13F-HR/A 1 cim13f063011.txt CIM13F063011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [X ]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. Full Accession Number 0001179791-11-000006 Amend to 13F-HR/A Filing. Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA May 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager:0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 140 Form 13F Information Table Value Total: $182,702 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 867 9146 SH Sole 9146 ALCOA COM 013817101 630 39720 SH Sole 39720 AT&T COM 00206R102 2224 70821 SH Sole 70821 Abbott Laboratories COM 002824100 1373 26084 SH Sole 26084 Agilent Tech Inc. COM 00846U101 1175 22980 SH Sole 22980 Alpha Natural Resources Inc. COM 02076X102 1395 30690 SH Sole 30690 Altria Group Inc. COM 02209s103 808 30610 SH Sole 30610 Amazon.Com Inc COM 023135106 1108 5420 SH Sole 5420 American Elect. Power COM 025537101 754 20015 SH Sole 20015 American Express Co. COM 025816109 1174 22715 SH Sole 22715 Amgen Inc. COM 031162100 893 15311 SH Sole 15311 Apache Corp. COM 037411105 1004 8135 SH Sole 8135 Apollo Group Inc-CL A COM 037604105 201 4600 SH Sole 4600 Apple Computer COM 037833100 4682 13947 SH Sole 13947 Avery Dennison Corp. COM 053611109 447 11564 SH Sole 11564 Baker Hughes COM 057224107 920 12680 SH Sole 12680 Bank of America Corp. COM 060505104 2163 197365 SH Sole 197365 Berkshire Hathaway COM 084670702 1250 16150 SH Sole 16150 Biogen Idec Inc. COM 09062X103 485 4540 SH Sole 4540 Boeing Co. COM 097023105 1390 18799 SH Sole 18799 Broadcom Corp. COM 111320107 456 13570 SH Sole 13570 Capital One Financial COM 14040H105 746 14430 SH Sole 14430 Caterpillar Inc. COM 149123101 734 6895 SH Sole 6895 Celgene Corp COM 151020104 1086 18010 SH Sole 18010 Charles Schwab Corp. COM 808513105 792 48130 SH Sole 48130 ChevronTexaco Corp. COM 166764100 3175 30875 SH Sole 30875 Ciber Inc. COM 17163B102 61 11000 SH Sole 11000 Cisco Systems, Inc. COM 17275R102 1413 90543 SH Sole 90543 Citigroup - New COM 172967424 1552 37264 SH Sole 37264 Coca Cola Co. COM 191216100 2202 32725 SH Sole 32725 Cognizant Tech Solutions COM 192446102 879 11980 SH Sole 11980 Comcast Corp.-Cl A COM 20030N101 1112 43869 SH Sole 43869 ConocoPhillips COM 20825c104 2117 28161 SH Sole 28161 Corning Inc. COM 219350105 784 43185 SH Sole 43185 Cummins Inc. COM 231021106 1221 11800 SH Sole 11800 Danaher Corp. COM 235851102 1270 23970 SH Sole 23970 Deere & Company COM 244199105 1142 13850 SH Sole 13850 Devon Energy Corp. COM 25179M103 632 8021 SH Sole 8021 Diamond Offshore Drilling COM 25271C102 891 12650 SH Sole 12650 DirectTV-Class A COM 25490A101 1056 20785 SH Sole 20785 Disney Walt Co. COM 254687106 1001 25645 SH Sole 25645 Dover Corporation COM 260003108 1202 17730 SH Sole 17730 Dow Chemical Co. COM 260543103 798 22155 SH Sole 22155 Du Pont (E.I.) COM 263534109 682 12609 SH Sole 12609 Duke Energy Corp. COM 26441c105 957 50805 SH Sole 50805 EMC Corp. COM 268648102 1324 48070 SH Sole 48070 Ebay, Inc. COM 278642103 806 24975 SH Sole 24975 Emerson Electric COM 291011104 772 13720 SH Sole 13720 Exelon Corp. COM 30161N101 920 21465 SH Sole 21465 Exxon Mobil Corp. COM 30231G102 5618 69033 SH Sole 69033 Fedex Corp. COM 31428X106 899 9475 SH Sole 9475 Fluor Corporation COM 343412102 754 11660 SH Sole 11660 Ford Motor Co. COM 345370860 937 67934 SH Sole 67934 Freeport MC Co. - Cl B COM 35671D857 1061 20050 SH Sole 20050 General Electric Co. COM 369604103 3118 165301 SH Sole 165301 Gilead Sciences Inc. COM 375558103 475 11480 SH Sole 11480 Goldman Sachs Grp. COM 38141g104 1441 10830 SH Sole 10830 Google Inc Cl-B COM 38259p508 1942 3836 SH Sole 3836 Halliburton Company COM 406216101 1316 25800 SH Sole 25800 Harman Industries COM 413086109 672 14750 SH Sole 14750 Home Depot Inc. COM 437076102 1437 39665 SH Sole 39665 Honeywell Intl., Inc. COM 438516106 956 16035 SH Sole 16035 Illinois Tool Works COM 452308109 904 16005 SH Sole 16005 Int'l Bus Machines COM 459200101 3380 19701 SH Sole 19701 Intel Corporation COM 458140100 2208 99633 SH Sole 99633 Invesco LTD COM G491BT108 730 31180 SH Sole 31180 JP Morgan Chase COM 