0001179791-12-000006.txt : 20120419 0001179791-12-000006.hdr.sgml : 20120419 20120419142954 ACCESSION NUMBER: 0001179791-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120419 DATE AS OF CHANGE: 20120419 EFFECTIVENESS DATE: 20120419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 12768162 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR 1 cim13f033112.txt CIM13F033112 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment []; Amendment Number: Full Accession Number 0001179791-12-000005 13F-HR Filing Institutional Investment Manager Filing this Report: Name: CIM Investment Management, Inc Address: 239 Fourth Ave Suite 1302 Pittsburgh, PA 15222 13F File Number: 28-10236 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Antoine Smalls Title: Chief Compliance Officer Phone: 412-765-2771 Antoine Smalls, Pittsburgh, PA April 19, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: 0 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 146 Form 13F Information Table Value Total: $175,206 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 688 7711 SH Sole 7711 ALCOA COM 013817101 361 36050 SH Sole 36050 AT&T COM 00206R102 2029 64976 SH Sole 64976 Abbott Laboratories COM 002824100 1442 23534 SH Sole 23534 Aetna Inc. COM 00817Y108 745 14855 SH Sole 14855 Agilent Tech Inc. COM 00846U101 946 21260 SH Sole 21260 Allergan Inc. COM 018490102 682 7150 SH Sole 7150 Alpha Natural Resources Inc. COM 02076X102 232 15280 SH Sole 15280 Altria Group Inc. COM 02209s103 883 28590 SH Sole 28590 Amazon.Com Inc COM 023135106 797 3935 SH Sole 3935 American Elect. Power COM 025537101 691 17910 SH Sole 17910 American Express Co. COM 025816109 1197 20695 SH Sole 20695 Amgen Inc. COM 031162100 938 13796 SH Sole 13796 Anadarko Peteroleum COM 032511107 742 9470 SH Sole 9470 Apache Corp. COM 037411105 756 7525 SH Sole 7525 Apple Computer COM 037833100 7496 12502 SH Sole 12502 Avery Dennison Corp. COM 053611109 348 11564 SH Sole 11564 BB&T Corporation COM 054937107 681 21710 SH Sole 21710 Baker Hughes COM 057224107 492 11740 SH Sole 11740 Bank of America Corp. COM 060505104 1706 178290 SH Sole 178290 Bemis Company COM 081437105 613 18980 SH Sole 18980 Berkshire Hathaway COM 084670702 1212 14935 SH Sole 14935 Boeing Co. COM 097023105 1276 17159 SH Sole 17159 Bristol Myers Squibb COM 110122108 964 28560 SH Sole 28560 Broadcom Corp. COM 111320107 1032 26250 SH Sole 26250 CBS Corp. CL-B COM 124857202 1276 37640 SH Sole 37640 Capital One Financial COM 14040H105 1281 22980 SH Sole 22980 Carnival Cruise Lines COM 143658300 806 25135 SH Sole 25135 Caterpillar Inc. COM 149123101 1218 11435 SH Sole 11435 ChevronTexaco Corp. COM 166764100 2988 27875 SH Sole 27875 Ciber Inc. COM 17163B102 47 11000 SH Sole 11000 Cisco Systems, Inc. COM 17275R102 1188 56170 SH Sole 56170 Citigroup - New COM 172967424 2032 55583 SH Sole 55583 Cliffs Natural Resources COM 18683K101 1000 14435 SH Sole 14435 Coca Cola Co. COM 191216100 2163 29230 SH Sole 29230 Cognizant Tech Solutions COM 192446102 800 10400 SH Sole 10400 Comcast Corp.