0001179791-12-000006.txt : 20120419
0001179791-12-000006.hdr.sgml : 20120419
20120419142954
ACCESSION NUMBER: 0001179791-12-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120419
DATE AS OF CHANGE: 20120419
EFFECTIVENESS DATE: 20120419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 12768162
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR
1
cim13f033112.txt
CIM13F033112
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2012
Check here if Amendment []; Amendment Number:
Full Accession Number
0001179791-12-000005
13F-HR Filing
Institutional Investment Manager Filing this Report:
Name: CIM Investment Management, Inc
Address: 239 Fourth Ave Suite 1302
Pittsburgh, PA 15222
13F File Number: 28-10236
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete,
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Antoine Smalls
Title: Chief Compliance Officer
Phone: 412-765-2771
Antoine Smalls, Pittsburgh, PA April 19, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: 0
FORM 13F SUMMARY PAGE Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 146
Form 13F Information Table Value Total: $175,206 (thousands)
List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M Co. COM 88579y101 688 7711 SH Sole 7711
ALCOA COM 013817101 361 36050 SH Sole 36050
AT&T COM 00206R102 2029 64976 SH Sole 64976
Abbott Laboratories COM 002824100 1442 23534 SH Sole 23534
Aetna Inc. COM 00817Y108 745 14855 SH Sole 14855
Agilent Tech Inc. COM 00846U101 946 21260 SH Sole 21260
Allergan Inc. COM 018490102 682 7150 SH Sole 7150
Alpha Natural Resources Inc. COM 02076X102 232 15280 SH Sole 15280
Altria Group Inc. COM 02209s103 883 28590 SH Sole 28590
Amazon.Com Inc COM 023135106 797 3935 SH Sole 3935
American Elect. Power COM 025537101 691 17910 SH Sole 17910
American Express Co. COM 025816109 1197 20695 SH Sole 20695
Amgen Inc. COM 031162100 938 13796 SH Sole 13796
Anadarko Peteroleum COM 032511107 742 9470 SH Sole 9470
Apache Corp. COM 037411105 756 7525 SH Sole 7525
Apple Computer COM 037833100 7496 12502 SH Sole 12502
Avery Dennison Corp. COM 053611109 348 11564 SH Sole 11564
BB&T Corporation COM 054937107 681 21710 SH Sole 21710
Baker Hughes COM 057224107 492 11740 SH Sole 11740
Bank of America Corp. COM 060505104 1706 178290 SH Sole 178290
Bemis Company COM 081437105 613 18980 SH Sole 18980
Berkshire Hathaway COM 084670702 1212 14935 SH Sole 14935
Boeing Co. COM 097023105 1276 17159 SH Sole 17159
Bristol Myers Squibb COM 110122108 964 28560 SH Sole 28560
Broadcom Corp. COM 111320107 1032 26250 SH Sole 26250
CBS Corp. CL-B COM 124857202 1276 37640 SH Sole 37640
Capital One Financial COM 14040H105 1281 22980 SH Sole 22980
Carnival Cruise Lines COM 143658300 806 25135 SH Sole 25135
Caterpillar Inc. COM 149123101 1218 11435 SH Sole 11435
ChevronTexaco Corp. COM 166764100 2988 27875 SH Sole 27875
Ciber Inc. COM 17163B102 47 11000 SH Sole 11000
Cisco Systems, Inc. COM 17275R102 1188 56170 SH Sole 56170
Citigroup - New COM 172967424 2032 55583 SH Sole 55583
Cliffs Natural Resources COM 18683K101 1000 14435 SH Sole 14435
Coca Cola Co. COM 191216100 2163 29230 SH Sole 29230
