0001179791-12-000007.txt : 20120514
0001179791-12-000007.hdr.sgml : 20120514
20120514134913
ACCESSION NUMBER: 0001179791-12-000007
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
EFFECTIVENESS DATE: 20120514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 12837818
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR/A
1
cim13f093011.txt
CIM13F093011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [X ]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
Full Accession Number
0001179791-11-000008
13F-HR/A Filing.
Institutional Investment Manager Filing this Report:
Name: CIM Investment Management, Inc
Address: 239 Fourth Ave Suite 1302
Pittsburgh, PA 15222
13F File Number: 28-10236
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Antoine Smalls
Title: Chief Compliance Officer
Phone: 412-765-2771
Antoine Smalls, Pittsburgh, PA May 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:0
Form 13F File Number Name
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 145
Form 13F Information Table Value Total: $149,362 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 603 8406 SH Sole 8406
ALCOA COM 013817101 369 38610 SH Sole 38610
AT&T COM 00206R102 1937 67911 SH Sole 67911
Abbott Laboratories COM 002824100 1253 24504 SH Sole 24504
Agilent Tech Inc. COM 00846U101 693 22180 SH Sole 22180
Alpha Natural Resources Inc. COM 02076X102 271 15305 SH Sole 15305
Altria Group Inc. COM 02209s103 798 29780 SH Sole 29780
Amazon.Com Inc COM 023135106 901 4165 SH Sole 4165
American Elect. Power COM 025537101 712 18715 SH Sole 18715
American Express Co. COM 025816109 964 21475 SH Sole 21475
Amgen Inc. COM 031162100 790 14381 SH Sole 14381
Apache Corp. COM 037411105 633 7885 SH Sole 7885
Apple Computer COM 037833100 4990 13087 SH Sole 13087
Avery Dennison Corp. COM 053611109 290 11564 SH Sole 11564
Baker Hughes COM 057224107 568 12310 SH Sole 12310
Bank of America Corp. COM 060505104 1138 185885 SH Sole 185885
Berkshire Hathaway COM 084670702 1076 15150 SH Sole 15150
Biogen Idec Inc. COM 09062X103 431 4630 SH Sole 4630
Boeing Co. COM 097023105 1079 17829 SH Sole 17829
Broadcom Corp. COM 111320107 423 12700 SH Sole 12700
Capital One Financial COM 14040H105 543 13700 SH Sole 13700
Caterpillar Inc. COM 149123101 493 6675 SH Sole 6675
Celgene Corp COM 151020104 1065 17210 SH Sole 17210
ChevronTexaco Corp. COM 166764100 2693 29085 SH Sole 29085
Ciber Inc. COM 17163B102 33 11000 SH Sole 11000
Cisco Systems, Inc. COM 17275R102 255 16450 SH Sole 16450
Citigroup - New COM 172967424 879 34314 SH Sole 34314
Coca Cola Co. COM 191216100 2069 30625 SH Sole 30625
Cognizant Tech Solutions COM 192446102 706 11260 SH Sole 11260
Comcast Corp.-Cl A COM 20030N101 868 41469 SH Sole 41469
ConocoPhillips COM 20825c104 1683 26581 SH Sole 26581
Corning Inc. COM 219350105 501 40515 SH Sole 40515
Cummins Inc. COM 231021106 902 11040 SH Sole 11040
Danaher Corp. COM 235851102 917 21860 SH Sole 21860
Deere & Company COM 244199105 837 12970 SH Sole 12970
Devon Energy Corp. COM 25179M103 418 7531 SH Sole 7531
