0001179791-12-000008.txt : 20120514
0001179791-12-000008.hdr.sgml : 20120514
20120514140634
ACCESSION NUMBER: 0001179791-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 12837920
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR/A
1
cim13f063011.txt
CIM13F063011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [X ]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
Full Accession Number
0001179791-11-000006
Amend to 13F-HR/A Filing.
Institutional Investment Manager Filing this Report:
Name: CIM Investment Management, Inc
Address: 239 Fourth Ave Suite 1302
Pittsburgh, PA 15222
13F File Number: 28-10236
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Antoine Smalls
Title: Chief Compliance Officer
Phone: 412-765-2771
Antoine Smalls, Pittsburgh, PA May 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:0
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: $182,702 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 867 9146 SH Sole 9146
ALCOA COM 013817101 630 39720 SH Sole 39720
AT&T COM 00206R102 2224 70821 SH Sole 70821
Abbott Laboratories COM 002824100 1373 26084 SH Sole 26084
Agilent Tech Inc. COM 00846U101 1175 22980 SH Sole 22980
Alpha Natural Resources Inc. COM 02076X102 1395 30690 SH Sole 30690
Altria Group Inc. COM 02209s103 808 30610 SH Sole 30610
Amazon.Com Inc COM 023135106 1108 5420 SH Sole 5420
American Elect. Power COM 025537101 754 20015 SH Sole 20015
American Express Co. COM 025816109 1174 22715 SH Sole 22715
Amgen Inc. COM 031162100 893 15311 SH Sole 15311
Apache Corp. COM 037411105 1004 8135 SH Sole 8135
Apollo Group Inc-CL A COM 037604105 201 4600 SH Sole 4600
Apple Computer COM 037833100 4682 13947 SH Sole 13947
Avery Dennison Corp. COM 053611109 447 11564 SH Sole 11564
Baker Hughes COM 057224107 920 12680 SH Sole 12680
Bank of America Corp. COM 060505104 2163 197365 SH Sole 197365
Berkshire Hathaway COM 084670702 1250 16150 SH Sole 16150
Biogen Idec Inc. COM 09062X103 485 4540 SH Sole 4540
Boeing Co. COM 097023105 1390 18799 SH Sole 18799
Broadcom Corp. COM 111320107 456 13570 SH Sole 13570
Capital One Financial COM 14040H105 746 14430 SH Sole 14430
Caterpillar Inc. COM 149123101 734 6895 SH Sole 6895
Celgene Corp COM 151020104 1086 18010 SH Sole 18010
Charles Schwab Corp. COM 808513105 792 48130 SH Sole 48130
ChevronTexaco Corp. COM 166764100 3175 30875 SH Sole 30875
Ciber Inc. COM 17163B102 61 11000 SH Sole 11000
Cisco Systems, Inc. COM 17275R102 1413 90543 SH Sole 90543
Citigroup - New COM 172967424 1552 37264 SH Sole 37264
Coca Cola Co. COM 191216100 2202 32725 SH Sole 32725
Cognizant Tech Solutions COM 192446102 879 11980 SH Sole 11980
Comcast Corp.-Cl A COM 20030N101 1112 43869 SH Sole 43869
ConocoPhillips COM 20825c104 2117 28161 SH Sole 28161
Corning Inc. COM 219350105 784 43185 SH Sole 43185
Cummins Inc. COM 231021106 1221 11800 SH Sole 11800
Danaher Corp. COM 235851102 1270 23970 SH Sole 23970