46625h100 3060 74746 SH Sole 74746 Johnson & Johnson COM 478160104 2355 35398 SH Sole 35398 Johnson Controls COM 478366107 1111 26660 SH Sole 26660 Juniper Networks COM 48203R104 603 19140 SH Sole 19140 Kraft Foods Inc. COM 50075N104 1053 29889 SH Sole 29889 Liz Claiborne, Inc. COM 539320101 59 10985 SH Sole 10985 Loews Corp COM 540424108 684 16260 SH Sole 16260 MEMC Electric Materials Inc. COM 552715104 533 62470 SH Sole 62470 McDonalds Corp. COM 580135101 1548 18362 SH Sole 18362 Merck & Co. Inc. COM 58933Y105 1911 54148 SH Sole 54148 Metlife Inc. COM 59156R108 1488 33910 SH Sole 33910 Microsoft Corporation COM 594918104 2214 85149 SH Sole 85149 Morgan Stanley COM 617446448 701 30485 SH Sole 30485 National Oilwell Varco COM 637071101 1153 14740 SH Sole 14740 Network App. Inc. COM 64110D104 745 14120 SH Sole 14120 Newmont Mining Corp. COM 651639106 459 8510 SH Sole 8510 Nike, Inc. - Class B COM 654106103 916 10175 SH Sole 10175 Noble Corp COM H5833N103 211 5350 SH Sole 5350 Noble Energy Inc COM 655044105 640 7140 SH Sole 7140 Nokia Corp. COM 654902204 94 14710 SH Sole 14710 Omnicom Group COM 681919106 995 20660 SH Sole 20660 Oracle Systems Corp. COM 68389X105 2113 64207 SH Sole 64207 PNC Bank Corp. COM 693475105 686 11515 SH Sole 11515 Peabody Energy Corp COM 704549104 1146 19450 SH Sole 19450 Pepsico Inc. COM 713448108 1817 25802 SH Sole 25802 Pfizer Inc. COM 717081103 3274 158912 SH Sole 158912 Philip Morris Intl. COM 718172109 2049 30685 SH Sole 30685 Polo Ralph Lauren Corp. COM 751212101 759 5720 SH Sole 5720 Procter & Gamble COM 742718109 2818 44322 SH Sole 44322 Qualcomm Inc. COM 747525103 1480 26058 SH Sole 26058 Schlumberger LTD COM 806857108 1967 22769 SH Sole 22769 Simon Property Grp. COM 828806109 1379 11868 SH Sole 11868 Southern Co. COM 842587107 870 21535 SH Sole 21535 Stanley Black & Decker Inc COM 854502101 1000 13885 SH Sole 13885 TJX Companies, Inc. COM 872540109 931 17715 SH Sole 17715 Target Corp. COM 87612e106 997 21260 SH Sole 21260 Texas Instruments COM 882508104 1287 39202 SH Sole 39202 Time Warner Inc. COM 887317303 784 21561 SH Sole 21561 Trustco Bank Corp. NY COM 898349105 59 12025 SH Sole 12025 Tyco Int'l Limited COM H89128104 767 15525 SH Sole 15525 U.S. Bancorp COM 902973304 881 34530 SH Sole 34530 Union Pacific Corp. COM 907818108 1311 12560 SH Sole 12560 United Parcel Svc-Cl B COM 911312106 1422 19505 SH Sole 19505 United Tech Corp. COM 913017109 1971 22267 SH Sole 22267 UnitedHealth Group COM 91324p102 996 19310 SH Sole 19310 Verizon Comm. COM 92343V104 1974 53023 SH Sole 53023 Visa Inc. COM 92826C839 780 9255 SH Sole 9255 Wal-Mart Stores COM 931142103 1716 32297 SH Sole 32297 Walgreen Co. COM 931422109 1112 26180 SH Sole 26180 Waters Corp COM 941848103 919 9600 SH Sole 9600 WellPoint Health COM 94973V107 978 12410 SH Sole 12410 Wells Fargo & Co. COM 949746101 2785 99258 SH Sole 99258 Zimmer Holdings Inc. COM 98956p102 1143 18080 SH Sole 18080 Diamonds Trust Series I 78467X109 1009 8145 SH Sole 8145 IShares MSCI EAFE Index 464287465 4060 67510 SH Sole 67510 IShares MSCI EAFE Index 464288885 434 6885 SH Sole 6885 IShares S&P 500 Index 464287200 1492 11268 SH Sole 11268 IShares S&P MidCap 400 464287507 4524 46303 SH Sole 46303 IShares S&P SmCap 600 464287804 4431 60436 SH Sole 60436 Spyder Tr ser 1 78462F103 1232 9336 SH Sole 9336 Vanguard High Yield Corp-ADM 922031760 1037 179772 SH Sole 179772 Allianz SE PFD 018805200 1571 60000 SH Sole 60000 Bank of America PFD 060505765 1047 40000 SH Sole 40000 Barclays Bank 8.125 pfd PFD 06739H362 2371 90000 SH Sole 90000 Cabco Trust JCP 7.625% PFD 126797208 254 10100 SH Sole 10100 Deutche Bank 7.6% PFD 25154A108 1544 60000 SH Sole 60000 HSBC Holdings PFD 404280703 1064 40000 SH Sole 40000 ING Groep NV PFD 456837806 1042 40000 SH Sole 40000 Lehman Bros. Holdings PFD 52520W317 1 40000 SH Sole 40000 Lloyds Banking Group PLC PFD 539439802 517 20000 SH Sole 20000 M&T Capital Trust Pfd PFD 55292C203 1572 60000 SH Sole 60000 Prudential Financial PFD 744320508 1114 40000 SH Sole 40000 Wells Fargo 7.875 Pfd PFD 94985V202 1039 40000 SH Sole 40000 GTRAX Global Total Return 26243L105 70 10081 SH Sole 10081