0001179791-12-000017.txt : 20121115
0001179791-12-000017.hdr.sgml : 20121115
20121115162235
ACCESSION NUMBER: 0001179791-12-000017
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20100331
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 121209078
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR/A
1
cim13f033110.txt
CIM13F033110
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2010
Check here if Amendment [X ]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
Full Accession Number
0001179791-10-000004
Amend to 13F-HR/A Filing.
Institutional Investment Manager Filing this Report:
Name: CIM Investment Management, Inc
Address: 239 Fourth Ave Suite 1302
Pittsburgh, PA 15222
13F File Number: 28-10236
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Antoine Smalls
Title: Chief Compliance Officer
Phone: 412-765-2771
Antoine Smalls, Pittsburgh, PA November 15, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:0
Form 13F File Number Name
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 280
Form 13F Information Table Value Total: $349,815 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 1532 18326 SH Sole 18326
1532 18326 SH Other 18326
AFLAC Inc. COM 001055102 251 4625 SH Sole 4625
251 4625 SH Other 4625
AT&T COM 00206R102 3018 116785 SH Sole 116785
3018 116785 SH Other 116785
Abbott Laboratories COM 002824100 1453 27580 SH Sole 27580
1453 27580 SH Other 27580
Alliance Data Systems Corp COM 018581108 203 3165 SH Sole 3165
203 3165 SH Other 3165
Amedisys Inc COM 023436108 329 5955 SH Sole 5955
329 5955 SH Other 5955
American Express Co. COM 025816109 1355 32850 SH Sole 32850
1355 32850 SH Other 32850
Ameriprise Fin Inc. COM 03076C106 1090 24020 SH Sole 24020
1090 24020 SH Other 24020
Amgen Inc. COM 031162100 1196 19987 SH Sole 19987
1196 19987 SH Other 19987
Anadarko Peteroleum COM 032511107 249 3420 SH Sole 3420
249 3420 SH Other 3420
Apache Corp. COM 037411105 700 6900 SH Sole 6900
700 6900 SH Other 6900
Apple Computer COM 037833100 3188 13564 SH Sole 13564
3188 13564 SH Other 13564
Applied Material COM 038222105 842 62515 SH Sole 62515
842 62515 SH Other 62515
Bank of America Corp. COM 060505104 2980 166946 SH Sole 166946
2980 166946 SH Other 166946
Bank of NY Co. COM 064058100 755 24445 SH Sole 24445
755 24445 SH Other 24445
Baxter International Inc. COM 071813109 1055 18135 SH Sole 18135
1055 18135 SH Other 18135
Berkshire Hathaway COM 084670702 2007 24700 SH Sole 24700
2007 24700 SH Other 24700
Boeing Co. COM 097023105 1330 18323 SH Sole 18323
1330 18323 SH Other 18323
Bristol Myers Squibb COM 110122108 817 30604 SH Sole 30604
817 30604 SH Other 30604
Brocade Communications Sys COM 111621306 57 10000 SH Sole 10000
57 10000 SH Other 10000
CTS Corp. COM 126501105 94 10000 SH Sole 10000
94 10000 SH Other 10000
CVS Corp. COM 126650100 1450 39665 SH Sole 39665
1450 39665 SH Other 39665
Carnival Cruise Lines COM 143658300 843 21690 SH Sole 21690
843 21690 SH Other 21690
Caterpillar Inc. COM 149123101 719 11443 SH Sole 11443
719 11443 SH Other 11443
Celgene Corp COM 151020104 307 4960 SH Sole 4960
307 4960 SH Other 4960