Cognizant Tech Solutions COM 192446102 800 10400 SH Sole 10400
Comcast Corp.-Cl A COM 20030N101 1159 38617 SH Sole 38617
ConocoPhillips COM 20825c104 1284 16891 SH Sole 16891
Costco Wholesale Corp. COM 22160k105 848 9340 SH Sole 9340
Danaher Corp. COM 235851102 1166 20820 SH Sole 20820
Deere & Company COM 244199105 1000 12360 SH Sole 12360
Devon Energy Corp. COM 25179M103 509 7161 SH Sole 7161
Discover Fin. Svcs. COM 254709108 866 25980 SH Sole 25980
Disney Walt Co. COM 254687106 1012 23105 SH Sole 23105
Dow Chemical Co. COM 260543103 693 19995 SH Sole 19995
Du Pont (E.I.) COM 263534109 602 11389 SH Sole 11389
Duke Energy Corp. COM 26441c105 956 45490 SH Sole 45490
EMC Corp. COM 268648102 1948 65180 SH Sole 65180
EOG Resources COM 26875p101 733 6600 SH Sole 6600
Eaton Corp. COM 278058102 1036 20800 SH Sole 20800
Exelon Corp. COM 30161N101 786 20045 SH Sole 20045
Exxon Mobil Corp. COM 30231G102 5437 62689 SH Sole 62689
Fedex Corp. COM 31428X106 791 8605 SH Sole 8605
First Horizon COM 320517105 681 65631 SH Sole 65631
Ford Motor Co. COM 345370860 757 60689 SH Sole 60689
Freeport MC Co. - Cl B COM 35671D857 686 18040 SH Sole 18040
General Electric Co. COM 369604103 3569 177811 SH Sole 177811
General Mills, Inc. COM 370334104 230 5830 SH Sole 5830
Gilead Sciences Inc. COM 375558103 508 10405 SH Sole 10405
Goldman Sachs Grp. COM 38141g104 1228 9875 SH Sole 9875
Goodyear Tires COM 382550101 473 42160 SH Sole 42160
Google Inc Cl-B COM 38259p508 2223 3466 SH Sole 3466
Halliburton Company COM 406216101 767 23110 SH Sole 23110
Hewlett Packard Co. COM 428236103 726 30485 SH Sole 30485
Home Depot Inc. COM 437076102 883 17545 SH Sole 17545
Honeywell Intl., Inc. COM 438516106 892 14610 SH Sole 14610
Illinois Tool Works COM 452308109 824 14430 SH Sole 14430
Int'l Bus Machines COM 459200101 2496 11961 SH Sole 11961
Intel Corporation COM 458140100 2459 87468 SH Sole 87468
Invesco LTD COM G491BT108 717 26870 SH Sole 26870
JP Morgan Chase COM 46625h100 3087 67146 SH Sole 67146
Johnson & Johnson COM 478160104 2108 31963 SH Sole 31963
KLA-Tencor Corp. COM 482480100 616 11325 SH Sole 11325
Kraft Foods Inc. COM 50075N104 987 25959 SH Sole 25959
Lexington Realty Trust COM 529043101 135 15000 SH Sole 15000
McDonalds Corp. COM 580135101 1617 16482 SH Sole 16482
Merck & Co. Inc. COM 58933Y105 1893 49288 SH Sole 49288
Metlife Inc. COM 59156R108 1140 30515 SH Sole 30515
Microsoft Corporation COM 594918104 2512 77864 SH Sole 77864
Monsanto Co. COM 61166W101 617 7740 SH Sole 7740
Morgan Stanley COM 617446448 534 27165 SH Sole 27165
National Oilwell Varco COM 637071101 1052 13240 SH Sole 13240
Network App. Inc. COM 64110D104 555 12390 SH Sole 12390
Newmont Mining Corp. COM 651639106 424 8270 SH Sole 8270
News Corp-Cl A COM 65248E104 530 26915 SH Sole 26915
Nike, Inc. - Class B COM 654106103 987 9100 SH Sole 9100
Noble Corp COM H5833N103 200 5350 SH Sole 5350
Noble Energy Inc COM 655044105 626 6400 SH Sole 6400
Nokia Corp. COM 654902204 81 14710 SH Sole 14710
Norfolk Southern COM 655844108 527 8005 SH Sole 8005
Occidental Pete COM 674599105 744 7815 SH Sole 7815