Deere & Company COM 244199105 1142 13850 SH Sole 13850
Devon Energy Corp. COM 25179M103 632 8021 SH Sole 8021
Diamond Offshore Drilling COM 25271C102 891 12650 SH Sole 12650
DirectTV-Class A COM 25490A101 1056 20785 SH Sole 20785
Disney Walt Co. COM 254687106 1001 25645 SH Sole 25645
Dover Corporation COM 260003108 1202 17730 SH Sole 17730
Dow Chemical Co. COM 260543103 798 22155 SH Sole 22155
Du Pont (E.I.) COM 263534109 682 12609 SH Sole 12609
Duke Energy Corp. COM 26441c105 957 50805 SH Sole 50805
EMC Corp. COM 268648102 1324 48070 SH Sole 48070
Ebay, Inc. COM 278642103 806 24975 SH Sole 24975
Emerson Electric COM 291011104 772 13720 SH Sole 13720
Exelon Corp. COM 30161N101 920 21465 SH Sole 21465
Exxon Mobil Corp. COM 30231G102 5618 69033 SH Sole 69033
Fedex Corp. COM 31428X106 899 9475 SH Sole 9475
Fluor Corporation COM 343412102 754 11660 SH Sole 11660
Ford Motor Co. COM 345370860 937 67934 SH Sole 67934
Freeport MC Co. - Cl B COM 35671D857 1061 20050 SH Sole 20050
General Electric Co. COM 369604103 3118 165301 SH Sole 165301
Gilead Sciences Inc. COM 375558103 475 11480 SH Sole 11480
Goldman Sachs Grp. COM 38141g104 1441 10830 SH Sole 10830
Google Inc Cl-B COM 38259p508 1942 3836 SH Sole 3836
Halliburton Company COM 406216101 1316 25800 SH Sole 25800
Harman Industries COM 413086109 672 14750 SH Sole 14750
Home Depot Inc. COM 437076102 1437 39665 SH Sole 39665
Honeywell Intl., Inc. COM 438516106 956 16035 SH Sole 16035
Illinois Tool Works COM 452308109 904 16005 SH Sole 16005
Int'l Bus Machines COM 459200101 3380 19701 SH Sole 19701
Intel Corporation COM 458140100 2208 99633 SH Sole 99633
Invesco LTD COM G491BT108 730 31180 SH Sole 31180
JP Morgan Chase COM 46625h100 3060 74746 SH Sole 74746
Johnson & Johnson COM 478160104 2355 35398 SH Sole 35398
Johnson Controls COM 478366107 1111 26660 SH Sole 26660
Juniper Networks COM 48203R104 603 19140 SH Sole 19140
Kraft Foods Inc. COM 50075N104 1053 29889 SH Sole 29889
Liz Claiborne, Inc. COM 539320101 59 10985 SH Sole 10985
Loews Corp COM 540424108 684 16260 SH Sole 16260
MEMC Electric Materials Inc. COM 552715104 533 62470 SH Sole 62470
McDonalds Corp. COM 580135101 1548 18362 SH Sole 18362
Merck & Co. Inc. COM 58933Y105 1911 54148 SH Sole 54148
Metlife Inc. COM 59156R108 1488 33910 SH Sole 33910
Microsoft Corporation COM 594918104 2214 85149 SH Sole 85149
Morgan Stanley COM 617446448 701 30485 SH Sole 30485
National Oilwell Varco COM 637071101 1153 14740 SH Sole 14740
Network App. Inc. COM 64110D104 745 14120 SH Sole 14120
Newmont Mining Corp. COM 651639106 459 8510 SH Sole 8510
Nike, Inc. - Class B COM 654106103 916 10175 SH Sole 10175
Noble Corp COM H5833N103 211 5350 SH Sole 5350
Noble Energy Inc COM 655044105 640 7140 SH Sole 7140
Nokia Corp. COM 654902204 94 14710 SH Sole 14710
Omnicom Group COM 681919106 995 20660 SH Sole 20660
Oracle Systems Corp. COM 68389X105 2113 64207 SH Sole 64207
