0001179791-12-000015.txt : 20121115
0001179791-12-000015.hdr.sgml : 20121115
20121115161115
ACCESSION NUMBER: 0001179791-12-000015
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20100930
FILED AS OF DATE: 20121115
DATE AS OF CHANGE: 20121115
EFFECTIVENESS DATE: 20121115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 121208836
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR/A
1
cim13f093010.txt
CIM13F093010
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2010
Check here if Amendment [X ]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
Full Accession Number
0001179791-10-000011
Amend to 13F-HR/A Filing.
Institutional Investment Manager Filing this Report:
Name: CIM Investment Management, Inc
Address: 239 Fourth Ave Suite 1302
Pittsburgh, PA 15222
13F File Number: 28-10236
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Antoine Smalls
Title: Chief Compliance Officer
Phone: 412-765-2771
Antoine Smalls, Pittsburgh, PA November 15, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:0
Form 13F File Number Name
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 258
Form 13F Information Table Value Total: $327,433 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 1436 16556 SH Sole 16556
1436 16556 SH Other 16556
AK Steel COM 001547108 434 31410 SH Sole 31410
434 31410 SH Other 31410
AT&T COM 00206R102 3248 113555 SH Sole 113555
3248 113555 SH Other 113555
Abbott Laboratories COM 002824100 1451 27780 SH Sole 27780
1451 27780 SH Other 27780
Amazon.Com Inc COM 023135106 982 6250 SH Sole 6250
982 6250 SH Other 6250
Amedisys Inc COM 023436108 218 9170 SH Sole 9170
218 9170 SH Other 9170
American Express Co. COM 025816109 1276 30350 SH Sole 30350
1276 30350 SH Other 30350
Amgen Inc. COM 031162100 958 17392 SH Sole 17392
958 17392 SH Other 17392
Anadarko Peteroleum COM 032511107 890 15600 SH Sole 15600
890 15600 SH Other 15600
Apache Corp. COM 037411105 727 7440 SH Sole 7440
727 7440 SH Other 7440
Apple Computer COM 037833100 4348 15324 SH Sole 15324
4348 15324 SH Other 15324
Asbury Automotive Grp. COM 043436104 146 10400 SH Sole 10400
146 10400 SH Other 10400
BB&T Corporation COM 054937107 592 24570 SH Sole 24570
592 24570 SH Other 24570
Bank of America Corp. COM 060505104 2184 166656 SH Sole 166656
2184 166656 SH Other 166656
Bank of NY Co. COM 064058100 660 25270 SH Sole 25270
660 25270 SH Other 25270
Berkshire Hathaway COM 084670702 2053 24825 SH Sole 24825
2053 24825 SH Other 24825
Best Buy Co. COM 086516101 721 17650 SH Sole 17650
721 17650 SH Other 17650
Boeing Co. COM 097023105 1236 18573 SH Sole 18573
1236 18573 SH Other 18573
CVS Corp. COM 126650100 1136 36095 SH Sole 36095
1136 36095 SH Other 36095
Caterpillar Inc. COM 149123101 968 12303 SH Sole 12303
968 12303 SH Other 12303
Celgene Corp COM 151020104 862 14960 SH Sole 14960
862 14960 SH Other 14960
ChevronTexaco Corp. COM 166764100 2693 33232 SH Sole 33232
2693 33232 SH Other 33232
Cisco Systems, Inc. COM 17275R102 2486 113522 SH Sole 113522
2486 113522 SH Other 113522
Citigroup - New COM 172967424 872 223019 SH Sole 223019
872 223019 SH Other 223019
Coca Cola Co. COM 191216100 2306 39405 SH Sole 39405
2306 39405 SH Other 39405
Comcast Corp.-Cl A COM 20030N101 702 38850 SH Sole 38850
702 38850 SH Other 38850
ConocoPhillips COM 20825c104 1810 31511 SH Sole 31511
1810 31511 SH Other 31511
Corning Inc. COM 219350105 1411 77195 SH Sole 77195
1411 77195 SH Other 77195
Danaher Corp. COM 235851102 698 17200 SH Sole 17200
698 17200 SH Other 17200
Deere & Company COM 244199105 994 14240 SH Sole 14240
994 14240 SH Other 14240
Devon Energy Corp. COM 25179M103 603 9311 SH Sole 9311
603 9311 SH Other 9311
Disney Walt Co. COM 254687106 861 26005 SH Sole 26005
861 26005 SH Other 26005
Dow Chemical Co. COM 260543103 664 24175 SH Sole 24175
664 24175 SH Other 24175
Du Pont (E.I.) COM 263534109 1438 32234 SH Sole 32234
1438 32234 SH Other 32234