ChevronTexaco Corp. COM 166764100 2534 33422 SH Sole 33422
2534 33422 SH Other 33422
Cisco Systems, Inc. COM 17275R102 3193 122662 SH Sole 122662
3193 122662 SH Other 122662
Citigroup - New COM 172967424 823 203269 SH Sole 203269
823 203269 SH Other 203269
Coca Cola Co. COM 191216100 2150 39095 SH Sole 39095
2150 39095 SH Other 39095
Comcast Corp.-Cl A COM 20030N101 1449 76975 SH Sole 76975
1449 76975 SH Other 76975
ConocoPhillips COM 20825c104 1583 30941 SH Sole 30941
1583 30941 SH Other 30941
Corning Inc. COM 219350105 330 16325 SH Sole 16325
330 16325 SH Other 16325
Costco Wholesale Corp. COM 22160k105 700 11730 SH Sole 11730
700 11730 SH Other 11730
Cypress Semiconductor Corp COM 232806109 128 11075 SH Sole 11075
128 11075 SH Other 11075
Danaher Corp. COM 235851102 642 8030 SH Sole 8030
642 8030 SH Other 8030
Deere & Company COM 244199105 894 15040 SH Sole 15040
894 15040 SH Other 15040
Dell Inc. COM 24702R101 751 50015 SH Sole 50015
751 50015 SH Other 50015
Devon Energy Corp. COM 25179M103 558 8661 SH Sole 8661
558 8661 SH Other 8661
Disney Walt Co. COM 254687106 939 26895 SH Sole 26895
939 26895 SH Other 26895
Dow Chemical Co. COM 260543103 829 28035 SH Sole 28035
829 28035 SH Other 28035
Du Pont (E.I.) COM 263534109 1119 30054 SH Sole 30054
1119 30054 SH Other 30054
Duke Energy Corp. COM 26441C204 782 47940 SH Sole 47940
782 47940 SH Other 47940
EMC Corp. COM 268648102 928 51420 SH Sole 51420
928 51420 SH Other 51420
Ebay, Inc. COM 278642103 725 26890 SH Sole 26890
725 26890 SH Other 26890
Emerson Electric COM 291011104 1092 21685 SH Sole 21685
1092 21685 SH Other 21685
Exelon Corp. COM 30161N101 753 17190 SH Sole 17190
753 17190 SH Other 17190
Express Scripts Holdings Co. COM 30219G108 844 8290 SH Sole 8290
844 8290 SH Other 8290
Exxon Mobil Corp. COM 30231G102 5103 76187 SH Sole 76187
5103 76187 SH Other 76187
Ford Motor Co. COM 345370860 997 79284 SH Sole 79284
997 79284 SH Other 79284
Franklin Resources COM 354613101 897 8090 SH Sole 8090
897 8090 SH Other 8090
Freeport MC Co. - Cl B COM 35671D857 1675 20050 SH Sole 20050
1675 20050 SH Other 20050
GenCorp Inc. COM 368682100 77 13300 SH Sole 13300
77 13300 SH Other 13300
General Dynamics COM 369550108 220 2845 SH Sole 2845
220 2845 SH Other 2845
General Electric Co. COM 369604103 3440 189006 SH Sole 189006
3440 189006 SH Other 189006
Gilead Sciences Inc. COM 375558103 941 20692 SH Sole 20692
941 20692 SH Other 20692
Goldman Sachs Grp. COM 38141g104 2260 13246 SH Sole 13246
2260 13246 SH Other 13246
Google Inc Cl-B COM 38259p508 2382 4200 SH Sole 4200
2382 4200 SH Other 4200
Halliburton Company COM 406216101 778 25820 SH Sole 25820
778 25820 SH Other 25820
Harris Corp. COM 413875105 511 10770 SH Sole 10770
511 10770 SH Other 10770
Hewlett Packard Co. COM 428236103 2557 48108 SH Sole 48108
2557 48108 SH Other 48108
Home Depot Inc. COM 437076102 1542 47674 SH Sole 47674
1542 47674 SH Other 47674
Honeywell Intl., Inc. COM 438516106 1569 34650 SH Sole 34650
1569 34650 SH Other 34650
ITT Educational Services Inc. COM 45068B109 227 2015 SH Sole 2015
227 2015 SH Other 2015
Int'l Bus Machines COM 459200101 3200 24955 SH Sole 24955