Diamond Offshore Drilling COM 25271C102 650 11870 SH Sole 11870
Discover Fin. Svcs. COM 254709108 655 28555 SH Sole 28555
Disney Walt Co. COM 254687106 726 24075 SH Sole 24075
Dover Corporation COM 260003108 776 16660 SH Sole 16660
Dow Chemical Co. COM 260543103 468 20835 SH Sole 20835
Du Pont (E.I.) COM 263534109 475 11879 SH Sole 11879
Duke Energy Corp. COM 26441c105 953 47685 SH Sole 47685
EMC Corp. COM 268648102 946 45070 SH Sole 45070
Ebay, Inc. COM 278642103 691 23435 SH Sole 23435
Emerson Electric COM 291011104 533 12900 SH Sole 12900
Exelon Corp. COM 30161N101 858 20125 SH Sole 20125
Exxon Mobil Corp. COM 30231G102 4737 65223 SH Sole 65223
Fedex Corp. COM 31428X106 603 8905 SH Sole 8905
Fluor Corporation COM 343412102 499 10730 SH Sole 10730
Ford Motor Co. COM 345370860 618 63874 SH Sole 63874
Freeport MC Co. - Cl B COM 35671D857 573 18820 SH Sole 18820
General Electric Co. COM 369604103 2377 156151 SH Sole 156151
Gilead Sciences Inc. COM 375558103 419 10800 SH Sole 10800
Goldman Sachs Grp. COM 38141g104 970 10260 SH Sole 10260
Goodyear Tires COM 382550101 449 44510 SH Sole 44510
Google Inc Cl-B COM 38259p508 1852 3596 SH Sole 3596
Halliburton Company COM 406216101 740 24240 SH Sole 24240
Hewlett Packard Co. COM 428236103 730 32525 SH Sole 32525
Home Depot Inc. COM 437076102 1228 37355 SH Sole 37355
Honeywell Intl., Inc. COM 438516106 665 15145 SH Sole 15145
Illinois Tool Works COM 452308109 624 15005 SH Sole 15005
Int'l Bus Machines COM 459200101 3228 18461 SH Sole 18461
Intel Corporation COM 458140100 2019 94613 SH Sole 94613
Invesco LTD COM G491BT108 434 28010 SH Sole 28010
JP Morgan Chase COM 46625h100 2116 70246 SH Sole 70246
Johnson & Johnson COM 478160104 2124 33348 SH Sole 33348
Juniper Networks COM 48203R104 309 17900 SH Sole 17900
Kraft Foods Inc. COM 50075N104 942 28059 SH Sole 28059
Liz Claiborne, Inc. COM 539320101 55 10985 SH Sole 10985
MEMC Electric Materials Inc. COM 552715104 310 59110 SH Sole 59110
MasterCard Inc.-Class A COM 57636Q104 628 1980 SH Sole 1980
McDonalds Corp. COM 580135101 1512 17212 SH Sole 17212
Merck & Co. Inc. COM 58933Y105 1677 51298 SH Sole 51298
Methode Elec Inc. COM 591520200 97 13000 SH Sole 13000
Metlife Inc. COM 59156R108 893 31870 SH Sole 31870
Microsoft Corporation COM 594918104 2011 80789 SH Sole 80789
Morgan Stanley COM 617446448 388 28695 SH Sole 28695
National Oilwell Varco COM 637071101 709 13850 SH Sole 13850
Network App. Inc. COM 64110D104 448 13200 SH Sole 13200
Newmont Mining Corp. COM 651639106 537 8530 SH Sole 8530
News Corp-Cl A COM 65248E104 484 31295 SH Sole 31295
Nike, Inc. - Class B COM 654106103 816 9545 SH Sole 9545
Noble Energy Inc COM 655044105 473 6680 SH Sole 6680
Nokia Corp. COM 654902204 83 14710 SH Sole 14710
Omnicom Group COM 681919106 713 19360 SH Sole 19360
Oracle Systems Corp. COM 68389X105 1735 60357 SH Sole 60357
PNC Bank Corp. COM 693475105 522 10835 SH Sole 10835
Peabody Energy Corp COM 704549104 598 17660 SH Sole 17660
Pepsico Inc. COM 713448108 1503 24282 SH Sole 24282
Pfizer Inc. COM 717081103 2642 149462 SH Sole 149462