-Cl A COM 20030N101 1159 38617 SH Sole 38617 ConocoPhillips COM 20825c104 1284 16891 SH Sole 16891 Costco Wholesale Corp. COM 22160k105 848 9340 SH Sole 9340 Danaher Corp. COM 235851102 1166 20820 SH Sole 20820 Deere & Company COM 244199105 1000 12360 SH Sole 12360 Devon Energy Corp. COM 25179M103 509 7161 SH Sole 7161 Discover Fin. Svcs. COM 254709108 866 25980 SH Sole 25980 Disney Walt Co. COM 254687106 1012 23105 SH Sole 23105 Dow Chemical Co. COM 260543103 693 19995 SH Sole 19995 Du Pont (E.I.) COM 263534109 602 11389 SH Sole 11389 Duke Energy Corp. COM 26441c105 956 45490 SH Sole 45490 EMC Corp. COM 268648102 1948 65180 SH Sole 65180 EOG Resources COM 26875p101 733 6600 SH Sole 6600 Eaton Corp. COM 278058102 1036 20800 SH Sole 20800 Exelon Corp. COM 30161N101 786 20045 SH Sole 20045 Exxon Mobil Corp. COM 30231G102 5437 62689 SH Sole 62689 Fedex Corp. COM 31428X106 791 8605 SH Sole 8605 First Horizon COM 320517105 681 65631 SH Sole 65631 Ford Motor Co. COM 345370860 757 60689 SH Sole 60689 Freeport MC Co. - Cl B COM 35671D857 686 18040 SH Sole 18040 General Electric Co. COM 369604103 3569 177811 SH Sole 177811 General Mills, Inc. COM 370334104 230 5830 SH Sole 5830 Gilead Sciences Inc. COM 375558103 508 10405 SH Sole 10405 Goldman Sachs Grp. COM 38141g104 1228 9875 SH Sole 9875 Goodyear Tires COM 382550101 473 42160 SH Sole 42160 Google Inc Cl-B COM 38259p508 2223 3466 SH Sole 3466 Halliburton Company COM 406216101 767 23110 SH Sole 23110 Hewlett Packard Co. COM 428236103 726 30485 SH Sole 30485 Home Depot Inc. COM 437076102 883 17545 SH Sole 17545 Honeywell Intl., Inc. COM 438516106 892 14610 SH Sole 14610 Illinois Tool Works COM 452308109 824 14430 SH Sole 14430 Int'l Bus Machines COM 459200101 2496 11961 SH Sole 11961 Intel Corporation COM 458140100 2459 87468 SH Sole 87468 Invesco LTD COM G491BT108 717 26870 SH Sole 26870 JP Morgan Chase COM 46625h100 3087 67146 SH Sole 67146 Johnson & Johnson COM 478160104 2108 31963 SH Sole 31963 KLA-Tencor Corp. COM 482480100 616 11325 SH Sole 11325 Kraft Foods Inc. COM 50075N104 987 25959 SH Sole 25959 Lexington Realty Trust COM 529043101 135 15000 SH Sole 15000 McDonalds Corp. COM 580135101 1617 16482 SH Sole 16482 Merck & Co. Inc. COM 58933Y105 1893 49288 SH Sole 49288 Metlife Inc. COM 59156R108 1140 30515 SH Sole 30515 Microsoft Corporation COM 594918104 2512 77864 SH Sole 77864 Monsanto Co. COM 61166W101 617 7740 SH Sole 7740 Morgan Stanley COM 617446448 534 27165 SH Sole 27165 National Oilwell Varco COM 637071101 1052 13240 SH Sole 13240 Network App. Inc. COM 64110D104 555 12390 SH Sole 12390 Newmont Mining Corp. COM 651639106 424 8270 SH Sole 8270 News Corp-Cl A COM 65248E104 530 26915 SH Sole 26915 Nike, Inc. - Class B COM 654106103 987 9100 SH Sole 9100 Noble Corp COM H5833N103 200 5350 SH Sole 5350 Noble Energy Inc COM 655044105 626 6400 SH Sole 6400 Nokia Corp. COM 654902204 81 14710 SH Sole 14710 Norfolk Southern COM 655844108 527 8005 SH Sole 8005 Occidental Pete COM 674599105 744 7815 SH Sole 7815 Oracle Systems Corp. COM 