3200 24955 SH Other 24955
Integra Lifesciences COM 457985208 220 5015 SH Sole 5015
220 5015 SH Other 5015
Intel Corporation COM 458140100 2856 128133 SH Sole 128133
2856 128133 SH Other 128133
JP Morgan Chase COM 46625h100 3496 78114 SH Sole 78114
3496 78114 SH Other 78114
Johnson & Johnson COM 478160104 3184 48830 SH Sole 48830
3184 48830 SH Other 48830
Johnson Controls COM 478366107 910 27575 SH Sole 27575
910 27575 SH Other 27575
Kohls Corporation COM 500255104 1057 19290 SH Sole 19290
1057 19290 SH Other 19290
Kraft Foods Inc. COM 50075N104 954 31534 SH Sole 31534
954 31534 SH Other 31534
Lab Corp. of Amer Hldgs COM 50540r409 203 2675 SH Sole 2675
203 2675 SH Other 2675
Lockheed Martin Corp. COM 539830109 1044 12550 SH Sole 12550
1044 12550 SH Other 12550
Loews Corp COM 540424108 1010 27100 SH Sole 27100
1010 27100 SH Other 27100
Lowe's Companies COM 548661107 1048 43220 SH Sole 43220
1048 43220 SH Other 43220
Marathon Oil COM 565849106 820 25915 SH Sole 25915
820 25915 SH Other 25915
MasterCard Inc.-Class A COM 57636Q104 201 790 SH Sole 790
201 790 SH Other 790
McDonalds Corp. COM 580135101 1545 23157 SH Sole 23157
1545 23157 SH Other 23157
McKesson HBOC Inc. COM 58155Q103 692 10530 SH Sole 10530
692 10530 SH Other 10530
Medtronic, Inc. COM 585055106 1074 23854 SH Sole 23854
1074 23854 SH Other 23854
Merck & Co. Inc. COM 58933Y105 2112 56554 SH Sole 56554
2112 56554 SH Other 56554
Microsoft Corporation COM 594918104 3758 128311 SH Sole 128311
3758 128311 SH Other 128311
Monsanto Co. COM 61166W101 856 11985 SH Sole 11985
856 11985 SH Other 11985
Morgan Stanley COM 617446448 1552 52990 SH Sole 52990
1552 52990 SH Other 52990
National Oilwell Varco COM 637071101 622 15320 SH Sole 15320
622 15320 SH Other 15320
News Corp-Cl A COM 65248E104 541 37565 SH Sole 37565
541 37565 SH Other 37565
Nextera Energy Inc. COM 65339F101 206 4270 SH Sole 4270
206 4270 SH Other 4270
Nike, Inc. - Class B COM 654106103 996 13550 SH Sole 13550
996 13550 SH Other 13550
Northrop Grumman COM 666807102 1057 16125 SH Sole 16125
1057 16125 SH Other 16125
Occidental Pete COM 674599105 1483 17542 SH Sole 17542
1483 17542 SH Other 17542
Old National Bancorp COM 680033107 125 10485 SH Sole 10485
125 10485 SH Other 10485
Omnicom Group COM 681919106 964 24830 SH Sole 24830
964 24830 SH Other 24830
Oracle Systems Corp. COM 68389X105 2163 84120 SH Sole 84120
2163 84120 SH Other 84120
Pepsico Inc. COM 713448108 2111 31907 SH Sole 31907
2111 31907 SH Other 31907
Petroquest Energy Inc. COM 716748108 50 10000 SH Sole 10000
50 10000 SH Other 10000
Pfizer Inc. COM 717081103 2449 142771 SH Sole 142771
2449 142771 SH Other 142771
Philip Morris Intl. COM 718172109 1620 31050 SH Sole 31050
1620 31050 SH Other 31050
Polaris Industries Inc. COM 731068102 228 4450 SH Sole 4450
228 4450 SH Other 4450
Praxair, Inc. COM 74005P104 696 8385 SH Sole 8385
696 8385 SH Other 8385
Principal Financial Grp COM 74251v102 226 7740 SH Sole 7740
226 7740 SH Other 7740
Procter & Gamble COM 742718109 3246 51306 SH Sole 51306
3246 51306 SH Other 51306
Prudential Financial COM 744320102 1167 19295 SH Sole 19295