Duke Energy Corp. COM 26441C204 891 50290 SH Sole 50290
891 50290 SH Other 50290
EMC Corp. COM 268648102 836 41160 SH Sole 41160
836 41160 SH Other 41160
Eastman Chemical COM 277432100 682 9220 SH Sole 9220
682 9220 SH Other 9220
Emerson Electric COM 291011104 1236 23475 SH Sole 23475
1236 23475 SH Other 23475
Exelon Corp. COM 30161N101 765 17970 SH Sole 17970
765 17970 SH Other 17970
Express Scripts Holdings Co. COM 30219G108 892 18310 SH Sole 18310
892 18310 SH Other 18310
Exxon Mobil Corp. COM 30231G102 4596 74375 SH Sole 74375
4596 74375 SH Other 74375
Fastenal Co. COM 311900104 766 14400 SH Sole 14400
766 14400 SH Other 14400
Fedex Corp. COM 31428X106 870 10170 SH Sole 10170
870 10170 SH Other 10170
Ford Motor Co. COM 345370860 1166 95249 SH Sole 95249
1166 95249 SH Other 95249
Franklin Resources COM 354613101 758 7090 SH Sole 7090
758 7090 SH Other 7090
Freeport MC Co. - Cl B COM 35671D857 834 9770 SH Sole 9770
834 9770 SH Other 9770
GenCorp Inc. COM 368682100 55 11140 SH Sole 11140
55 11140 SH Other 11140
General Electric Co. COM 369604103 2939 180836 SH Sole 180836
2939 180836 SH Other 180836
Gilead Sciences Inc. COM 375558103 869 24407 SH Sole 24407
869 24407 SH Other 24407
Goldman Sachs Grp. COM 38141g104 1778 12296 SH Sole 12296
1778 12296 SH Other 12296
Google Inc Cl-B COM 38259p508 2061 3920 SH Sole 3920
2061 3920 SH Other 3920
Halliburton Company COM 406216101 921 27840 SH Sole 27840
921 27840 SH Other 27840
Hewlett Packard Co. COM 428236103 1779 42288 SH Sole 42288
1779 42288 SH Other 42288
Home Depot Inc. COM 437076102 1194 37689 SH Sole 37689
1194 37689 SH Other 37689
Honeywell Intl., Inc. COM 438516106 1488 33870 SH Sole 33870
1488 33870 SH Other 33870
Int'l Bus Machines COM 459200101 3182 23720 SH Sole 23720
3182 23720 SH Other 23720
Intel Corporation COM 458140100 2112 109993 SH Sole 109993
2112 109993 SH Other 109993
JP Morgan Chase COM 46625h100 2875 75544 SH Sole 75544
2875 75544 SH Other 75544
Johnson & Johnson COM 478160104 1727 27880 SH Sole 27880
1727 27880 SH Other 27880
Johnson Controls COM 478366107 904 29625 SH Sole 29625
904 29625 SH Other 29625
Kohls Corporation COM 500255104 878 16670 SH Sole 16670
878 16670 SH Other 16670
Kraft Foods Inc. COM 50075N104 1030 33393 SH Sole 33393
1030 33393 SH Other 33393
Lab Corp. of Amer Hldgs COM 50540r409 210 2675 SH Sole 2675
210 2675 SH Other 2675
Lockheed Martin Corp. COM 539830109 214 3000 SH Sole 3000
214 3000 SH Other 3000
Loews Corp COM 540424108 1112 29330 SH Sole 29330
1112 29330 SH Other 29330
Lowe's Companies COM 548661107 1030 46230 SH Sole 46230
1030 46230 SH Other 46230
Marathon Oil COM 565849106 734 22165 SH Sole 22165
734 22165 SH Other 22165
McDonalds Corp. COM 580135101 852 11437 SH Sole 11437
852 11437 SH Other 11437
McKesson HBOC Inc. COM 58155Q103 702 11370 SH Sole 11370
702 11370 SH Other 11370
Medco Health COM 58405U102 770 14800 SH Sole 14800
770 14800 SH Other 14800
Merck & Co. Inc. COM 58933Y105 2102 57104 SH Sole 57104
2102 57104 SH Other 57104
Metlife Inc. COM 59156R108 896 23315 SH Sole 23315
896 23315 SH Other 23315
Microsoft Corporation COM 594918104 3202 130751 SH Sole 130751
3202 130751 SH Other 130751
Morgan Stanley COM 617446448 1241 50270 SH Sole 50270
1241 50270 SH Other 50270
National Oilwell Varco COM 637071101 734 16500 SH Sole 16500
734 16500 SH Other 16500
News Corp-Cl A COM 65248E104 547 41915 SH Sole 41915
547 41915 SH Other 41915
Nike, Inc. - Class B COM 654106103 1171 14610 SH Sole 14610
1171 14610 SH Other 14610
Northrop Grumman COM 666807102 1023 16865 SH Sole 16865
1023 16865 SH Other 16865
Occidental Pete COM 674599105 1897 24232 SH Sole 24232
1897 24232 SH Other 24232
Omnicom Group COM 681919106 1056 26760 SH Sole 26760
1056 26760 SH Other 26760
Oracle Systems Corp. COM 68389X105 2203 82040 SH Sole 82040
2203 82040 SH Other 82040
Pepsico Inc. COM 713448108 2021 30417 SH Sole 30417