68389X105 1688 57872 SH Sole 57872 PNC Bank Corp. COM 693475105 627 9715 SH Sole 9715 Peabody Energy Corp COM 704549104 468 16150 SH Sole 16150 Penn Virginia Corp. COM 707882106 79 17280 SH Sole 17280 Pepsico Inc. COM 713448108 1544 23272 SH Sole 23272 Pfizer Inc. COM 717081103 2218 97952 SH Sole 97952 Philip Morris Intl. COM 718172109 2486 28055 SH Sole 28055 Procter & Gamble COM 742718109 2874 42762 SH Sole 42762 Prologis Inc. COM 74340W103 620 17210 SH Sole 17210 Prudential Financial COM 744320102 671 10580 SH Sole 10580 Qualcomm Inc. COM 747525103 1608 23633 SH Sole 23633 Sandisk Corp COM 80004C101 451 9100 SH Sole 9100 Schlumberger LTD COM 806857108 1447 20699 SH Sole 20699 Simon Property Grp. COM 828806109 815 5593 SH Sole 5593 Southern Co. COM 842587107 875 19465 SH Sole 19465 Starwood Hotels COM 85590A401 1307 23170 SH Sole 23170 TJX Companies, Inc. COM 872540109 1256 31630 SH Sole 31630 Target Corp. COM 87612e106 1127 19340 SH Sole 19340 Texas Instruments COM 882508104 1204 35812 SH Sole 35812 Time Warner Inc. COM 887317303 737 19531 SH Sole 19531 Trustco Bank Corp. NY COM 898349105 69 12025 SH Sole 12025 Tyco Int'l Limited COM H89128104 786 13985 SH Sole 13985 U.S. Bancorp COM 902973304 989 31205 SH Sole 31205 Union Pacific Corp. COM 907818108 670 6230 SH Sole 6230 United Parcel Svc-Cl B COM 911312106 898 11125 SH Sole 11125 United Tech Corp. COM 913017109 894 10782 SH Sole 10782 UnitedHealth Group COM 91324p102 994 16870 SH Sole 16870 Verizon Comm. COM 92343V104 1902 49743 SH Sole 49743 Visa Inc. COM 92826C839 988 8370 SH Sole 8370 Wal-Mart Stores COM 931142103 953 15577 SH Sole 15577 Waters Corp COM 941848103 793 8560 SH Sole 8560 WellPoint Health COM 94973V107 833 11285 SH Sole 11285 Wells Fargo & Co. COM 949746101 3068 89878 SH Sole 89878 Wynn Resorts LTD COM 983134107 453 3630 SH Sole 3630 Zimmer Holdings Inc. COM 98956p102 1043 16230 SH Sole 16230 IShares MSCI EAFE Index 464287465 4280 77980 SH Sole 77980 IShares MSCI EAFE Index 464288885 404 6885 SH Sole 6885 IShares S&P 500 Index 464287200 589 4168 SH Sole 4168 IShares S&P MidCap 400 464287507 4663 46993 SH Sole 46993 IShares S&P SmCap 600 464287804 4683 61366 SH Sole 61366 Spyder Tr ser 1 78462F103 1315 9336 SH Sole 9336 Vanguard High Yield Corp-ADM 922031760 1161 198768 SH Sole 198768 Allianz SE PFD 018805200 1556 60000 SH Sole 60000 Bank of America PFD 060505765 1028 40000 SH Sole 40000 Barclays Bank 8.125 pfd PFD 06739H362 2290 90000 SH Sole 90000 Cabco Trust JCP 7.625% PFD 126797208 254 10100 SH Sole 10100 Deutche Bank 7.6% PFD 25154A108 1540 60000 SH Sole 60000 HSBC Holdings PFD 404280703 1046 40000 SH Sole 40000 ING Groep NV PFD 456837806 1012 40000 SH Sole 40000 Lehman Bros. Holdings PFD 52520W317 0 40000 SH Sole 40000 Lloyds Banking Group PLC PFD 539439802 526 20000 SH Sole 20000 M&T Capital Trust Pfd PFD 55292C203 1569 60000 SH Sole 60000 Prudential Financial PFD 744320508 1082 40000 SH Sole 40000 Wells Fargo 7.875 Pfd PFD 94985V202 1041 40000 SH Sole 40000 GTRAX Global Total Return 26243L105 69 10081 SH Sole 10081