PNC Bank Corp. COM 693475105 686 11515 SH Sole 11515
Peabody Energy Corp COM 704549104 1146 19450 SH Sole 19450
Pepsico Inc. COM 713448108 1817 25802 SH Sole 25802
Pfizer Inc. COM 717081103 3274 158912 SH Sole 158912
Philip Morris Intl. COM 718172109 2049 30685 SH Sole 30685
Polo Ralph Lauren Corp. COM 751212101 759 5720 SH Sole 5720
Procter & Gamble COM 742718109 2818 44322 SH Sole 44322
Qualcomm Inc. COM 747525103 1480 26058 SH Sole 26058
Schlumberger LTD COM 806857108 1967 22769 SH Sole 22769
Simon Property Grp. COM 828806109 1379 11868 SH Sole 11868
Southern Co. COM 842587107 870 21535 SH Sole 21535
Stanley Black & Decker Inc COM 854502101 1000 13885 SH Sole 13885
TJX Companies, Inc. COM 872540109 931 17715 SH Sole 17715
Target Corp. COM 87612e106 997 21260 SH Sole 21260
Texas Instruments COM 882508104 1287 39202 SH Sole 39202
Time Warner Inc. COM 887317303 784 21561 SH Sole 21561
Trustco Bank Corp. NY COM 898349105 59 12025 SH Sole 12025
Tyco Int'l Limited COM H89128104 767 15525 SH Sole 15525
U.S. Bancorp COM 902973304 881 34530 SH Sole 34530
Union Pacific Corp. COM 907818108 1311 12560 SH Sole 12560
United Parcel Svc-Cl B COM 911312106 1422 19505 SH Sole 19505
United Tech Corp. COM 913017109 1971 22267 SH Sole 22267
UnitedHealth Group COM 91324p102 996 19310 SH Sole 19310
Verizon Comm. COM 92343V104 1974 53023 SH Sole 53023
Visa Inc. COM 92826C839 780 9255 SH Sole 9255
Wal-Mart Stores COM 931142103 1716 32297 SH Sole 32297
Walgreen Co. COM 931422109 1112 26180 SH Sole 26180
Waters Corp COM 941848103 919 9600 SH Sole 9600
WellPoint Health COM 94973V107 978 12410 SH Sole 12410
Wells Fargo & Co. COM 949746101 2785 99258 SH Sole 99258
Zimmer Holdings Inc. COM 98956p102 1143 18080 SH Sole 18080
Diamonds Trust Series I 78467X109 1009 8145 SH Sole 8145
IShares MSCI EAFE Index 464287465 4060 67510 SH Sole 67510
IShares MSCI EAFE Index 464288885 434 6885 SH Sole 6885
IShares S&P 500 Index 464287200 1492 11268 SH Sole 11268
IShares S&P MidCap 400 464287507 4524 46303 SH Sole 46303
IShares S&P SmCap 600 464287804 4431 60436 SH Sole 60436
Spyder Tr ser 1 78462F103 1232 9336 SH Sole 9336
Vanguard High Yield Corp-ADM 922031760 1037 179772 SH Sole 179772
Allianz SE PFD 018805200 1571 60000 SH Sole 60000
Bank of America PFD 060505765 1047 40000 SH Sole 40000
Barclays Bank 8.125 pfd PFD 06739H362 2371 90000 SH Sole 90000
Cabco Trust JCP 7.625% PFD 126797208 254 10100 SH Sole 10100
Deutche Bank 7.6% PFD 25154A108 1544 60000 SH Sole 60000
HSBC Holdings PFD 404280703 1064 40000 SH Sole 40000
ING Groep NV PFD 456837806 1042 40000 SH Sole 40000
Lehman Bros. Holdings PFD 52520W317 1 40000 SH Sole 40000
Lloyds Banking Group PLC PFD 539439802 517 20000 SH Sole 20000
M&T Capital Trust Pfd PFD 55292C203 1572 60000 SH Sole 60000
Prudential Financial PFD 744320508 1114 40000 SH Sole 40000
Wells Fargo 7.875 Pfd PFD 94985V202 1039 40000 SH Sole 40000
GTRAX Global Total Return 26243L105 70 10081 SH Sole 10081