2021 30417 SH Other 30417
Pfizer Inc. COM 717081103 2445 142381 SH Sole 142381
2445 142381 SH Other 142381
Philip Morris Intl. COM 718172109 1845 32940 SH Sole 32940
1845 32940 SH Other 32940
Praxair, Inc. COM 74005P104 815 9025 SH Sole 9025
815 9025 SH Other 9025
Procter & Gamble COM 742718109 2979 49676 SH Sole 49676
2979 49676 SH Other 49676
Prudential Financial COM 744320102 930 17160 SH Sole 17160
930 17160 SH Other 17160
Qualcomm Inc. COM 747525103 1326 29389 SH Sole 29389
1326 29389 SH Other 29389
Ryder System COM 783549108 667 15585 SH Sole 15585
667 15585 SH Other 15585
Sandisk Corp COM 80004C101 769 20990 SH Sole 20990
769 20990 SH Other 20990
Schlumberger LTD COM 806857108 1457 23656 SH Sole 23656
1457 23656 SH Other 23656
Simon Property Grp. COM 828806109 1450 15640 SH Sole 15640
1450 15640 SH Other 15640
Snap-On Inc. COM 833034101 491 10560 SH Sole 10560
491 10560 SH Other 10560
Sonic Automotive, Inc. COM 83545G102 235 23875 SH Sole 23875
235 23875 SH Other 23875
SunTrust Banks COM 867914103 1220 47220 SH Sole 47220
1220 47220 SH Other 47220
TJX Companies, Inc. COM 872540109 938 21015 SH Sole 21015
938 21015 SH Other 21015
Target Corp. COM 87612e106 1190 22265 SH Sole 22265
1190 22265 SH Other 22265
Telefonica SA-Spon ADR COM 879382208 218 2940 SH Sole 2940
218 2940 SH Other 2940
Texas Instruments COM 882508104 1148 42302 SH Sole 42302
1148 42302 SH Other 42302
Thermo Fisher Scientific COM 883556102 894 18665 SH Sole 18665
894 18665 SH Other 18665
Time Warner Inc. COM 887317303 1142 37251 SH Sole 37251
1142 37251 SH Other 37251
Transocean Sedco Forex COM H8817H100 243 3775 SH Sole 3775
243 3775 SH Other 3775
Trustco Bank Corp. NY COM 898349105 67 12025 SH Sole 12025
67 12025 SH Other 12025
U.S. Bancorp COM 902973304 814 37655 SH Sole 37655
814 37655 SH Other 37655
Union Pacific Corp. COM 907818108 1140 13940 SH Sole 13940
1140 13940 SH Other 13940
United Parcel Svc-Cl B COM 911312106 1431 21455 SH Sole 21455
1431 21455 SH Other 21455
United Tech Corp. COM 913017109 1656 23243 SH Sole 23243
1656 23243 SH Other 23243
UnitedHealth Group COM 91324p102 1242 35375 SH Sole 35375
1242 35375 SH Other 35375
V.F. Corp. COM 918204108 667 8230 SH Sole 8230
667 8230 SH Other 8230
Verizon Comm. COM 92343V104 1898 58247 SH Sole 58247
1898 58247 SH Other 58247
Wal-Mart Stores COM 931142103 2427 45345 SH Sole 45345
2427 45345 SH Other 45345
Walgreen Co. COM 931422109 844 25205 SH Sole 25205
844 25205 SH Other 25205
Wells Fargo & Co. COM 949746101 1811 72098 SH Sole 72098
1811 72098 SH Other 72098
Williams Co., Inc. COM 969457100 732 38279 SH Sole 38279
732 38279 SH Other 38279
Wyndham Worldwide Corp COM 98310W108 793 28880 SH Sole 28880
793 28880 SH Other 28880
Diamonds Trust Series I 78467X109 879 8145 SH Sole 8145
879 8145 SH Other 8145
IShares MSCI EAFE Index 464287465 3452 62850 SH Sole 62850
3452 62850 SH Other 62850
IShares MSCI EAFE Index 464288885 390 6885 SH Sole 6885
390 6885 SH Other 6885
IShares MSCI Emerging Index 464287234 405 9045 SH Sole 9045
405 9045 SH Other 9045
IShares S&P 500 Growth Index 464287309 928 15627 SH Sole 15627
928 15627 SH Other 15627
IShares S&P 500 Index 464287200 1161 10143 SH Sole 10143
1161 10143 SH Other 10143
IShares S&P MidCap 400 464287507 3610 45078 SH Sole 45078
3610 45078 SH Other 45078
IShares S&P MidCap 400/Growth 464287606 779 8852 SH Sole 8852
779 8852 SH Other 8852
IShares S&P SmCap 600 464287804 3472 58751 SH Sole 58751
3472 58751 SH Other 58751
SPDR S&P MidCap 400 ETF Trust 78467Y107 495 3403 SH Sole 3403
495 3403 SH Other 3403
Spyder Tr ser 1 78462F103 1066 9336 SH Sole 9336
1066 9336 SH Other 9336
Vanguard High Yield Corp-ADM 922031760 971 170276 SH Sole 170276
971 170276 SH Other 170276
Cabco Trust JCP 7.625% PFD 126797208 250 10100 SH Sole 10100
250 10100 SH Other 10100
GTRAX Global Total Return 26243L105 73 10081 SH Sole 10081
73 10081 SH Other 10081