0001179791-12-000017.txt : 20121115 0001179791-12-000017.hdr.sgml : 20121115 20121115162235 ACCESSION NUMBER: 0001179791-12-000017 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20121115 DATE AS OF CHANGE: 20121115 EFFECTIVENESS DATE: 20121115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 121209078 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR/A 1 cim13f033110.txt CIM13F033110 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [X ]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. Full Accession Number 0001179791-10-000004 Amend to 13F-HR/A Filing. Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA November 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:0 Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 280 Form 13F Information Table Value Total: $349,815 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 1532 18326 SH Sole 18326 1532 18326 SH Other 18326 AFLAC Inc. 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COM 98385X106 579 12270 SH Sole 12270 579 12270 SH Other 12270 Diamonds Trust Series I 78467X109 885 8145 SH Sole 8145 885 8145 SH Other 8145 IShares MSCI EAFE Index 464287465 4093 73115 SH Sole 73115 4093 73115 SH Other 73115 IShares MSCI EAFE Index 464288885 390 6885 SH Sole 6885 390 6885 SH Other 6885 IShares MSCI Emerging Index 464287234 381 9045 SH Sole 9045 381 9045 SH Other 9045 IShares S&P 500 Growth Index 464287309 936 15627 SH Sole 15627 936 15627 SH Other 15627 IShares S&P 500 Index 464287200 609 5193 SH Sole 5193 609 5193 SH Other 5193 IShares S&P MidCap 400 464287507 4412 56058 SH Sole 56058 4412 56058 SH Other 56058 IShares S&P MidCap 400/Growth 464287606 751 8852 SH Sole 8852 751 8852 SH Other 8852 IShares S&P SmCap 600 464287804 4427 74466 SH Sole 74466 4427 74466 SH Other 74466 SPDR S&P MidCap 400 ETF Trust 78467Y107 487 3403 SH Sole 3403 487 3403 SH Other 3403 Spyder Tr ser 1 78462F103 1092 9336 SH Sole 9336 1092 9336 SH Other 9336 Cabco Trust JCP 7.625% PFD 126797208 230 10100 SH Sole 10100 230 10100 SH Other 10100 GTRAX Global Total Return 26243L105 67 10081 SH Sole 10081 67 10081 SH Other 10081