1167 19295 SH Other 19295
Qualcomm Inc. COM 747525103 1247 29709 SH Sole 29709
1247 29709 SH Other 29709
Salesforce.com COM 79466L302 957 12855 SH Sole 12855
957 12855 SH Other 12855
Schlumberger LTD COM 806857108 1499 23626 SH Sole 23626
1499 23626 SH Other 23626
Simon Property Grp. COM 828806109 1194 14230 SH Sole 14230
1194 14230 SH Other 14230
Spectra Energy Corp COM 847560109 769 34150 SH Sole 34150
769 34150 SH Other 34150
State Street Corp. COM 857477103 240 5310 SH Sole 5310
240 5310 SH Other 5310
TJX Companies, Inc. COM 872540109 922 21695 SH Sole 21695
922 21695 SH Other 21695
Target Corp. COM 87612e106 1198 22775 SH Sole 22775
1198 22775 SH Other 22775
Texas Instruments COM 882508104 925 37812 SH Sole 37812
925 37812 SH Other 37812
Thermo Fisher Scientific COM 883556102 943 18335 SH Sole 18335
943 18335 SH Other 18335
Time Warner Inc. COM 887317303 1197 38271 SH Sole 38271
1197 38271 SH Other 38271
Trustco Bank Corp. NY COM 898349105 89 14355 SH Sole 14355
89 14355 SH Other 14355
U.S. Bancorp COM 902973304 1003 38775 SH Sole 38775
1003 38775 SH Other 38775
Union Pacific Corp. COM 907818108 1138 15530 SH Sole 15530
1138 15530 SH Other 15530
United Parcel Svc-Cl B COM 911312106 1424 22115 SH Sole 22115
1424 22115 SH Other 22115
United Tech Corp. COM 913017109 1850 25133 SH Sole 25133
1850 25133 SH Other 25133
UnitedHealth Group COM 91324p102 1259 38535 SH Sole 38535
1259 38535 SH Other 38535
Verizon Comm. COM 92343V104 1680 54157 SH Sole 54157
1680 54157 SH Other 54157
Visa Inc. COM 92826C839 759 8340 SH Sole 8340
759 8340 SH Other 8340
Wal-Mart Stores COM 931142103 2437 43835 SH Sole 43835
2437 43835 SH Other 43835
Walgreen Co. COM 931422109 913 24605 SH Sole 24605
913 24605 SH Other 24605
Wells Fargo & Co. COM 949746101 2417 77673 SH Sole 77673
2417 77673 SH Other 77673
Wesco Int'l Inc. COM 95082P105 284 8170 SH Sole 8170
284 8170 SH Other 8170
Williams Co., Inc. COM 969457100 739 32009 SH Sole 32009
739 32009 SH Other 32009
XTO Energy Inc. COM 98385X106 579 12270 SH Sole 12270
579 12270 SH Other 12270
Diamonds Trust Series I 78467X109 885 8145 SH Sole 8145
885 8145 SH Other 8145
IShares MSCI EAFE Index 464287465 4093 73115 SH Sole 73115
4093 73115 SH Other 73115
IShares MSCI EAFE Index 464288885 390 6885 SH Sole 6885
390 6885 SH Other 6885
IShares MSCI Emerging Index 464287234 381 9045 SH Sole 9045
381 9045 SH Other 9045
IShares S&P 500 Growth Index 464287309 936 15627 SH Sole 15627
936 15627 SH Other 15627
IShares S&P 500 Index 464287200 609 5193 SH Sole 5193
609 5193 SH Other 5193
IShares S&P MidCap 400 464287507 4412 56058 SH Sole 56058
4412 56058 SH Other 56058
IShares S&P MidCap 400/Growth 464287606 751 8852 SH Sole 8852
751 8852 SH Other 8852
IShares S&P SmCap 600 464287804 4427 74466 SH Sole 74466
4427 74466 SH Other 74466
SPDR S&P MidCap 400 ETF Trust 78467Y107 487 3403 SH Sole 3403
487 3403 SH Other 3403
Spyder Tr ser 1 78462F103 1092 9336 SH Sole 9336
1092 9336 SH Other 9336
Cabco Trust JCP 7.625% PFD 126797208 230 10100 SH Sole 10100
230 10100 SH Other 10100
GTRAX Global Total Return 26243L105 67 10081 SH Sole 10081
67 10081 SH Other 10081