13F-HR 1 cim13f063012.txt CIM13F063012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 13F-HR Filing Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA July 27, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 152 Form 13F Information Table Value Total: $175,020 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 691 7711 SH Sole 7711 ALCOA COM 013817101 315 36050 SH Sole 36050 AT&T COM 00206R102 2317 64976 SH Sole 64976 Abbott Laboratories COM 002824100 1517 23534 SH Sole 23534 Aetna Inc. COM 00817Y108 576 14855 SH Sole 14855 Agilent Tech Inc. COM 00846U101 834 21260 SH Sole 21260 Alpha Natural Resources Inc. COM 02076X102 133 15280 SH Sole 15280 Altria Group Inc. COM 02209s103 988 28590 SH Sole 28590 Amazon.Com Inc COM 023135106 899 3935 SH Sole 3935 American Elect. Power COM 025537101 715 17910 SH Sole 17910 American Express Co. COM 025816109 1205 20695 SH Sole 20695 American Int'l Grp, Inc. COM 026874784 679 21171 SH Sole 21171 Amgen Inc. COM 031162100 1006 13796 SH Sole 13796 Anadarko Peteroleum COM 032511107 627 9470 SH Sole 9470 Apache Corp. COM 037411105 661 7525 SH Sole 7525 Apple Computer COM 037833100 7327 12547 SH Sole 12547 Avery Dennison Corp. COM 053611109 316 11564 SH Sole 11564 BB&T Corporation COM 054937107 654 21210 SH Sole 21210 Baker Hughes COM 057224107 1058 25750 SH Sole 25750 Bank of America Corp. COM 060505104 1458 178290 SH Sole 178290 Berkshire Hathaway COM 084670702 1245 14935 SH Sole 14935 Boeing Co. COM 097023105 1275 17159 SH Sole 17159 Bristol Myers Squibb COM 110122108 1027 28560 SH Sole 28560 Broadcom Corp. COM 111320107 886 26250 SH Sole 26250 CBS Corp. CL-B COM 124857202 1234 37640 SH Sole 37640 Capital One Financial COM 14040H105 1256 22980 SH Sole 22980 Caterpillar Inc. COM 149123101 971 11435 SH Sole 11435 ChevronTexaco Corp. COM 166764100 2941 27875 SH Sole 27875 Cisco Systems, Inc. COM 17275R102 964 56170 SH Sole 56170 Citigroup - New COM 172967424 1524 55583 SH Sole 55583 Cliffs Natural Resources COM 18683K101 712 14435 SH Sole 14435 Coach, Inc. COM 189754104 1108 18955 SH Sole 18955 Coca Cola Co. COM 191216100 2285 29230 SH Sole 29230 Cognizant Tech Solutions COM 192446102 624 10400 SH Sole 10400 Comcast Corp.-Cl A COM 20030N101 1235 38617 SH Sole 38617 ConocoPhillips COM 20825c104 944 16891 SH Sole 16891 Costco Wholesale Corp. COM 22160k105 887 9340 SH Sole 9340 Cummins Inc. COM 231021106 599 6180 SH Sole 6180 Danaher Corp. COM 235851102 553 10620 SH Sole 10620 Deere & Company COM 244199105 1000 12360 SH Sole 12360 Devon Energy Corp. COM 25179M103 415 7161 SH Sole 7161 Discover Fin. Svcs. COM 254709108 898 25980 SH Sole 25980 Disney Walt Co. COM 254687106 1121 23105 SH Sole 23105 Dow Chemical Co. COM 260543103 630 19995 SH Sole 19995 Du Pont (E.I.) COM 263534109 576 11389 SH Sole 11389 Duke Energy Corp. COM 26441C204 1049 45490 SH Sole 45490 EMC Corp. COM 268648102 915 35700 SH Sole 35700 EOG Resources