0001179791-12-000009.txt : 20120515 0001179791-12-000009.hdr.sgml : 20120515 20120515111015 ACCESSION NUMBER: 0001179791-12-000009 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 12842037 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR/A 1 cim13f033111.txt CIM13F033111 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [X ]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. Full Accession Number 0001179791-11-000004 Amend to 13F-HR/A Filing. Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA May 15, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:0 Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 136 Form 13F Information Table Value Total: $190,741 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 796 8511 SH Sole 8511 AT&T COM 00206R102 2223 72635 SH Sole 72635 Abbott Laboratories COM 002824100 1315 26810 SH Sole 26810 Altria Group Inc. COM 02209s103 797 30610 SH Sole 30610 Amazon.Com Inc COM 023135106 1039 5770 SH Sole 5770 American Elect. Power COM 025537101 724 20610 SH Sole 20610 American Express Co. COM 025816109 1007 22285 SH Sole 22285 Amgen Inc. COM 031162100 841 15727 SH Sole 15727 Apache Corp. COM 037411105 1095 8365 SH Sole 8365 Apple Computer COM 037833100 4997 14339 SH Sole 14339 Auto Data Process COM 053015103 1174 22885 SH Sole 22885 Avery Dennison Corp. COM 053611109 485 11564 SH Sole 11564 Bank of America Corp. COM 060505104 2701 202643 SH Sole 202643 Berkshire Hathaway COM 084670702 1394 16665 SH Sole 16665 Biogen Idec Inc. COM 09062X103 375 5100 SH Sole 5100 Boeing Co. COM 097023105 1424 19258 SH Sole 19258 Boston Property COM 101121101 1048 11050 SH Sole 11050 Broadcom Corp. COM 111320107 549 13950 SH Sole 13950 Carnival Cruise Lines COM 143658300 780 20330 SH Sole 20330 Caterpillar Inc. COM 149123101 1534 13778 SH Sole 13778 Celgene Corp COM 151020104 1065 18500 SH Sole 18500 Charles Schwab Corp. COM 808513105 858 47560 SH Sole 47560 ChevronTexaco Corp. COM 166764100 3403 31660 SH Sole 31660 Ciber Inc. COM 17163B102 74 11000 SH Sole 11000 Cisco Systems, Inc. COM 17275R102 1556 90712 SH Sole 90712 Citigroup - New COM 172967424 1693 382944 SH Sole 382944 Coca Cola Co. COM 191216100 2335 35190 SH Sole 35190 Comcast Corp.-Cl A COM 20030N101 1060 42871 SH Sole 42871 ConocoPhillips COM 20825c104 2383 29836 SH Sole 29836 Corning Inc. COM 219350105 950 46060 SH Sole 46060 Danaher Corp. COM 235851102 1303 25100 SH Sole 25100 Deere & Company COM 244199105 1460 15065 SH Sole 15065 Devon Energy Corp. COM 25179M103 756 8241 SH Sole 8241 DirectTV-Class A COM 25490A101 946 20220 SH Sole 20220 Disney Walt Co. COM 254687106 1853 43010 SH Sole 43010 Dover Corporation COM 260003108 1198 18220 SH Sole 18220 Dow Chemical Co. COM 260543103 861 22800 SH Sole 22800 Du Pont (E.I.) COM 263534109 1440 26194 SH Sole 26194 Duke Energy Corp. COM 26441c105 949 52300 SH Sole 52300 EMC Corp. COM 268648102 1314 49455 SH Sole 49455 Ebay, Inc. COM 278642103 772 24860 SH Sole 24860 Exelon Corp. COM 30161N101 911 22085 SH Sole 22085 Express Scripts Inc. COM 302182100 839 15080 SH Sole 15080 Exxon Mobil Corp. COM 30231G102 5959 70828 SH Sole 70828 F5 Networks Inc. COM 315616102 516 5030 SH Sole 5030 Fedex Corp. COM 31428X106 911 9735 SH Sole 9735 Ford Motor Co. COM 345370860 1003 67299 SH Sole 67299 Freeport MC Co. - Cl B COM 35671D857 1149 20680 SH Sole 20680 General Electric Co. COM 369604103 3506 174871 SH Sole 174871 Gilead Sciences Inc. COM 375558103 949 22345 SH Sole 22345 Goldman Sachs Grp. COM 38141g104 1761 11106 SH Sole 11106 Google Inc Cl-B COM 38259p508 2315 3945 SH Sole 3945 Halliburton Company COM 406216101 1324 26555 SH Sole 26555 Harman Industries COM 413086109 711 15185 SH Sole 15185 Hewlett Packard Co. COM 428236103 1428 34848 SH Sole 34848 Home Depot Inc. COM 437076102 1446 39029 SH Sole 39029 Honeywell Intl., Inc. COM 438516106 1071 17935 SH Sole 17935 Illinois Tool Works COM 452308109 884 16465 SH Sole 16465 Int'l Bus Machines COM 459200101 3307 20280 SH Sole 20280 Intel Corporation COM 458140100 2135 105798 SH Sole 105798 Invesco LTD COM G491BT108 819 32060 SH Sole 32060 JP Morgan Chase COM 46625h100 3542 76825 SH Sole 76825 Johnson & Johnson COM 478160104 1441 24320 SH Sole 24320 Johnson Controls COM 478366107 1140 27415 SH Sole 27415 Juniper Networks COM 48203R104 829 19710 SH Sole 19710 Kraft Foods Inc. COM 50075N104 947 30189 SH Sole 30189 Liz Claiborne, Inc. COM 539320101 59 10985 SH Sole 10985 Loews Corp COM 540424108 1446 33555 SH Sole 33555 Macy's Inc COM 55616P104 849 35010 SH Sole 35010 McDonalds Corp. COM 580135101 1437 18892 SH Sole 18892 Medtronic, Inc. COM 585055106 1265 32144 SH Sole 32144 Merck & Co. Inc. COM 58933Y105 1831 55458 SH Sole 55458 Metlife Inc. COM 59156R108 1606 35910 SH Sole 35910 Microsoft Corporation COM 594918104 2367 93206 SH Sole 93206 Morgan Stanley COM 617446448 881 32260 SH Sole 32260 National Oilwell Varco COM 637071101 1201 15145 SH Sole 15145 Netflix Inc. COM 64110L106 759 3190 SH Sole 3190 Newmont Mining Corp. COM 651639106 475 8700 SH Sole 8700 Nike, Inc. - Class B COM 654106103 792 10465 SH Sole 10465 Noble Corp COM H5833N103 244 5350 SH Sole 5350 Nokia Corp. COM 654902204 125 14710 SH Sole 14710 Occidental Pete COM 674599105 1878 17977 SH Sole 17977 Omnicom Group COM 681919106 1043 21255 SH Sole 21255 Oracle Systems Corp. COM 68389X105 2205 65945 SH Sole 65945 PNC Bank Corp. COM 693475105 747 11855 SH Sole 11855 Peabody Energy Corp COM 704549104 1422 19760 SH Sole 19760 Pepsico Inc. COM 713448108 1771 27497 SH Sole 27497 Pfizer Inc. COM 717081103 2560 126057 SH Sole 126057 Philip Morris Intl. COM 718172109 2014 30685 SH Sole 30685 Procter & Gamble COM 742718109 2800 45456 SH Sole 45456 Qualcomm Inc. COM 747525103 1474 26884 SH Sole 26884 Schlumberger LTD COM 806857108 2275 24391 SH Sole 24391 Simon Property Grp. COM 828806109 1308 12203 SH Sole 12203 Southern Co. COM 842587107 848 22250 SH Sole 22250 Stanley Black & Decker Inc COM 854502101 1095 14300 SH Sole 14300 TJX Companies, Inc. COM 872540109 888 17860 SH Sole 17860 Target Corp. COM 87612e106 1053 21055 SH Sole 21055 Texas Instruments COM 882508104 1388 40172 SH Sole 40172 Time Warner Inc. COM 887317303 1533 42941 SH Sole 42941 Trustco Bank Corp. NY COM 898349105 71 12025 SH Sole 12025 Tyco Int'l Limited COM H89128104 1421 31749 SH Sole 31749 U.S. Bancorp COM 902973304 937 35445 SH Sole 35445 Union Pacific Corp. COM 907818108 1267 12890 SH Sole 12890 United Parcel Svc-Cl B COM 911312106 1490 20055 SH Sole 20055 United Tech Corp. COM 913017109 1937 22888 SH Sole 22888 UnitedHealth Group COM 91324p102 897 19855 SH Sole 19855 Verizon Comm. COM 92343V104 2100 54497 SH Sole 54497 Visa Inc. COM 92826C839 661 8980 SH Sole 8980 Wal-Mart Stores COM 931142103 1728 33195 SH Sole 33195 Walgreen Co. COM 931422109 1064 26510 SH Sole 26510 WellPoint Health COM 94973V107 924 13240 SH Sole 13240 Wells Fargo & Co. COM 949746101 3165 99823 SH Sole 99823 Whirlpool Corp. COM 963320106 867 10160 SH Sole 10160 Diamonds Trust Series I 78467X109 1002 8145 SH Sole 8145 IShares MSCI EAFE Index 464287465 4056 67510 SH Sole 67510 IShares MSCI EAFE Index 464288885 429 6885 SH Sole 6885 IShares MSCI Emerging Index 464287234 440 9045 SH Sole 9045 IShares S&P 500 Growth Index 464287309 1074 15627 SH Sole 15627 IShares S&P 500 Index 464287200 1080 8118 SH Sole 8118 IShares S&P MidCap 400 464287507 4571 46303 SH Sole 46303 IShares S&P SmCap 600 464287804 4446 60436 SH Sole 60436 Spyder Tr ser 1 78462F103 1238 9336 SH Sole 9336 Vanguard High Yield Corp-ADM 922031760 1024 176540 SH Sole 176540 Allianz SE PFD 018805200 1603 60000 SH Sole 60000 Bank of America PFD 060505765 1051 40000 SH Sole 40000 Barclays Bank 8.125 pfd PFD 06739H362 2366 90000 SH Sole 90000 Cabco Trust JCP 7.625% PFD 126797208 254 10100 SH Sole 10100 Deutche Bank 7.6% PFD 25154A108 1573 60000 SH Sole 60000 HSBC Holdings PFD 404280703 1093 40000 SH Sole 40000 ING Groep NV PFD 456837806 1027 40000 SH Sole 40000 Lehman Bros. Holdings PFD 52520W317 0 40000 SH Sole 40000 Lloyds Banking Group PLC PFD 539439802 1054 40000 SH Sole 40000 M&T Capital Trust Pfd PFD 55292C203 1604 60000 SH Sole 60000 Prudential Financial PFD 744320508 1100 40000 SH Sole 40000 Wells Fargo 7.875 Pfd PFD 94985V202 1049 40000 SH Sole 40000 GTRAX Global Total Return 26243L105 68 10081 SH Sole 10081