802 SH Sole 8802 Peabody Energy Corp COM 704549104 488 18323 SH Sole 18323 Penn Virginia Corp. COM 707882106 64 14485 SH Sole 14485 Pepsico Inc. COM 713448108 1545 22578 SH Sole 22578 Pfizer Inc. COM 717081103 2220 88503 SH Sole 88503 Philip Morris Intl. COM 718172109 1450 17331 SH Sole 17331 Phillips 66 COM 718546104 329 6198 SH Sole 6198 Priceline.Com Inc. COM 741503403 574 926 SH Sole 926 Procter & Gamble COM 742718109 2497 36782 SH Sole 36782 Prudential Financial COM 744320102 495 9289 SH Sole 9289 Qualcomm Inc. COM 747525103 1429 23096 SH Sole 23096 Radisys Corp COM 750459109 52 17604 SH Sole 17604 Schlumberger LTD COM 806857108 1395 20131 SH Sole 20131 Simon Property Grp. COM 828806109 806 5097 SH Sole 5097 Southern Co. COM 842587107 743 17360 SH Sole 17360 Staples Inc COM 855030102 589 51640 SH Sole 51640 Starbucks COM 855244109 1206 22485 SH Sole 22485 Starwood Hotels COM 85590A401 658 11471 SH Sole 11471 Susquehanna Bancsh COM 869099101 198 18865 SH Sole 18865 TJX Companies, Inc. COM 872540109 647 15230 SH Sole 15230 Target Corp. COM 87612e106 1003 16953 SH Sole 16953 The ADT Corp. COM 00101J106 264 5682 SH Sole 5682 Time Warner Inc. COM 887317303 798 16676 SH Sole 16676 Trustco Bank Corp. NY COM 898349105 53 10080 SH Sole 10080 Tyco Int'l Limited COM H89128104 390 13332 SH Sole 13332 U.S. Bancorp COM 902973304 884 27684 SH Sole 27684 US Steel Corp. COM 912909108 718 30110 SH Sole 30110 Union Pacific Corp. COM 907818108 1278 10169 SH Sole 10169 United Parcel Svc-Cl B COM 911312106 724 9819 SH Sole 9819 United Tech Corp. COM 913017109 777 9469 SH Sole 9469 UnitedHealth Group COM 91324p102 844 15563 SH Sole 15563 V.F. Corp. COM 918204108 547 3624 SH Sole 3624 Verizon Comm. COM 92343V104 1945 44948 SH Sole 44948 Visa Inc. COM 92826C839 1144 7544 SH Sole 7544 Wal-Mart Stores COM 931142103 935 13705 SH Sole 13705 Waters Corp COM 941848103 721 8279 SH Sole 8279 WellPoint Health COM 94973V107 666 10928 SH Sole 10928 Wells Fargo & Co. COM 949746101 2724 79694 SH Sole 79694 Wynn Resorts LTD COM 983134107 373 3314 SH Sole 3314 IShares MSCI EAFE Index 464287465 4434 77980 SH Sole 77980 IShares MSCI EAFE Index 464288885 413 6885 SH Sole 6885 IShares S&P 500 Index 464287200 4475 31263 SH Sole 31263 IShares S&P MidCap 400 464287507 4779 46993 SH Sole 46993 IShares S&P SmCap 600 464287804 4793 61366 SH Sole 61366 Spyder Tr ser 1 78462F103 1330 9336 SH Sole 9336 Vanguard High Yield Corp-ADM 922031760 1468 240284 SH Sole 240284 Allianz SE PFD 018805200 1537 60000 SH Sole 60000 BB&T Corp. PFD 054937206 1039 40000 SH Sole 40000 BB&T Corporation PFD 054937404 1529 60000 SH Sole 60000 Barclays Bank 8.125 pfd PFD 06739H362 2289 90000 SH Sole 90000 Cabco Trust JCP 7.625% PFD 126797208 204 10100 SH Sole 10100 Commonwealth Reit PFD 203233705 936 40000 SH Sole 40000 Deutche Bank 7.6% PFD 25154A108 1616 60000 SH Sole 60000 HSBC Holdings PFD 404280703 1015 40000 SH Sole 40000 ING Groep NV PFD 456837806 1024 40000 SH Sole 40000 Kimco Realty Corp PFD 49446R778 248 10000 SH Sole 10000 Lehman Bros. Holdings PFD 52520W317 40 40000 SH Sole 40000 Lloyds Banking Group PLC PFD 539439802 548 20000 SH Sole 20000 M&T Capital Trust Pfd PFD 55292C203 1521 60000 SH Sole 60000 Prudential Financial PFD 744320508 1033 40000 SH Sole 40000 Public Storage PFD 74460W602 1039 40000 SH Sole 40000 SCE Trust I PFD 78406T201 516 20000 SH Sole 20000 Senior Housing Prop Trust. PFD 81721M208 246 10000 SH Sole 10000 Wells Fargo 7.875 Pfd PFD 94985V202 1013 40000 SH Sole 40000 GTRAX Global Total Return 26243L105 73 10081 SH Sole 10081