COM 26875p101 595 6600 SH Sole 6600 Eaton Corp. COM 278058102 824 20800 SH Sole 20800 Ebay, Inc. COM 278642103 962 22890 SH Sole 22890 Exelon Corp. COM 30161N101 754 20045 SH Sole 20045 Express Scripts Holdings Co. COM 30219G108 1373 24600 SH Sole 24600 Exxon Mobil Corp. COM 30231G102 5364 62689 SH Sole 62689 Fedex Corp. COM 31428X106 788 8605 SH Sole 8605 First Horizon COM 320517105 568 65631 SH Sole 65631 Ford Motor Co. COM 345370860 582 60689 SH Sole 60689 Freeport MC Co. - Cl B COM 35671D857 615 18040 SH Sole 18040 General Electric Co. COM 369604103 3706 177811 SH Sole 177811 Gilead Sciences Inc. COM 375558103 534 10405 SH Sole 10405 Goldman Sachs Grp. COM 38141g104 947 9875 SH Sole 9875 Goodyear Tires COM 382550101 498 42160 SH Sole 42160 Google Inc Cl-B COM 38259p508 2011 3466 SH Sole 3466 Halliburton Company COM 406216101 656 23110 SH Sole 23110 Hewlett Packard Co. COM 428236103 613 30485 SH Sole 30485 Home Depot Inc. COM 437076102 930 17545 SH Sole 17545 Honeywell Intl., Inc. COM 438516106 816 14610 SH Sole 14610 Illinois Tool Works COM 452308109 763 14430 SH Sole 14430 Int'l Bus Machines COM 459200101 2339 11961 SH Sole 11961 Intel Corporation COM 458140100 2331 87468 SH Sole 87468 JP Morgan Chase COM 46625h100 2399 67146 SH Sole 67146 Johnson & Johnson COM 478160104 2159 31963 SH Sole 31963 KLA-Tencor Corp. COM 482480100 538 10925 SH Sole 10925 Kohls Corporation COM 500255104 648 14250 SH Sole 14250 Kraft Foods Inc. COM 50075N104 1003 25959 SH Sole 25959 Lexington Realty Trust COM 529043101 127 15000 SH Sole 15000 McDonalds Corp. COM 580135101 1459 16482 SH Sole 16482 Medtronic, Inc. COM 585055106 778 20079 SH Sole 20079 Merck & Co. Inc. COM 58933Y105 2058 49288 SH Sole 49288 Metlife Inc. COM 59156R108 941 30515 SH Sole 30515 Microsoft Corporation COM 594918104 2406 78664 SH Sole 78664 Monsanto Co. COM 61166W101 641 7740 SH Sole 7740 Morgan Stanley COM 617446448 396 27165 SH Sole 27165 National Oilwell Varco COM 637071101 853 13240 SH Sole 13240 Network App. Inc. COM 64110D104 426 13390 SH Sole 13390 Newmont Mining Corp. COM 651639106 401 8270 SH Sole 8270 News Corp-Cl A COM 65248E104 600 26915 SH Sole 26915 Nike, Inc. - Class B COM 654106103 799 9100 SH Sole 9100 Noble Energy Inc COM 655044105 543 6400 SH Sole 6400 Nokia Corp. COM 654902204 30 14710 SH Sole 14710 Norfolk Southern COM 655844108 575 8005 SH Sole 8005 Occidental Pete COM 674599105 670 7815 SH Sole 7815 Oracle Systems Corp. COM 68389X105 1719 57872 SH Sole 57872 PNC Bank Corp. COM 693475105 594 9715 SH Sole 9715 Peabody Energy Corp COM 704549104 396 16150 SH Sole 16150 Penn Virginia Corp. COM 707882106 127 17280 SH Sole 17280 Pepsico Inc. COM 713448108 1644 23272 SH Sole 23272 Pfizer Inc. COM 717081103 2253 97952 SH Sole 97952 Philip Morris Intl. COM 718172109 2448 28055 SH Sole 28055 Phillips 66 COM 718546104 281 8450 SH Sole 8450 Procter & Gamble COM 742718109 2509 40962 SH Sole 