Oracle Systems Corp. COM 68389X105 1688 57872 SH Sole 57872
PNC Bank Corp. COM 693475105 627 9715 SH Sole 9715
Peabody Energy Corp COM 704549104 468 16150 SH Sole 16150
Penn Virginia Corp. COM 707882106 79 17280 SH Sole 17280
Pepsico Inc. COM 713448108 1544 23272 SH Sole 23272
Pfizer Inc. COM 717081103 2218 97952 SH Sole 97952
Philip Morris Intl. COM 718172109 2486 28055 SH Sole 28055
Procter & Gamble COM 742718109 2874 42762 SH Sole 42762
Prologis Inc. COM 74340W103 620 17210 SH Sole 17210
Prudential Financial COM 744320102 671 10580 SH Sole 10580
Qualcomm Inc. COM 747525103 1608 23633 SH Sole 23633
Sandisk Corp COM 80004C101 451 9100 SH Sole 9100
Schlumberger LTD COM 806857108 1447 20699 SH Sole 20699
Simon Property Grp. COM 828806109 815 5593 SH Sole 5593
Southern Co. COM 842587107 875 19465 SH Sole 19465
Starwood Hotels COM 85590A401 1307 23170 SH Sole 23170
TJX Companies, Inc. COM 872540109 1256 31630 SH Sole 31630
Target Corp. COM 87612e106 1127 19340 SH Sole 19340
Texas Instruments COM 882508104 1204 35812 SH Sole 35812
Time Warner Inc. COM 887317303 737 19531 SH Sole 19531
Trustco Bank Corp. NY COM 898349105 69 12025 SH Sole 12025
Tyco Int'l Limited COM H89128104 786 13985 SH Sole 13985
U.S. Bancorp COM 902973304 989 31205 SH Sole 31205
Union Pacific Corp. COM 907818108 670 6230 SH Sole 6230
United Parcel Svc-Cl B COM 911312106 898 11125 SH Sole 11125
United Tech Corp. COM 913017109 894 10782 SH Sole 10782
UnitedHealth Group COM 91324p102 994 16870 SH Sole 16870
Verizon Comm. COM 92343V104 1902 49743 SH Sole 49743
Visa Inc. COM 92826C839 988 8370 SH Sole 8370
Wal-Mart Stores COM 931142103 953 15577 SH Sole 15577
Waters Corp COM 941848103 793 8560 SH Sole 8560
WellPoint Health COM 94973V107 833 11285 SH Sole 11285
Wells Fargo & Co. COM 949746101 3068 89878 SH Sole 89878
Wynn Resorts LTD COM 983134107 453 3630 SH Sole 3630
Zimmer Holdings Inc. COM 98956p102 1043 16230 SH Sole 16230
IShares MSCI EAFE Index 464287465 4280 77980 SH Sole 77980
IShares MSCI EAFE Index 464288885 404 6885 SH Sole 6885
IShares S&P 500 Index 464287200 589 4168 SH Sole 4168
IShares S&P MidCap 400 464287507 4663 46993 SH Sole 46993
IShares S&P SmCap 600 464287804 4683 61366 SH Sole 61366
Spyder Tr ser 1 78462F103 1315 9336 SH Sole 9336
Vanguard High Yield Corp-ADM 922031760 1161 198768 SH Sole 198768
Allianz SE PFD 018805200 1556 60000 SH Sole 60000
Bank of America PFD 060505765 1028 40000 SH Sole 40000
Barclays Bank 8.125 pfd PFD 06739H362 2290 90000 SH Sole 90000
Cabco Trust JCP 7.625% PFD 126797208 254 10100 SH Sole 10100
Deutche Bank 7.6% PFD 25154A108 1540 60000 SH Sole 60000
HSBC Holdings PFD 404280703 1046 40000 SH Sole 40000
ING Groep NV PFD 456837806 1012 40000 SH Sole 40000
Lehman Bros. Holdings PFD 52520W317 0 40000 SH Sole 40000
Lloyds Banking Group PLC PFD 539439802 526 20000 SH Sole 20000
M&T Capital Trust Pfd PFD 55292C203 1569 60000 SH Sole 60000
Prudential Financial PFD 744320508 1082 40000 SH Sole 40000
Wells Fargo 7.875 Pfd PFD 94985V202 1041 40000 SH Sole 40000
GTRAX Global Total Return 26243L105 69 10081 SH Sole 10081