Philip Morris Intl. COM 718172109 1814 29075 SH Sole 29075
Priceline.Com Inc. COM 741503403 681 1515 SH Sole 1515
Procter & Gamble COM 742718109 2642 41812 SH Sole 41812
Qualcomm Inc. COM 747525103 1187 24418 SH Sole 24418
Schlumberger LTD COM 806857108 1285 21509 SH Sole 21509
Simon Property Grp. COM 828806109 649 5898 SH Sole 5898
Southern Co. COM 842587107 857 20225 SH Sole 20225
Stanley Black & Decker Inc COM 854502101 638 12995 SH Sole 12995
Starwood Hotels COM 85590A401 989 25480 SH Sole 25480
TJX Companies, Inc. COM 872540109 921 16595 SH Sole 16595
Target Corp. COM 87612e106 984 20060 SH Sole 20060
Tesoro Corp. COM 881609101 534 27420 SH Sole 27420
Texas Instruments COM 882508104 990 37132 SH Sole 37132
Time Warner Inc. COM 887317303 610 20341 SH Sole 20341
Travelers Group Inc. COM 89417E109 546 11210 SH Sole 11210
Trustco Bank Corp. NY COM 898349105 54 12025 SH Sole 12025
Tyco Int'l Limited COM H89128104 595 14595 SH Sole 14595
U.S. Bancorp COM 902973304 763 32430 SH Sole 32430
Union Pacific Corp. COM 907818108 966 11830 SH Sole 11830
United Parcel Svc-Cl B COM 911312106 1157 18315 SH Sole 18315
United Tech Corp. COM 913017109 774 11002 SH Sole 11002
UnitedHealth Group COM 91324p102 810 17570 SH Sole 17570
Verizon Comm. COM 92343V104 1877 51013 SH Sole 51013
Visa Inc. COM 92826C839 747 8715 SH Sole 8715
Wal-Mart Stores COM 931142103 846 16307 SH Sole 16307
Walgreen Co. COM 931422109 814 24760 SH Sole 24760
Waters Corp COM 941848103 696 9220 SH Sole 9220
WellPoint Health COM 94973V107 733 11235 SH Sole 11235
Wells Fargo & Co. COM 949746101 2250 93268 SH Sole 93268
Whole Foods Market Inc COM 966837106 890 13630 SH Sole 13630
Wynn Resorts LTD COM 983134107 365 3170 SH Sole 3170
Yum! Brands, Inc. COM 988498101 873 17680 SH Sole 17680
Zimmer Holdings Inc. COM 98956p102 910 17020 SH Sole 17020
Diamonds Trust Series I 78467X109 887 8145 SH Sole 8145
IShares MSCI EAFE Index 464287465 3226 67510 SH Sole 67510
IShares MSCI EAFE Index 464288885 343 6885 SH Sole 6885
IShares S&P 500 Index 464287200 2196 19318 SH Sole 19318
IShares S&P MidCap 400 464287507 3665 46993 SH Sole 46993
IShares S&P SmCap 600 464287804 3592 61366 SH Sole 61366
Spyder Tr ser 1 78462F103 1056 9336 SH Sole 9336
Vanguard High Yield Corp-ADM 922031760 999 183029 SH Sole 183029
Allianz SE PFD 018805200 1556 60000 SH Sole 60000
Bank of America PFD 060505765 881 40000 SH Sole 40000
Barclays Bank 8.125 pfd PFD 06739H362 2080 90000 SH Sole 90000
Cabco Trust JCP 7.625% PFD 126797208 245 10100 SH Sole 10100
Deutche Bank 7.6% PFD 25154A108 1427 60000 SH Sole 60000
HSBC Holdings PFD 404280703 1028 40000 SH Sole 40000
ING Groep NV PFD 456837806 883 40000 SH Sole 40000
Lehman Bros. Holdings PFD 52520W317 1 40000 SH Sole 40000
Lloyds Banking Group PLC PFD 539439802 500 20000 SH Sole 20000
M&T Capital Trust Pfd PFD 55292C203 1541 60000 SH Sole 60000
Prudential Financial PFD 744320508 1108 40000 SH Sole 40000
Wells Fargo 7.875 Pfd PFD 94985V202 1030 40000 SH Sole 40000
GTRAX Global Total Return 26243L105 69 10081 SH Sole 10081