40962 Prudential Financial COM 744320102 486 10030 SH Sole 10030 Qualcomm Inc. COM 747525103 1316 23633 SH Sole 23633 Sandisk Corp COM 80004C101 332 9100 SH Sole 9100 Schlumberger LTD COM 806857108 1344 20699 SH Sole 20699 Simon Property Grp. COM 828806109 871 5593 SH Sole 5593 Southern Co. COM 842587107 901 19465 SH Sole 19465 Stanley Black & Decker Inc COM 854502101 1213 18850 SH Sole 18850 Starbucks COM 855244109 1288 24165 SH Sole 24165 Starwood Hotels COM 85590A401 1229 23170 SH Sole 23170 Susquehanna Bancsh COM 869099101 231 22505 SH Sole 22505 TJX Companies, Inc. COM 872540109 1358 31630 SH Sole 31630 Target Corp. COM 87612e106 1125 19340 SH Sole 19340 Texas Instruments COM 882508104 1027 35812 SH Sole 35812 Time Warner Inc. COM 887317303 752 19531 SH Sole 19531 Trustco Bank Corp. NY COM 898349105 66 12025 SH Sole 12025 Tyco Int'l Limited COM H89128104 739 13985 SH Sole 13985 U.S. Bancorp COM 902973304 1004 31205 SH Sole 31205 Union Pacific Corp. COM 907818108 1342 11250 SH Sole 11250 United Parcel Svc-Cl B COM 911312106 804 10210 SH Sole 10210 United Tech Corp. COM 913017109 814 10782 SH Sole 10782 UnitedHealth Group COM 91324p102 987 16870 SH Sole 16870 Verizon Comm. COM 92343V104 2187 49208 SH Sole 49208 Visa Inc. COM 92826C839 1035 8370 SH Sole 8370 Wal-Mart Stores COM 931142103 1086 15577 SH Sole 15577 Waters Corp COM 941848103 680 8560 SH Sole 8560 WellPoint Health COM 94973V107 720 11285 SH Sole 11285 Wells Fargo & Co. COM 949746101 3006 89878 SH Sole 89878 Wynn Resorts LTD COM 983134107 359 3460 SH Sole 3460 Zimmer Holdings Inc. COM 98956p102 1045 16230 SH Sole 16230 IShares MSCI EAFE Index 464287465 3896 77980 SH Sole 77980 IShares MSCI EAFE Index 464288885 369 6885 SH Sole 6885 IShares S&P 500 Index 464287200 595 4353 SH Sole 4353 IShares S&P MidCap 400 464287507 4425 46993 SH Sole 46993 IShares S&P SmCap 600 464287804 4496 61366 SH Sole 61366 Spyder Tr ser 1 78462F103 1271 9336 SH Sole 9336 Vanguard High Yield Corp-ADM 922031760 1186 202086 SH Sole 202086 Allianz SE PFD 018805200 1560 60000 SH Sole 60000 BB&T Corp. PFD 054937206 1050 40000 SH Sole 40000 Bank of America PFD 060505765 1034 40000 SH Sole 40000 Barclays Bank 8.125 pfd PFD 06739H362 2284 90000 SH Sole 90000 Cabco Trust JCP 7.625% PFD 126797208 228 10100 SH Sole 10100 Deutche Bank 7.6% PFD 25154A108 1541 60000 SH Sole 60000 HSBC Holdings PFD 404280703 1054 40000 SH Sole 40000 ING Groep NV PFD 456837806 1018 40000 SH Sole 40000 Lehman Bros. Holdings PFD 52520W317 0 40000 SH Sole 40000 Lloyds Banking Group PLC PFD 539439802 533 20000 SH Sole 20000 M&T Capital Trust Pfd PFD 55292C203 1545 60000 SH Sole 60000 Prudential Financial PFD 744320508 1086 40000 SH Sole 40000 Public Storage PFD 74460W602 1046 40000 SH Sole 40000 SCE Trust I PFD 78406T201 510 20000 SH Sole 20000 Wells Fargo 7.875 Pfd PFD 94985V202 1036 40000 SH Sole 40000 GTRAX Global Total Return 26243L105 69 10081 SH Sole 10081